DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Former SEC-registered adviser
C•••••• S••••••••
Legal name C•••••• S••••••••• I•••
Latest filing Jul 1, 2019
First filing on the tape Jul 1, 2019 · 1 filings
RAUM
$167M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
50
$310M gross assets
History
1 filings and snapshots on the tape
RAUM: $167M
HNW client RAUM: no history
State-registered IARs (5.B.3): 0
Employees (5.A): 14
Private funds: 50
Practice profile
derived from the filing of Jul 1, 2019; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $2.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $167M, 32 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$167M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 75reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $167M for 32 clientsreported
- Compensation
- fixed, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
62 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F••• C•••••• F••••• A••••••••• L••• | Real Estate Fund | $18.0M | 127 | Mar 31, 2020 |
| V••••• A••••••••• L••• | Real Estate Fund | $16.3M | 122 | Mar 19, 2024 |
| 3•• H•••• P•••••••• L•• | Real Estate Fund | $15.9M | 117 | Mar 30, 2018 |
| C•• B•• B••••••••• I•• L••• | Real Estate Fund | $15.1M | 42 | May 1, 2017 |
| U• A•••••••• P••••••••• L••• | Real Estate Fund | $14.8M | 73 | May 1, 2017 |
| T•••• A• S•••• T•••• P•••••••• L•• | Real Estate Fund | $14.5M | 58 | Mar 26, 2019 |
| I••••••••• D•• A••••••••• L••• | Real Estate Fund | $14.1M | 93 | May 1, 2017 |
| N•• A••••••••• L••• | Real Estate Fund | $12.7M | 103 | Mar 19, 2024 |
| L••••••••• L•• C•••••• A••••••••• L••• | Real Estate Fund | $12.4M | 93 | Mar 31, 2020 |
| C• G••••••••• A••••••••• L• | Real Estate Fund | $12.1M | 94 | Mar 29, 2021 |
| I••••••••• D•• A••••••••• L•••no longer reported | Real Estate Fund | $12.1M | 79 | May 1, 2017 |
| I••••••••• A••••••••• A••••••••• L••• | Real Estate Fund | $11.7M | 71 | Mar 30, 2018 |
| C•• I••••••••• D••••• A••••••••• L• | Real Estate Fund | $11.1M | 93 | Apr 8, 2016 |
| S••••••••• C••• P•••••••• L• | Real Estate Fund | $9.6M | 95 | Mar 26, 2019 |
| A•••• L••• A••••••••• L••• | Real Estate Fund | $9.4M | 88 | Mar 21, 2023 |
| C•• P•••••••• A• A••••••••• L•••no longer reported | Real Estate Fund | $9.0M | 52 | Apr 8, 2016 |
| C•••• L•••no longer reported | Real Estate Fund | $8.9M | 61 | Apr 8, 2016 |
| C• D••••• A••••••••• L••• | Real Estate Fund | $8.8M | 75 | Mar 30, 2018 |
| C• F••••••••• L••• | Real Estate Fund | $8.6M | 77 | Mar 30, 2018 |
| C• T•••••• P•••••••• I•• L• | Real Estate Fund | $7.9M | 39 | Mar 29, 2021 |
| B••••••••• G•••• C•••••• S•••••• T••••• L•no longer reported | Real Estate Fund | $7.7M | 61 | May 1, 2017 |
| W••••• E••• T••••• L• | Real Estate Fund | $7.6M | 75 | Mar 26, 2019 |
| S•• 1••• A••••••••• L••• | Real Estate Fund | $6.7M | 53 | May 1, 2017 |
| C• B•••••• P••••••••• L• | Real Estate Fund | $6.6M | 39 | Mar 31, 2020 |
| R••••••••• R••••••• A••••••••• L•no longer reported | Real Estate Fund | $6.6M | 69 | Mar 30, 2018 |
| T•••••••• A• S••••••••• A••••••••• L• | Real Estate Fund | $6.4M | 45 | Mar 29, 2021 |
| E•••••• S••••••••• A••••••••• L••• | Real Estate Fund | $6.3M | 50 | Mar 31, 2020 |
| C• E••••• H•••••••• L••• | Real Estate Fund | $6.1M | 54 | Mar 30, 2018 |
| C• 5•• N•••• B•••• L•• | Real Estate Fund | $6.0M | 27 | Mar 31, 2022 |
| M••••••• H•••••• P•••••••• L••no longer reported | Real Estate Fund | $5.8M | 51 | Apr 8, 2016 |
| I••••••••• A••••• A••••••••• L•no longer reported | Real Estate Fund | $5.5M | 57 | Apr 8, 2016 |
| C• M••••••• A••••••••• L••• | Real Estate Fund | $5.1M | 67 | Mar 30, 2018 |
| C• B••••••••• A••••••••• L••• | Real Estate Fund | $4.9M | 40 | Mar 30, 2018 |
| C• A•••• H•••••• A••••••••• L•••no longer reported | Real Estate Fund | $4.0M | 25 | Mar 30, 2018 |
| E•••••• I••••••••• L• | Private Equity Fund | $3.7M | 53 | Apr 8, 2016 |
| B•••••••• V•••••• A••••••••• L••• | Real Estate Fund | $3.0M | 34 | Mar 21, 2023 |
| C• B•••••• I••••••••• L•no longer reported | Real Estate Fund | $3.0M | 2 | Apr 8, 2016 |
| C• A•• A••••••••• L•• | Real Estate Fund | $2.8M | 22 | Mar 30, 2018 |
| U• I••••••••• L•no longer reported | Real Estate Fund | $2.3M | 56 | Apr 8, 2016 |
| C• C•••••••• A••••••••• L••• | Real Estate Fund | $2.2M | 17 | Mar 30, 2018 |
Owners and control persons
Schedule A and B, latest filing
- D•••••• F••••••• L• · Vice Presidentcontrolsince 08/2002 · owns 5% to 10%
- S••••••••• N•••••• N• · Membercontrolsince 01/2014 · owns 5% to 10%
- S••••••• F••••• L•• · Presidentcontrolsince 01/1991 · owns 75% or more
- S••••••• J••••••• L• · Vp Asset Management, Controller & Ccocontrolsince 01/2001 · owns less than 5%
Related persons
Schedule D 7.A
- 3•• H•••• P••••••• G•• L••pooled vehicle sponsorn
- B•• C•• B• I• G••••••• L••pooled vehicle sponsorn
- B••••••••• G•••• C•••••• S•••••• T•••• G•• L••pooled vehicle sponsorn
- B••••••••• G• I•• L••pooled vehicle sponsorn
- C•• I•••••••• G••••••• L••pooled vehicle sponsorn
- C•• I•••••••• I•• G•• L•••pooled vehicle sponsorn
- C• A•••• H•••••• G••••••• L••pooled vehicle sponsorn
- C• B••••••••• G•••••• L••pooled vehicle sponsorn
- C• B•••••• G••••••• L••pooled vehicle sponsorn
- C• C••••• C•••••• G••••••• L••pooled vehicle sponsorn
- C• C•••••••• G••••••• L••pooled vehicle sponsorn
- C• D••••• G••••••• L••pooled vehicle sponsorn
- C• F••••••••• L•••• G••••••• L••pooled vehicle sponsorn
- C• M••••••••• S•••• G•••••• • L••pooled vehicle sponsorn
- C• P•••• P•••• G••••••• L••pooled vehicle sponsorn
- E•••••• G••••••• L••pooled vehicle sponsorn
- I••••••••• D••••• G••••••• L••pooled vehicle sponsorn
- I••••••••• F••• W•••• G••••••• L••pooled vehicle sponsorn
- P• C•••• A• G••••••• L••pooled vehicle sponsorn
- P• S•••••• G•••••• I•• L•••pooled vehicle sponsorn
- P• S•••••• G••••••• L•••pooled vehicle sponsorn
- S•• 1••• G•••••• L••pooled vehicle sponsorn
- U• A•••••••• P•••••••• G••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
1 dated events
- C•••••• S•••••••• filed its initial SEC registration (Form ADV)Jul 1, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C•••••• S•••••••• · Independent Sponsorsshared crd · capital_provider
- C•••••• S•••••••• · Private Equityshared crd · organization
- C•••••• S•••••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- CAP-SOL.COMreportedpublic record, Form ADV, Sep 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
C•••••• S•••••••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…