DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Former SEC-registered adviser
H•• I••••••••• M••••••••• L••
Latest filing May 6, 2024
First filing on the tape May 3, 2016 · 31 filings
RAUM
$52.3M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
$30.5M gross assets
History
31 filings and snapshots on the tape
RAUM$52.3M as of Mar 29, 2024
Mar 14, 2017$25.1M then
HNW client RAUM$0 as of Mar 29, 2024
Apr 5, 2022$543,000 then
State-registered IARs (5.B.3)0 as of Mar 29, 2024
Mar 14, 20172 then
Employees (5.A)1 as of Mar 29, 2024
Mar 14, 20174 then
Private funds3 as of Mar 29, 2024
Mar 14, 20171 then
RAUM -22% over the last fiscal year-30% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 6, 2024; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $13.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -22%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- -100%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$52.3M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 4reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H•• C••••• F••• S•• •••••• B• S•• | Securitized Asset Fund | $26.0M | 3 | Mar 26, 2020 |
| H•• V•••••• F••• I• L• | Venture Capital Fund | $4.5M | 14 | Mar 26, 2020 |
| H•• V•••••• F••• I• L• | Venture Capital Fund | $0 | 0 | Apr 3, 2023 |
| H••••• U• I••••••••• F•••• L•no longer reported | Other Private Fund | $0 | 1 | May 3, 2016 |
| H••••• U••• F•••• L••• •••••• A•no longer reported | Securitized Asset Fund | $0 | 0 | Mar 26, 2020 |
Owners and control persons
Schedule A and B, latest filing
- W•••• J••••••• N•• · Managing Member & Chief Compliance Officercontrolsince 01/2015 · owns less than 5%
- W•••• J••••••• N•• · Membercontrolsince 10/2015 · owns 75% or more of H••••• G••••• L••••••
Entity owners
- H••• I••• · Memberdirect · owns 75% or more
- H••••• G••••• ••••••• I••• · Shareholderindirect · owns 75% or more of H••• I•••
- H••••• G••••• L•••••• · Memberindirect · owns 75% or more of H••••• G••••• ••••••• I•••
Related persons
Schedule D 7.A
- H•• S••••••••• I•••broker-dealern
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 6 to 4Jul 19, 2023 to Mar 29, 2024
- Advisory activities · 3 to 1Jul 19, 2023 to Mar 29, 2024
- Business name · H••••• I••••••••• M••••••••• L•• to H•• I••••••••• M••••••••• L••Jul 19, 2023 to Mar 29, 2024
- HNW clients · 2 to 0Jul 19, 2023 to Mar 29, 2024
- Assets in custody · 29010000.0 to unsetJul 19, 2023 to Mar 29, 2024
- Custody of client assets · true to falseJul 19, 2023 to Mar 29, 2024
- Discretionary RAUM · $67.0M to $52.3MJul 19, 2023 to Mar 29, 2024
- HNW RAUM · $287,000 to $0Jul 19, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $66.8M to $52.3MJul 19, 2023 to Mar 29, 2024
- RAUM · $67.0M to $52.3MJul 19, 2023 to Mar 29, 2024
- HNW clients · 3 to 2Jun 6, 2022 to Apr 3, 2023
- Pooled vehicle clients · 3 to 4Jun 6, 2022 to Apr 3, 2023
- Legal name · H••••• I••••••••• M••••••••• L•• to H•• I••••••••• M••••••••• L••Jun 6, 2022 to Apr 3, 2023
- Private funds · 2 to 3Jun 6, 2022 to Apr 3, 2023
- Discretionary RAUM · $50.5M to $67.0MJun 6, 2022 to Apr 3, 2023
- HNW RAUM · $543,000 to $287,000Jun 6, 2022 to Apr 3, 2023
- Pooled vehicle RAUM · $49.9M to $66.8MJun 6, 2022 to Apr 3, 2023
- RAUM · $50.5M to $67.0MJun 6, 2022 to Apr 3, 2023
- Accounts · 12 to 6Apr 22, 2021 to Apr 5, 2022
- Advisory employees · 2 to 1Apr 22, 2021 to Apr 5, 2022
- HNW clients · 0 to 3Apr 22, 2021 to Apr 5, 2022
- Individual clients · 3 to 0Apr 22, 2021 to Apr 5, 2022
- Pooled vehicle clients · 12 to 3Apr 22, 2021 to Apr 5, 2022
- Assets in custody · unset to 29010000.0Apr 22, 2021 to Apr 5, 2022
- Custody of client assets · false to trueApr 22, 2021 to Apr 5, 2022
- Employees · 2 to 1Apr 22, 2021 to Apr 5, 2022
- Private funds · 3 to 2Apr 22, 2021 to Apr 5, 2022
- Discretionary RAUM · $36.9M to $50.5MApr 22, 2021 to Apr 5, 2022
- HNW RAUM · $0 to $543,000Apr 22, 2021 to Apr 5, 2022
- Individual RAUM · $660,000 to $0Apr 22, 2021 to Apr 5, 2022
- Non-discretionary RAUM · $115M to $0Apr 22, 2021 to Apr 5, 2022
- Pooled vehicle RAUM · $151M to $49.9MApr 22, 2021 to Apr 5, 2022
- RAUM · $152M to $50.5MApr 22, 2021 to Apr 5, 2022
- HNW RAUM · unset to 0.0Mar 12, 2021 to Mar 31, 2021
- Pension RAUM · unset to 0.0Mar 12, 2021 to Mar 31, 2021
- Accounts · 8 to 12Jun 29, 2020 to Mar 12, 2021
- Advisory activities · 2 to 3Jun 29, 2020 to Mar 12, 2021
- Individual clients · 0 to 3Jun 29, 2020 to Mar 12, 2021
- Pooled vehicle clients · 8 to 12Jun 29, 2020 to Mar 12, 2021
- Assets in custody · 28400000.0 to unsetJun 29, 2020 to Mar 12, 2021
Signals
2 dated events
- H•• I••••••••• M••••••••• L•• reported RAUM $50.5M, down 67% from $151.9M (2021-04-22 to 2022-04-05)Apr 5, 2022 · RAUM change · derived
- H••••• I••••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)May 3, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- H•• I••••••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/hi2globalreportedpublic record, Form ADV, Sep 19, 2026
- Website
- hi2global.comreportedpublic record, Form ADV, Sep 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026