DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

M•••••• C•••••• A•••••• L••

Former SEC-registered adviserNew York, New YorkCRD 283567SEC 801-112897IAPD
Latest filing Mar 30, 2021
First filing on the tape Sep 28, 2017 · 9 filings
RAUM
$25.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$25.0M gross assets
History
9 filings and snapshots on the tape
RAUM$25.0M as of Mar 30, 2021
Mar 29, 2019$17.9M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2021
Mar 29, 20190 then
Employees (5.A)3 as of Mar 30, 2021
Mar 29, 20199 then
Private funds2 as of Mar 30, 2021
Mar 29, 20194 then
RAUM -12% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2021; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$12.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-12%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Custody
$25.0M, 2 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$25.0M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$25.0M for 2 clientsreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      6 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      M•••••• S•••••••• R•••••••• E••••• F••• I• S•••••Private Equity Fund$18.4M45Mar 29, 2019
      M•••••• D•• P•••• I•••• F••• S•••••no longer reportedHedge Fund$6.7M2Sep 28, 2017
      M•••••• C•• L••• S••••••••• F••• I• S•••••Private Equity Fund$6.5M37Oct 31, 2019
      M•••••• S••••••••• F••• S•••••no longer reportedHedge Fund$1.9M12Mar 21, 2018
      M•••••• 4•• C•••••• C••••• O••••••••• F••• S•••••no longer reportedHedge Fund$157,7891Mar 29, 2019
      M•••••• W•••••• R••• P••••• F••• S•••••no longer reportedHedge Fund$102,2671Mar 21, 2018
      Owners and control persons
      Schedule A and B, latest filing
      • C••••••• R••••••• · Chief Financial Officercontrol
        since 07/2018 · owns less than 5%
      • M••••••••• M••• · Chief Operating Officercontrol
        since 01/2016 · owns less than 5%
      • R••••••••• M••••••• G••••• · Chief Executive Officercontrol
        since 01/2016 · owns less than 5%
      • S••••••••• J••• · Chief Compliance Officercontrol
        since 09/2017 · owns less than 5%
      Entity owners
      • M•••••• C•••••• A••••••• G••••• L• · Manager
        direct · owns 75% or more
      • C• H••••••• L•• · Shareholder
        indirect · owns 50% to 75% of I••••••••• H••••••• L••••••
      • I••••••••• H••••••• L•••••• · Shareholder
        indirect · owns 75% or more of I••••••••• S•••
      • I••••••••• S••• · Shareholder
        indirect · owns 75% or more of I•• H••••• H•••••••• I•••
      • I•• H••••• H•••••••• I••• · Member
        indirect · owns 75% or more of M•••••• C•••••• A••••••• G••••• G• L••
      • I•• H••••• H•••••••• I••• · General Partner
        indirect · owns F of M•••••• C•••••• A••••••• G••••• L•
      • M•••••• C•••••• A••••••• G••••• G• L•• · General Partner
        indirect · owns 75% or more of M•••••• C•••••• A••••••• G••••• L•
      • O•••••••• H••••••• L••• · Shareholder
        indirect · owns 50% to 75% of C• H••••••• L••
      • S•••• H••••••• L•• · Shareholder
        indirect · owns 25% to 50% of S•••• L••
      • S•••• L•• · Shareholder
        indirect · owns 25% to 50% of O•••••••• H••••••• L•••
      Related persons
      Schedule D 7.A
      Advisers that list M•••••• C•••••• A•••••• L•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 5 to 2
        Jan 31, 2020 to Mar 30, 2021
      • Advisory employees · 3 to 0
        Jan 31, 2020 to Mar 30, 2021
      • BD registered reps · 6 to 3
        Jan 31, 2020 to Mar 30, 2021
      • Pooled vehicle clients · 5 to 2
        Jan 31, 2020 to Mar 30, 2021
      • Assets in custody · $28.4M to $25.0M
        Jan 31, 2020 to Mar 30, 2021
      • Employees · 7 to 3
        Jan 31, 2020 to Mar 30, 2021
      • Private funds · 5 to 2
        Jan 31, 2020 to Mar 30, 2021
      • Discretionary RAUM · $28.4M to $25.0M
        Jan 31, 2020 to Mar 30, 2021
      • Pooled vehicle RAUM · $28.4M to $25.0M
        Jan 31, 2020 to Mar 30, 2021
      • RAUM · $28.4M to $25.0M
        Jan 31, 2020 to Mar 30, 2021
      • Advisory employees · 4 to 3
        Oct 31, 2019 to Jan 31, 2020
      • BD registered reps · 7 to 6
        Oct 31, 2019 to Jan 31, 2020
      • Assets in custody · $30.8M to $28.4M
        Oct 31, 2019 to Jan 31, 2020
      • Employees · 9 to 7
        Oct 31, 2019 to Jan 31, 2020
      • Discretionary RAUM · $30.8M to $28.4M
        Oct 31, 2019 to Jan 31, 2020
      • Pooled vehicle RAUM · $30.8M to $28.4M
        Oct 31, 2019 to Jan 31, 2020
      • RAUM · $30.8M to $28.4M
        Oct 31, 2019 to Jan 31, 2020
      • Accounts · 4 to 5
        Mar 29, 2019 to Oct 31, 2019
      • Pooled vehicle clients · 4 to 5
        Mar 29, 2019 to Oct 31, 2019
      • Assets in custody · $17.9M to $30.8M
        Mar 29, 2019 to Oct 31, 2019
      • Private funds · 4 to 5
        Mar 29, 2019 to Oct 31, 2019
      • Discretionary RAUM · $17.9M to $30.8M
        Mar 29, 2019 to Oct 31, 2019
      • Pooled vehicle RAUM · $17.9M to $30.8M
        Mar 29, 2019 to Oct 31, 2019
      • RAUM · $17.9M to $30.8M
        Mar 29, 2019 to Oct 31, 2019
      • Pooled vehicle clients · 3 to 4
        Oct 9, 2018 to Mar 29, 2019
      • Assets in custody · $7.8M to $17.9M
        Oct 9, 2018 to Mar 29, 2019
      • Private funds · 3 to 4
        Oct 9, 2018 to Mar 29, 2019
      • Discretionary RAUM · $7.8M to $17.9M
        Oct 9, 2018 to Mar 29, 2019
      • Non-discretionary RAUM · $30.2M to $0
        Oct 9, 2018 to Mar 29, 2019
      • Pooled vehicle RAUM · $7.8M to $17.9M
        Oct 9, 2018 to Mar 29, 2019
      • RAUM · $38.0M to $17.9M
        Oct 9, 2018 to Mar 29, 2019
      • BD registered reps · 6 to 7
        Aug 17, 2018 to Oct 9, 2018
      • Employees · 8 to 9
        Aug 17, 2018 to Oct 9, 2018
      • Accounts · 3 to 4
        Mar 21, 2018 to Aug 17, 2018
      • Advisory employees · 3 to 4
        Mar 21, 2018 to Aug 17, 2018
      • BD registered reps · 3 to 6
        Mar 21, 2018 to Aug 17, 2018
      • Assets in custody · $6.4M to $7.8M
        Mar 21, 2018 to Aug 17, 2018
      • Employees · 6 to 8
        Mar 21, 2018 to Aug 17, 2018
      • Discretionary RAUM · $6.4M to $7.8M
        Mar 21, 2018 to Aug 17, 2018
      • Non-discretionary RAUM · $0 to $30.2M
        Mar 21, 2018 to Aug 17, 2018
      Signals
      2 dated events
      • Campbell Edward Kuhnel (Chief Administrative Officer) no longer on Schedule A of M•••••• C•••••• A•••••• L•• (listed 2019-10-31, absent 2020-01-31)
        Jan 31, 2020 · Control person left · inference
      • M•••••• C•••••• A•••••• L•• filed its initial SEC registration (Form ADV)
        Sep 28, 2017 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026