DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

T•••••• R••••• C•••••• L••

Asset manager (funds and pooled vehicles)Newton, MassachusettsCRD 283569SEC 801-107676websiteIAPD
Latest filing Jul 2, 2026
First filing on the tape Apr 5, 2016 · 19 filings
SEC status approved since Apr 12, 2016
RAUM
$763M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
22
18 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$763M as of Jul 2, 2026
Nov 11, 2016$192M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 2, 2026
Nov 11, 20160 then
Employees (5.A)22 as of Jul 2, 2026
Nov 11, 20169 then
Private funds1 as of Dec 13, 2019
Nov 11, 20161 then
RAUM +1.8% over the last fiscal year+19% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 2, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$382MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+0.2%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$701M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$763M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$701M for 1 clientsreported
Compensation
performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      T•••••• S••••••••• L••• F••• I• L•••••• P•••••••••no longer reportedReal Estate Fund$2.5M2Feb 23, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • C••••• J•••••••• B••••• · Director, Executive Vice President, General Counsel & Secretarycontrol
        since 03/2016 · owns less than 5%
      • D•••• F••••••• · Vice President, Treasurer And Chief Financial Officercontrol
        since 10/2023 · owns less than 5%
      • J•••••• M••••••• P••• · Director, President & Chief Executive Officercontrol
        since 01/2021 · owns less than 5%
      • L••••••••• T•••••• J••••• · Senior Vice Presidentcontrol
        since 10/2021 · owns less than 5%
      • P••••••• A•••• D•••• · Directorcontrol
        since 03/2016 · owns less than 5%
      • U•••• S•••••• M••••• · Chief Compliance Officercontrol
        since 01/2024 · owns less than 5%
      • P••••••• A•••• D•••• · Trustee & Ownercontrol
        since 06/2015 · owns 75% or more of A•• T••••
      Entity owners
      • T•• R•• G•••• L•• · Sole Member
        direct · owns 75% or more
      • T•• R•• G•••• I••• · Class B Managing Member & Class A Member
        indirect · owns 50% to 75% of T•• R•• G•••• L•• · public reporting company
      • A•• T•••• · Class A Member
        indirect · owns 25% to 50% of T•• R•• G•••• L••
      Related persons
      Schedule D 7.A
      • A•• T••••
        pooled vehicle sponsory
      Advisers that list T•••••• R••••• C•••••• L•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Chicago, IL1 employees
      What changed
      consecutive filings, newest first
      • Accounts · 3 to 2
        Apr 29, 2025 to Dec 3, 2025
      • Pooled vehicle clients · 3 to 2
        Apr 29, 2025 to Dec 3, 2025
      • Assets in custody · $653M to $701M
        Apr 29, 2025 to Dec 3, 2025
      • Employees · 32 to 22
        Apr 29, 2025 to Dec 3, 2025
      • Discretionary RAUM · $752M to $763M
        Apr 29, 2025 to Dec 3, 2025
      • Pooled vehicle RAUM · $752M to $763M
        Apr 29, 2025 to Dec 3, 2025
      • RAUM · $752M to $763M
        Apr 29, 2025 to Dec 3, 2025
      • Financial planning clients · unset to
        Dec 6, 2024 to Apr 29, 2025
      • Accounts · 2 to 3
        Dec 6, 2023 to Dec 6, 2024
      • Advisory employees · 24 to 18
        Dec 6, 2023 to Dec 6, 2024
      • Pooled vehicle clients · 2 to 3
        Dec 6, 2023 to Dec 6, 2024
      • Assets in custody · $750M to $653M
        Dec 6, 2023 to Dec 6, 2024
      • Discretionary RAUM · $750M to $752M
        Dec 6, 2023 to Dec 6, 2024
      • Pooled vehicle RAUM · $750M to $752M
        Dec 6, 2023 to Dec 6, 2024
      • RAUM · $750M to $752M
        Dec 6, 2023 to Dec 6, 2024
      • Advisory employees · 23 to 24
        Dec 19, 2022 to Dec 6, 2023
      • Assets in custody · $775M to $750M
        Dec 19, 2022 to Dec 6, 2023
      • Employees · 34 to 32
        Dec 19, 2022 to Dec 6, 2023
      • Discretionary RAUM · $775M to $750M
        Dec 19, 2022 to Dec 6, 2023
      • Pooled vehicle RAUM · $775M to $750M
        Dec 19, 2022 to Dec 6, 2023
      • RAUM · $775M to $750M
        Dec 19, 2022 to Dec 6, 2023
      • Advisory employees · 17 to 23
        Mar 14, 2022 to Dec 19, 2022
      • Assets in custody · $456M to $775M
        Mar 14, 2022 to Dec 19, 2022
      • Employees · 23 to 34
        Mar 14, 2022 to Dec 19, 2022
      • Discretionary RAUM · $456M to $775M
        Mar 14, 2022 to Dec 19, 2022
      • Pooled vehicle RAUM · $456M to $775M
        Mar 14, 2022 to Dec 19, 2022
      • RAUM · $456M to $775M
        Mar 14, 2022 to Dec 19, 2022
      • Advisory employees · 9 to 17
        Nov 1, 2021 to Dec 10, 2021
      • Business name · T•••••• R••••• A••••••• L•• to T•••••• R••••• C•••••• L••
        Nov 1, 2021 to Dec 10, 2021
      • Assets in custody · $292M to $456M
        Nov 1, 2021 to Dec 10, 2021
      • Employees · 20 to 23
        Nov 1, 2021 to Dec 10, 2021
      • Legal name · T•••••• R••••• A••••••• L•• to T•••••• R••••• C•••••• L••
        Nov 1, 2021 to Dec 10, 2021
      • Other offices · 0 to 1
        Nov 1, 2021 to Dec 10, 2021
      • Discretionary RAUM · $292M to $456M
        Nov 1, 2021 to Dec 10, 2021
      • Pooled vehicle RAUM · $292M to $456M
        Nov 1, 2021 to Dec 10, 2021
      • RAUM · $292M to $456M
        Nov 1, 2021 to Dec 10, 2021
      • Related adviser · true to false
        Nov 1, 2021 to Dec 10, 2021
      • Advisory employees · 7 to 9
        Dec 13, 2019 to Dec 18, 2020
      • Advisory activities · 2 to 1
        Dec 13, 2019 to Dec 18, 2020
      • Assets in custody · $219M to $292M
        Dec 13, 2019 to Dec 18, 2020
      Signals
      12 dated events
      • Renae Tiffany Sy (Vice President, Treasurer & Chief Financial Officer) no longer on Schedule A of T•••••• R••••• C•••••• L•• (listed 2022-12-19, absent 2023-12-06)
        Dec 6, 2023 · Control person left · inference
      • Fernando Diaz (Vice President, Treasurer And Chief Financial Officer) appeared on Schedule A of T•••••• R••••• C•••••• L••
        Dec 6, 2023 · Control person joined · fact
      • Mendel Sigrid Usen (Chief Compliance Officer) appeared on Schedule A of T•••••• R••••• C•••••• L••
        Dec 6, 2023 · Control person joined · fact
      • T•••••• R••••• C•••••• L•• reported RAUM $775.3M, up 70% from $456.3M (2022-03-14 to 2022-12-19)
        Dec 19, 2022 · RAUM change · derived
      • Douglas Gerald Lanois (Senior Vice President, Treasurer & Chief Financial Officer) no longer on Schedule A of T•••••• R••••• C•••••• L•• (listed 2022-03-14, absent 2022-12-19)
        Dec 19, 2022 · Control person left · inference
      • Renae Tiffany Sy (Vice President, Treasurer & Chief Financial Officer) appeared on Schedule A of T•••••• R••••• C•••••• L••
        Dec 19, 2022 · Control person joined · fact
      • T•••••• R••••• C•••••• L•• reported RAUM $456.3M, up 56% from $292.3M (2021-11-01 to 2021-12-10)
        Dec 10, 2021 · RAUM change · derived
      • Joseph Thomas Lorenzini (Senior Vice President) appeared on Schedule A of T•••••• R••••• C•••••• L••
        Nov 1, 2021 · Control person joined · fact
      • Michael David Blackman (Employee) no longer on Schedule A of T•••••• R••••• C•••••• L•• (listed 2020-12-18, absent 2021-03-17)
        Mar 17, 2021 · Control person left · inference
      • Robert Jared Lewis (Vice President) no longer on Schedule A of T•••••• R••••• C•••••• L•• (listed 2018-12-13, absent 2019-12-13)
        Dec 13, 2019 · Control person left · inference
      • T•••••• R••••• C•••••• L•• reported RAUM $139.8M, down 45% from $252.0M (2018-06-21 to 2018-12-13)
        Dec 13, 2018 · RAUM change · derived
      • R•• M••••••• F•••••• L•• filed its initial SEC registration (Form ADV)
        Apr 5, 2016 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      T••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      617-867-0700reportedpublic record, Form ADV, Jul 2, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      T•••••• R••••• C•••••• L•• is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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