DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Apr 8, 2016 · 20 filings
SEC status approved since May 10, 2016
RAUM
$784M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$261M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$784M as of Mar 30, 2026
Mar 29, 2017$443M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Mar 30, 2026
Mar 29, 20172 then
Employees (5.A)4 as of Mar 30, 2026
Mar 29, 20172 then
Private funds: no history
RAUM +10% over the last fiscal year+6.2% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- $261MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $131MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$784M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C••••• J••• M••••• | Bloomington, Mn | Jun 1, 2026 | 10 y | 0 |
| J•••• R••••• M••••• | Bloomington, Mn | Jun 1, 2026 | 13 y | 0 |
| K•••• R••••• M••••• | Bloomington, Mn | Jun 1, 2026 | 39 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- K•••• R••••• M••••• from I•••••••• I••••••••• I•••Jun 1, 2026 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••• C•••••• J••• · Membercontrolsince 03/2016 · owns 25% to 50%
- M•••••• K••••• R••••• · Managing Membercontrolsince 03/2016 · owns 50% to 75%
- B•••••• K•••• R•••• · Chief Compliance Officersince 04/2016 · owns less than 5%
- M•••••• J••••• R••••• · Membersince 03/2016 · owns 5% to 10%
- M•••••• T•••• · Membersince 03/2016 · owns 5% to 10%
Related persons
Schedule D 7.A
- F•• A•••• M•••investment advisernRAUM $76.8M
- S•••••investment advisern
Advisers that list S••••••••• L•• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bloomington, Mn · principal | 3 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 3 to 2Oct 22, 2025 to Mar 30, 2026
- Discretionary RAUM · $712M to $784MOct 22, 2025 to Mar 30, 2026
- RAUM · $712M to $784MOct 22, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 27, 2024 to Mar 20, 2025
- Discretionary RAUM · $694M to $712MMar 27, 2024 to Mar 20, 2025
- RAUM · $694M to $712MMar 27, 2024 to Mar 20, 2025
- Discretionary RAUM · $654M to $694MMar 23, 2023 to Mar 27, 2024
- RAUM · $654M to $694MMar 23, 2023 to Mar 27, 2024
- Discretionary RAUM · $733M to $654MMar 30, 2022 to Mar 23, 2023
- RAUM · $733M to $654MMar 30, 2022 to Mar 23, 2023
- Employees · 3 to 4Aug 12, 2021 to Mar 30, 2022
- Discretionary RAUM · $729M to $733MAug 12, 2021 to Mar 30, 2022
- RAUM · $729M to $733MAug 12, 2021 to Mar 30, 2022
- Insurance-licensed employees · 0 to 1Mar 30, 2020 to Mar 29, 2021
- Discretionary RAUM · $611M to $729MMar 30, 2020 to Mar 29, 2021
- RAUM · $611M to $729MMar 30, 2020 to Mar 29, 2021
- Advisory employees · 2 to 3Mar 31, 2019 to Mar 30, 2020
- Employees · 2 to 3Mar 31, 2019 to Mar 30, 2020
- Insurance-licensed employees · 1 to 0Mar 31, 2019 to Mar 30, 2020
- State-registered IARs · 2 to 3Mar 31, 2019 to Mar 30, 2020
- Discretionary RAUM · $509M to $611MMar 31, 2019 to Mar 30, 2020
- RAUM · $509M to $611MMar 31, 2019 to Mar 30, 2020
- Financial planning clients · 0 to unsetMar 29, 2018 to Mar 31, 2019
- Discretionary RAUM · $565M to $509MMar 29, 2018 to Mar 31, 2019
- RAUM · $565M to $509MMar 29, 2018 to Mar 31, 2019
- Charity clients · unset to 0.0Mar 29, 2017 to Mar 29, 2018
- Corporate clients · unset to 0.0Mar 29, 2017 to Mar 29, 2018
- HNW clients · unset to 0.0Mar 29, 2017 to Mar 29, 2018
- Individual clients · unset to 0.0Mar 29, 2017 to Mar 29, 2018
- Pension plan clients · unset to 0.0Mar 29, 2017 to Mar 29, 2018
- Pooled vehicle clients · unset to 0.0Mar 29, 2017 to Mar 29, 2018
- Other offices · unset to 0.0Mar 29, 2017 to Mar 29, 2018
- Discretionary RAUM · $443M to $565MMar 29, 2017 to Mar 29, 2018
- RAUM · $443M to $565MMar 29, 2017 to Mar 29, 2018
- Accounts · 0 to 6Jan 19, 2017 to Mar 29, 2017
- Advisory employees · 3 to 2Jan 19, 2017 to Mar 29, 2017
- Employees · 4 to 2Jan 19, 2017 to Mar 29, 2017
- State-registered IARs · 1 to 2Jan 19, 2017 to Mar 29, 2017
- Discretionary RAUM · $0 to $443MJan 19, 2017 to Mar 29, 2017
- RAUM · $0 to $443MJan 19, 2017 to Mar 29, 2017
Signals
2 dated events
- S••••••••• L•• reported RAUM $565.0M, up 28% from $442.9M (2017-03-29 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
- S••••••••• L•• filed its initial SEC registration (Form ADV)Apr 8, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/the-e-valuatorreportedpublic record, Form ADV, Sep 18, 2026
- Website
- evaluatorfunds.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 855-621-9877reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $261Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026