DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Duet Advisory Services LLC
Latest filing Mar 12, 2026
First filing on the tape Jun 25, 2024 · 6 filings
SEC status approved since Jul 26, 2024
RAUM
$316M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
99%
$314M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$105M
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$316M as of Mar 12, 2026
Mar 13, 2025$278M then
HNW client RAUM$230M as of Mar 12, 2026
Mar 13, 2025$202M then
State-registered IARs (5.B.3)3 as of Mar 12, 2026
Mar 13, 20252 then
Employees (5.A)7 as of Mar 12, 2026
Mar 13, 20259 then
Private funds: no history
RAUM +14% over the last fiscal yearIARs 2 to 3
Practice profile
derived from the filing of Mar 12, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $105MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 94derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $406,796derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 0.6derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.1%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$230M73%
- Individuals$84.0M27%
- Pension and profit-sharing plans$2.2M0.7%
- Individual clients
- 182reported
- HNW clients
- 100reported
- Pension plan clients
- 1reported
- Charitable clients
- 0reported
- Accounts
- 778reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Brigid MulroyCertified Financial Planner, Personal Financial Specialist | Bingham Farms, Mi | Jul 1, 2016 | 30 y | 2 |
| Sharon Anne Almeida | Pleasonton, Ca | Jul 1, 2016 | 37 y | 3 |
| Jacqueline Nicole Almeida | Pleasanton, Ca | May 1, 2025 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Christopher Blake Radford to Smart Money Group, LLCJan 31, 2018 · Other
Joined, latest
- Sharon Anne Almeida from Vsr Advisory ServicesJul 1, 2016 · Other
- Brigid Mulroy from Vsr Advisory ServicesJul 1, 2016 · Other
- Christopher Blake Radford from Palomar Financial ServicesJul 1, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Anne Sharon Almeida · Member And Chief Compliance Officer (06/2024)controlsince 03/2016 · owns 50% to 75%
- Brigid Mulroy · Membercontrolsince 03/2016 · owns 50% to 75%
Related persons
Schedule D 7.A
- Brigid Mulroyinsurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bingham Farms, Mi · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Ann Arbor, MI1 employees
- Pleasanton, CA1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 762 to 778Dec 3, 2025 to Mar 12, 2026
- Advisory employees · 2 to 3Dec 3, 2025 to Mar 12, 2026
- HNW clients · 98 to 100Dec 3, 2025 to Mar 12, 2026
- Individual clients · 190 to 182Dec 3, 2025 to Mar 12, 2026
- Employees · 9 to 7Dec 3, 2025 to Mar 12, 2026
- State-registered IARs · 2 to 3Dec 3, 2025 to Mar 12, 2026
- Discretionary RAUM · $274M to $311MDec 3, 2025 to Mar 12, 2026
- HNW RAUM · $202M to $230MDec 3, 2025 to Mar 12, 2026
- Individual RAUM · $73.7M to $84.0MDec 3, 2025 to Mar 12, 2026
- Non-discretionary RAUM · $4.2M to $5.4MDec 3, 2025 to Mar 12, 2026
- Pension RAUM · $1.8M to $2.2MDec 3, 2025 to Mar 12, 2026
- RAUM · $278M to $316MDec 3, 2025 to Mar 12, 2026
- Accounts · 776 to 762Sep 10, 2024 to Mar 13, 2025
- HNW clients · 86 to 98Sep 10, 2024 to Mar 13, 2025
- Individual clients · 196 to 190Sep 10, 2024 to Mar 13, 2025
- Pension plan clients · 0 to 1Sep 10, 2024 to Mar 13, 2025
- Financial planning clients · 1-10 to 0Sep 10, 2024 to Mar 13, 2025
- Other offices · 3 to 4Sep 10, 2024 to Mar 13, 2025
- Discretionary RAUM · $97.9M to $274MSep 10, 2024 to Mar 13, 2025
- HNW RAUM · $166M to $202MSep 10, 2024 to Mar 13, 2025
- Individual RAUM · $73.1M to $73.7MSep 10, 2024 to Mar 13, 2025
- Non-discretionary RAUM · $141M to $4.2MSep 10, 2024 to Mar 13, 2025
- Pension RAUM · $0 to $1.8MSep 10, 2024 to Mar 13, 2025
- RAUM · $239M to $278MSep 10, 2024 to Mar 13, 2025
Signals
1 dated events
- Duet Advisory Services Llc filed its initial SEC registration (Form ADV)Jun 25, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- ali@centsinc.netreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- lynda@centsinc.netreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- mayna@centsinc.netreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 925-225-1135reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 925-225-1227reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/CENTS-&-SENSIBILITY-INC.reportedpublic record, Form ADV, Sep 17, 2026
- Website
- CENTSINC.NETreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 248.723.4321reportedpublic record, Form ADV, Mar 12, 2026
- Contact form
- centsinc.net/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- centsinc.net/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $105Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026