DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H•• C•••••• M••••••••• I•• L••
Latest filing Sep 17, 2026
First filing on the tape Jun 28, 2019 · 14 filings
SEC status approved since Jul 29, 2019
RAUM
$840M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$840M as of May 7, 2026
Mar 25, 2020$245M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 7, 2026
Mar 25, 20200 then
Employees (5.A)6 as of May 7, 2026
Mar 25, 20204 then
Private funds8 as of May 7, 2026
Mar 25, 20203 then
RAUM +40% over the last fiscal year+33% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 17, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $168MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +40%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$840M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H••••• P•••••• E••••• C••• F••• I••• L•• | Private Equity Fund | $176M | 89 | Mar 28, 2018 |
| H••••• P•••••• E••••• C••• F••• I•••• L•• | Private Equity Fund | $140M | 111 | Mar 29, 2022 |
| H••••• P•••••• E••••• C••• F••• I•• L•• | Private Equity Fund | $88.1M | 55 | Feb 17, 2015 |
| H•• P•••••• E••••• C••• F••• 3••• L•• | Private Equity Fund | $43.3M | 15 | Sep 18, 2020 |
| H••••• C•••••• P•••••••• L•• | Private Equity Fund | $8.7M | 27 | Feb 17, 2015 |
Owners and control persons
Schedule A and B, latest filing
- H•••••• M•••• J••• · Partner/Membercontrolsince 09/2015 · owns 75% or more
- R••••• P•••••• G••••• · Chief Compliance Officercontrolsince 03/2020 · owns less than 5%
- S••••••• P•••• M•••••• · Partner/Membercontrolsince 09/2015 · owns 10% to 25%
- W••••• J••••• M•••••• · Contract, Part-Time, Cfocontrolsince 01/2021 · owns less than 5%
Related persons
Schedule D 7.A
- H••••• C•••••• M••••••••• I•• L••pooled vehicle sponsorn
- H••••• C•••••• M••••••• L••pooled vehicle sponsorn
- H••••• R••••••••• S•••••••• 2• L••investment adviserLP sponsorn
- H••••• R••••••••• S••••••••• L••investment adviserLP sponsorn
- H•••••• I•••real estaten
- H•• I••••••••• 3••• L••pooled vehicle sponsorn
- H•• I••••••••• I••• L••pooled vehicle sponsorn
- H•• I••••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Santa Monica, CA2 employees
- Chicago, IL1 employees
What changed
consecutive filings, newest first
- Financial planning clients · to unsetMay 7, 2026 to Sep 17, 2026
- Private funds · 8 to unsetMay 7, 2026 to Sep 17, 2026
- Succession · false to unsetMay 7, 2026 to Sep 17, 2026
- Private funds · 5 to 8Mar 30, 2026 to May 7, 2026
- Advisory employees · 4 to 5Jul 7, 2025 to Mar 30, 2026
- Employees · 4 to 6Jul 7, 2025 to Mar 30, 2026
- Private funds · 6 to 5Jul 7, 2025 to Mar 30, 2026
- Discretionary RAUM · $600M to $840MJul 7, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $600M to $840MJul 7, 2025 to Mar 30, 2026
- RAUM · $600M to $840MJul 7, 2025 to Mar 30, 2026
- Financial planning clients · unset to Apr 1, 2025 to Jul 7, 2025
- Private funds · 5 to 6Apr 1, 2025 to Jul 7, 2025
- Discretionary RAUM · $456M to $600MJan 2, 2025 to Apr 1, 2025
- Pooled vehicle RAUM · $456M to $600MJan 2, 2025 to Apr 1, 2025
- RAUM · $456M to $600MJan 2, 2025 to Apr 1, 2025
- Discretionary RAUM · $356M to $456MMar 28, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $356M to $456MMar 28, 2023 to Mar 22, 2024
- RAUM · $356M to $456MMar 28, 2023 to Mar 22, 2024
- Assets in custody · 0.0 to unsetMar 29, 2022 to Mar 28, 2023
- Custody of client assets · true to falseMar 29, 2022 to Mar 28, 2023
- Discretionary RAUM · $387M to $356MMar 29, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $387M to $356MMar 29, 2022 to Mar 28, 2023
- RAUM · $387M to $356MMar 29, 2022 to Mar 28, 2023
- Accounts · 4 to 5Mar 31, 2021 to Mar 29, 2022
- Pooled vehicle clients · 4 to 5Mar 31, 2021 to Mar 29, 2022
- Private funds · 4 to 5Mar 31, 2021 to Mar 29, 2022
- Discretionary RAUM · $300M to $387MMar 31, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $300M to $387MMar 31, 2021 to Mar 29, 2022
- RAUM · $300M to $387MMar 31, 2021 to Mar 29, 2022
- Discretionary RAUM · $245M to $300MSep 29, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $245M to $300MSep 29, 2020 to Mar 31, 2021
- RAUM · $245M to $300MSep 29, 2020 to Mar 31, 2021
- Accounts · 3 to 4Mar 25, 2020 to Sep 18, 2020
- Pooled vehicle clients · 3 to 4Mar 25, 2020 to Sep 18, 2020
- Private funds · 3 to 4Mar 25, 2020 to Sep 18, 2020
- Private funds · 6 to 3Jun 28, 2019 to Mar 25, 2020
- Discretionary RAUM · $215M to $245MJun 28, 2019 to Mar 25, 2020
- Pooled vehicle RAUM · $215M to $245MJun 28, 2019 to Mar 25, 2020
- RAUM · $215M to $245MJun 28, 2019 to Mar 25, 2020
Signals
7 dated events
- H•• C•••••• M••••••••• I•• L•• reported RAUM $840.5M, up 40% from $600.3M (2025-07-07 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- H•• C•••••• M••••••••• I•• L•• reported RAUM $600.3M, up 32% from $455.7M (2025-01-02 to 2025-04-01)Apr 1, 2025 · RAUM change · derived
- H•• C•••••• M••••••••• I•• L•• reported RAUM $455.7M, up 28% from $355.6M (2023-03-28 to 2024-03-22)Mar 22, 2024 · RAUM change · derived
- Matthew Jason Wehby (Contract, Part-Time, Cfo) appeared on Schedule A of H•• C•••••• M••••••••• I•• L••Mar 28, 2023 · Control person joined · fact
- Wayne Robert Jr. Neu (Chief Financial Officer) no longer on Schedule A of H•• C•••••• M••••••••• I•• L•• (listed 2020-09-29, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- George Philip Riola (Chief Compliance Officer) appeared on Schedule A of H•• C•••••• M••••••••• I•• L••Mar 25, 2020 · Control person joined · fact
- H•• C•••••• M••••••••• I•• L•• filed its initial SEC registration (Form ADV)Jun 28, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- H•• C•••••• M••••••••• I•• L•• · Independent Sponsorsshared crd · capital_provider
- H•• C•••••• M••••••••• I•• L•• · Private Equityshared crd · organization
- H•• C•••••• M••••••••• I•• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/hauser-private-equityreportedpublic record, Form ADV, Sep 19, 2026
- Website
- H•••••P••••••EQUITY.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 513-745-9200reportedpublic record, Form ADV, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026