DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M• A•••• M••••••••• L••
Latest filing May 22, 2026
First filing on the tape May 4, 2016 · 20 filings
SEC status approved since May 10, 2016
RAUM
$258M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
3
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$258M as of May 22, 2026
Mar 31, 2017$71.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 22, 2026
Mar 31, 20170 then
Employees (5.A)15 as of May 22, 2026
Mar 31, 20176 then
Private funds3 as of May 22, 2026
Mar 31, 20175 then
RAUM +20% over the last fiscal year+12% a year over threeIARs 0 to 0offices 0 to 1
Practice profile
derived from the filing of May 22, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $64.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $103M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$156M61%
- Pooled investment vehicles$102M39%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $103M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B••• E••••••• S•••••••• F•••••• F•••• L• | Other Private Fund | $116M | 89 | May 4, 2016 |
| B••• E••••••• O••••••• S•••••••• F•••••• F•••• L••• | Other Private Fund | $12.0M | 31 | May 4, 2016 |
| B••• E••••••• E•••••••• P•••••••• F•••• L• | Private Equity Fund | $7.9M | 35 | Mar 31, 2020 |
| B••• E••••••• M•••••• D••••• F••• L• | Other Private Fund | $7.7M | 32 | Mar 30, 2021 |
| B• R•••••••• A•••• B••••• I• L••no longer reported | Hedge Fund | $3.0M | 2 | Mar 31, 2020 |
| D•••• I••••• F•••• L•no longer reported | Hedge Fund | $1.1M | 2 | Mar 31, 2017 |
| B••• E••••••• O••••••• P•• I••••• F•••• L•••no longer reported | Hedge Fund | $0 | 0 | May 4, 2016 |
| B••• E••••••• P•• I••••• F•••• L•no longer reported | Hedge Fund | $0 | 0 | May 4, 2016 |
Owners and control persons
Schedule A and B, latest filing
- D••••••• F••••• J••• · Managercontrolsince 05/2023 · owns less than 5%
- G••••• P••• · Chief Financial Officer/Chief Compliance Officercontrolsince 11/2023 · owns less than 5%
- J•••• A••••• · Managercontrolsince 10/2013 · owns less than 5%
- M••••••••• R••••••• K••• · Managercontrolsince 05/2023 · owns less than 5%
- M••••• J•••••• P••• · Managercontrolsince 10/2013 · owns less than 5%
- W•••• C••••••••• P••••• · Managercontrolsince 05/2023 · owns less than 5%
Entity owners
- M• C••••• A•••• M••••••••• U• L•• · Ownerdirect · owns 75% or more
- M• F•••••••• G•••• L•••••• · Ownerindirect · owns 75% or more of M••• H••••••• P•• L••
- M••• H••••••• P•• L•• · Ownerindirect · owns F of M• C••••• A•••• M••••••••• U• L••
Related persons
Schedule D 7.A
- M• P••••••• U•• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 6 to 4Aug 6, 2025 to Mar 24, 2026
- Pooled vehicle clients · 5 to 3Aug 6, 2025 to Mar 24, 2026
- Assets in custody · $144M to $103MAug 6, 2025 to Mar 24, 2026
- Employees · 14 to 15Aug 6, 2025 to Mar 24, 2026
- Private funds · 5 to 3Aug 6, 2025 to Mar 24, 2026
- Discretionary RAUM · $215M to $258MAug 6, 2025 to Mar 24, 2026
- Pooled vehicle RAUM · $144M to $102MAug 6, 2025 to Mar 24, 2026
- RAUM · $215M to $258MAug 6, 2025 to Mar 24, 2026
- Advisory activities · 1 to 2Mar 28, 2025 to Aug 6, 2025
- Pooled vehicle clients · 6 to 5Mar 28, 2025 to Aug 6, 2025
- Financial planning clients · 0 to 0Mar 28, 2025 to Aug 6, 2025
- Other offices · 0 to 1Mar 28, 2025 to Aug 6, 2025
- Pooled vehicle RAUM · $215M to $144MMar 28, 2025 to Aug 6, 2025
- Related bank · true to falseMar 28, 2025 to Aug 6, 2025
- Accounts · 4 to 6Apr 17, 2024 to Mar 28, 2025
- Pooled vehicle clients · 4 to 6Apr 17, 2024 to Mar 28, 2025
- Assets in custody · $181M to $144MApr 17, 2024 to Mar 28, 2025
- Employees · 16 to 14Apr 17, 2024 to Mar 28, 2025
- Private funds · 4 to 5Apr 17, 2024 to Mar 28, 2025
- Discretionary RAUM · $181M to $215MApr 17, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $181M to $215MApr 17, 2024 to Mar 28, 2025
- RAUM · $181M to $215MApr 17, 2024 to Mar 28, 2025
- Discretionary RAUM · $181M to $181MMar 27, 2024 to Apr 17, 2024
- Pooled vehicle RAUM · $181M to $181MMar 27, 2024 to Apr 17, 2024
- RAUM · $181M to $181MMar 27, 2024 to Apr 17, 2024
- Assets in custody · $184M to $181MFeb 27, 2024 to Mar 27, 2024
- Employees · 9 to 16Feb 27, 2024 to Mar 27, 2024
- Other offices · 1 to 0Feb 27, 2024 to Mar 27, 2024
- Discretionary RAUM · $184M to $181MFeb 27, 2024 to Mar 27, 2024
- Pooled vehicle RAUM · $184M to $181MFeb 27, 2024 to Mar 27, 2024
- RAUM · $184M to $181MFeb 27, 2024 to Mar 27, 2024
- Business name · B••• E••••••• C•••••• M••••••••• L•• to M• A•••• M••••••••• L••Nov 28, 2023 to Feb 27, 2024
- Legal name · B••• E••••••• C•••••• M••••••••• L•• to M• A•••• M••••••••• L••Nov 28, 2023 to Feb 27, 2024
- Accounts · 5 to 4Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 5 to 4Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $143M to $184MMar 31, 2022 to Mar 31, 2023
- Employees · 10 to 9Mar 31, 2022 to Mar 31, 2023
- Other offices · 0 to 1Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $143M to $184MMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $143M to $184MMar 31, 2022 to Mar 31, 2023
Signals
6 dated events
- Paul Grady (Chief Financial Officer) appeared on Schedule A of M• A•••• M••••••••• L••Feb 27, 2024 · Control person joined · fact
- J D•••• L•••• (Chief Compliance Officer) no longer on Schedule A of M• A•••• M••••••••• L•• (listed 2023-03-31, absent 2023-10-03)Oct 3, 2023 · Control person left · inference
- J••• F•••• D•••••• (Manager) appeared on Schedule A of M• A•••• M••••••••• L••Oct 3, 2023 · Control person joined · fact
- P••••• C••••••••• W••• (Manager) appeared on Schedule A of M• A•••• M••••••••• L••Oct 3, 2023 · Control person joined · fact
- J D•••• L•••• (Chief Compliance Officer) appeared on Schedule A of M• A•••• M••••••••• L••Mar 29, 2019 · Control person joined · fact
- B••• E••••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)May 4, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- M• A•••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- M• A•••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/ma-asset-managementreportedpublic record, Form ADV, Sep 19, 2026
- Website
- m•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (914) 274-8483reportedpublic record, Form ADV, May 22, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026