DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Gqg Partners

Asset manager (funds and pooled vehicles)Fort Lauderdale, FloridaCRD 283720SEC 801-107734websiteIAPD
Legal name Gqg Partners LLC
Latest filing Mar 30, 2026
First filing on the tape Apr 19, 2016 · 38 filings
SEC status approved since Apr 22, 2016
RAUM
$164B
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
0.8%
$1.4B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
227
22 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
6
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$164B as of Mar 30, 2026
Mar 20, 2017$2.1B then
HNW client RAUM$0 as of Mar 30, 2026
Mar 30, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 20, 20170 then
Employees (5.A)227 as of Mar 30, 2026
Mar 20, 201722 then
Private funds6 as of Mar 30, 2026
Mar 20, 20173 then
RAUM +7.1% over the last fiscal year+23% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$25.4MderivedRAUM over accounts (5.F.2.f)
Discretionary
97%derivedof RAUM
Institutional
9.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived4 offices incl. principal (1.F.5)
RAUM growth, one year
+7.1%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
+26%derived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
Wrap fee program
participatesreportedItem 5.I
Custody
$15B, 6 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$88B55%
  • Pooled investment vehicles$49B31%
  • State and municipal entities$9.0B5.7%
  • Corporations and businesses$5.1B3.2%
  • Sovereign wealth funds$4.2B2.7%
  • Pension and profit-sharing plans$1.6B1.0%
  • Individuals$1.4B0.9%
  • Charitable organizations$618M0.4%
Individual clients
6,332reported
HNW clients
0reported
Pension plan clients
9reported
Charitable clients
2reported
Accounts
6,445reported
Financial planning clients
reported
Wrap fee programs
$0 sponsored, $5.0B managedreported
Custody of client assets
$15B for 6 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.01 fund_share=0.83 institutional_share=0.09 related_bd=false related_bank=false bd_reps=37.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      6 reported on Schedule D 7.B.(1)
      Owners and control persons
      Schedule A and B, latest filing
      • Jacob Timothy Carver · Chief Executive Officercontrol
        since 06/2016 · owns less than 5%
      • Robert Charles Falck · Chief Operating Officercontrol
        since 09/2021 · owns less than 5%
      • Rajiv Jain · Chief Investment Officercontrol
        since 06/2016 · owns less than 5%
      • Brasher Melodie Zakaluk · Chief Financial Officercontrol
        since 09/2021 · owns less than 5%
      • Rajiv Jain · Membercontrol
        since 05/2016 · owns 50% to 75% of Qvft, LLC
      • Salvatore Digangi · Chief Compliance Officer
        since 11/2020 · owns less than 5%
      • Harrison Frederick Sherley · General Counsel
        since 01/2020 · owns less than 5%
      Entity owners
      • Gqg Partners Inc. · Member
        direct · owns 75% or more
      • Qvft, LLC · Limited Partner
        indirect · owns 50% to 75% of Gqg Partners Inc.
      Related persons
      Schedule D 7.A
      Advisers that list Gqg Partners as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • New York City, NY10 employees
      • Al Maryah Island, Abu Dhabi, United Arab Emirates2 employees
      • Seattle, WA1 employees
      What changed
      consecutive filings, newest first
      • Accounts · 5,114 to 6,445
        Jan 26, 2026 to Mar 30, 2026
      • Advisory employees · 21 to 22
        Jan 26, 2026 to Mar 30, 2026
      • BD registered reps · 36 to 37
        Jan 26, 2026 to Mar 30, 2026
      • Corporate clients · 16 to 23
        Jan 26, 2026 to Mar 30, 2026
      • Individual clients · 5,007 to 6,332
        Jan 26, 2026 to Mar 30, 2026
      • Pooled vehicle clients · 43 to 44
        Jan 26, 2026 to Mar 30, 2026
      • Assets in custody · $14B to $15B
        Jan 26, 2026 to Mar 30, 2026
      • Employees · 220 to 227
        Jan 26, 2026 to Mar 30, 2026
      • Discretionary RAUM · $149B to $160B
        Jan 26, 2026 to Mar 30, 2026
      • Individual RAUM · $1.0B to $1.4B
        Jan 26, 2026 to Mar 30, 2026
      • Non-discretionary RAUM · $4.2B to $4.3B
        Jan 26, 2026 to Mar 30, 2026
      • Pension RAUM · $2.3B to $1.6B
        Jan 26, 2026 to Mar 30, 2026
      • Pooled vehicle RAUM · $45B to $49B
        Jan 26, 2026 to Mar 30, 2026
      • RAUM · $153B to $164B
        Jan 26, 2026 to Mar 30, 2026
      • Wrap assets (manager) · $4.6B to $5.0B
        Jan 26, 2026 to Mar 30, 2026
      • Financial planning clients · unset to
        Mar 27, 2025 to Jul 11, 2025
      • Employees · 189 to 220
        Oct 7, 2024 to Mar 27, 2025
      • Accounts · 727 to 5,114
        Oct 7, 2024 to Mar 27, 2025
      • Advisory employees · 24 to 21
        Oct 7, 2024 to Mar 27, 2025
      • Advisory activities · 3 to 4
        Oct 7, 2024 to Mar 27, 2025
      • BD registered reps · 33 to 36
        Oct 7, 2024 to Mar 27, 2025
      • Charity clients · 0 to 2
        Oct 7, 2024 to Mar 27, 2025
      • Corporate clients · 9 to 16
        Oct 7, 2024 to Mar 27, 2025
      • Individual clients · 631 to 5,007
        Oct 7, 2024 to Mar 27, 2025
      • Pension plan clients · 6 to 9
        Oct 7, 2024 to Mar 27, 2025
      • Pooled vehicle clients · 42 to 43
        Oct 7, 2024 to Mar 27, 2025
      • Assets in custody · $13B to $14B
        Oct 7, 2024 to Mar 27, 2025
      • Discretionary RAUM · $119B to $149B
        Oct 7, 2024 to Mar 27, 2025
      • Individual RAUM · $159M to $1.0B
        Oct 7, 2024 to Mar 27, 2025
      • Non-discretionary RAUM · $1.3B to $4.2B
        Oct 7, 2024 to Mar 27, 2025
      • Pension RAUM · $1.5B to $2.3B
        Oct 7, 2024 to Mar 27, 2025
      • Pooled vehicle RAUM · $38B to $45B
        Oct 7, 2024 to Mar 27, 2025
      • RAUM · $121B to $153B
        Oct 7, 2024 to Mar 27, 2025
      • Wrap assets (manager) · $1.1B to $4.6B
        Oct 7, 2024 to Mar 27, 2025
      • Accounts · 101 to 727
        Oct 27, 2023 to Mar 28, 2024
      • BD registered reps · 25 to 33
        Oct 27, 2023 to Mar 28, 2024
      • Corporate clients · 23 to 9
        Oct 27, 2023 to Mar 28, 2024
      • Individual clients · 0 to 631
        Oct 27, 2023 to Mar 28, 2024
      • Pooled vehicle clients · 44 to 42
        Oct 27, 2023 to Mar 28, 2024
      • Assets in custody · $10B to $13B
        Oct 27, 2023 to Mar 28, 2024
      Signals
      16 dated events
      • Gqg Partners reported RAUM $153.0B, up 27% from $120.6B (2024-10-07 to 2025-03-27)
        Mar 27, 2025 · RAUM change · derived
      • Gqg Partners reported RAUM $120.6B, up 37% from $88.0B (2023-10-27 to 2024-03-28)
        Mar 28, 2024 · RAUM change · derived
      • Gqg Partners reported RAUM $91.2B, up 36% from $67.0B (2021-11-04 to 2022-03-31)
        Mar 31, 2022 · RAUM change · derived
      • Robert Charles Falck (Chief Operating Officer) appeared on Schedule A of Gqg Partners
        Nov 4, 2021 · Control person joined · fact
      • J Gary Bachman (Chief Financial Officer) no longer on Schedule A of Gqg Partners (listed 2021-04-09, absent 2021-11-04)
        Nov 4, 2021 · Control person left · inference
      • Gqg Partners reported RAUM $67.0B, up 121% from $30.3B (2020-11-06 to 2021-03-31)
        Mar 31, 2021 · RAUM change · derived
      • J Gary Bachman (Chief Financial Officer) appeared on Schedule A of Gqg Partners
        Mar 31, 2021 · Control person joined · fact
      • Latika Jain (Member) no longer on Schedule A of Gqg Partners (listed 2020-11-06, absent 2021-03-31)
        Mar 31, 2021 · Control person left · inference
      • Salvatore Digangi (Chief Compliance Officer) appeared on Schedule A of Gqg Partners
        Nov 6, 2020 · Control person joined · fact
      • G Suzanne Chmura (Chief Compliance Officer) no longer on Schedule A of Gqg Partners (listed 2020-03-30, absent 2020-11-06)
        Nov 6, 2020 · Control person left · inference
      • Gqg Partners reported RAUM $30.3B, up 53% from $19.8B (2020-01-08 to 2020-03-30)
        Mar 30, 2020 · RAUM change · derived
      • John Gregory Lyons (General Counsel) no longer on Schedule A of Gqg Partners (listed 2019-03-29, absent 2020-01-08)
        Jan 8, 2020 · Control person left · inference
      • Harrison Frederick Sherley (General Counsel) appeared on Schedule A of Gqg Partners
        Jan 8, 2020 · Control person joined · fact
      • Gqg Partners reported RAUM $19.8B, up 63% from $12.2B (2018-10-18 to 2019-03-29)
        Mar 29, 2019 · RAUM change · derived
      • Gqg Partners reported RAUM $12.2B, up 103% from $6.0B (2017-07-11 to 2018-03-30)
        Mar 30, 2018 · RAUM change · derived
      • Gqg Partners filed its initial SEC registration (Form ADV)
        Apr 19, 2016 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/gqgpartnersreportedpublic record, Form ADV, Sep 17, 2026
      Website
      gqg.comreportedpublic record, Form ADV, Sep 17, 2026
      Principal office phone
      754-218-5500reportedpublic record, Form ADV, Mar 30, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026