DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••• D•••• C•••••• L••
Latest filing Mar 25, 2026
First filing on the tape Nov 29, 2016 · 18 filings
SEC status approved since Jan 9, 2017
RAUM
$2.8B
reported, Item 5.F
Discretionary
5.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
20
12 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
17
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$2.8B as of Mar 25, 2026
2•••-05-09$452M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 25, 2026
2•••-05-092 then
Employees (5.A)20 as of Mar 25, 2026
2•••-05-099 then
Private funds17 as of Mar 25, 2026
2•••-05-095 then
RAUM +14% over the last fiscal year+15% a year over threeIARs 0 to 0offices 1 to 2
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $157MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 5.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.7B95%
- Investment companies$141M5.0%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 18reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
13 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P•• O••••••••• V••• L• | Private Equity Fund | $554M | 13 | 2•••-03-25 |
| P•• O••••••••• I• L• | Private Equity Fund | $351M | 8 | Mar 30, 2022 |
| P•••• D•••• F••••••• R••• G••••• I••••• M••••• F••• | Hedge Fund | $291M | 23 | 2•••-03-25 |
| P•••• D•••• E••••• F••• L• | Private Equity Fund | $283M | 2 | 2•••-03-31 |
| P•• O••••••••• V•• F••• A• L•••••• P••••••••• | Private Equity Fund | $194M | 18 | 2•••-05-09 |
| P•••• D•••• N••••••• S••••• 2••• L• | Private Equity Fund | $177M | 5 | Mar 28, 2024 |
| P•••• D•••• C••••• C••••••• L•• | Private Equity Fund | $96.5M | 5 | Mar 28, 2024 |
| P•• O••••••••• F••••• M• L• | Real Estate Fund | $82.0M | 2 | 2•••-03-25 |
| P•• O••••••••• V•• L• | Private Equity Fund | $77.6M | 7 | 2•••-05-09 |
| P•• O••••••••• I••• L• | Private Equity Fund | $69.8M | 10 | 2•••-03-25 |
| P•• O••••••••• I• L• | Private Equity Fund | $30.7M | 21 | 2•••-05-09 |
| P•• O••••••••• I•• L• | Private Equity Fund | $16.8M | 7 | 2•••-05-09 |
| P•• O••••••••• V• L• | Private Equity Fund | $1.5M | 23 | 2•••-05-09 |
Owners and control persons
Schedule A and B, latest filing
- B•••• I••••••• · Ceo, Managing Partnercontrolsince 01/2009 · owns 75% or more
- C••••••••• C••••••••• · Cio, Managing Partnercontrolsince 01/2009 · owns 25% to 50%
- H•• K•••••• C••••••• · Coo, Ccocontrolsince 03/2••• · owns less than 5%
Related persons
Schedule D 7.A
- P•••• D•••• C•• O••••••••• 2••• G• L•••investment adviserbankpooled vehicle sponsorn
- P•••• D•••• C•• O••••••••• 2••• G• L•••investment adviserbankpooled vehicle sponsorn
- P•••• D•••• C•• O••••••••• 2••••• G• L••••••investment adviserbankpooled vehicle sponsorn
- P•••• D•••• C•• O••••••••• 2••• G• L•••investment adviserbankpooled vehicle sponsorn
- P•••• D•••• C•• O••••••••• 2••••• G• L•••investment adviserbankpooled vehicle sponsorn
- P•••• D•••• C•• O••••••••• 2••• G• L•••investment adviserbankpooled vehicle sponsorn
- P•••• D•••• C•• O••••••••• 2••• G• L••••••investment adviserbankpooled vehicle sponsorn
- P•••• D•••• C•• O••••••••• E••••• G• L••investment adviserbankpooled vehicle sponsorn
- P•••• D•••• F••••••• R••• G••••• I••••• G• L•••investment adviserbankpooled vehicle sponsorn
- P•••• D•••• N••••••• M••••• G• L•••investment adviserbankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- New York, NY1 employees
What changed
consecutive filings, newest first
- Accounts · 14 to 18Mar 31, 2025 to Mar 25, 2026
- Pooled vehicle clients · 13 to 17Mar 31, 2025 to Mar 25, 2026
- Other offices · 1 to 2Mar 31, 2025 to Mar 25, 2026
- Private funds · 14 to 17Mar 31, 2025 to Mar 25, 2026
- Discretionary RAUM · $180M to $141MMar 31, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $2.3B to $2.7BMar 31, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $2.3B to $2.7BMar 31, 2025 to Mar 25, 2026
- RAUM · $2.5B to $2.8BMar 31, 2025 to Mar 25, 2026
- Advisory employees · 3 to 12Mar 28, 2024 to Mar 31, 2025
- Advisory activities · 1 to 2Mar 28, 2024 to Mar 31, 2025
- Pooled vehicle clients · 14 to 13Mar 28, 2024 to Mar 31, 2025
- Assets in custody · $96.5M to $0Mar 28, 2024 to Mar 31, 2025
- Employees · 13 to 20Mar 28, 2024 to Mar 31, 2025
- Financial planning clients · 0 to 0Mar 28, 2024 to Mar 31, 2025
- HQ state · unset to Mar 28, 2024 to Mar 31, 2025
- Private funds · 13 to 14Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $0 to $180MMar 28, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $2.3B to $2.3BMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $2.3B to $2.3BMar 28, 2024 to Mar 31, 2025
- RAUM · $2.3B to $2.5BMar 28, 2024 to Mar 31, 2025
- Assets in custody · unset to 96462539.02•••-03-30 to Mar 28, 2024
- Custody of client assets · false to true2•••-03-30 to Mar 28, 2024
- Private funds · 11 to 132•••-03-30 to Mar 28, 2024
- Non-discretionary RAUM · $1.8B to $2.3B2•••-03-30 to Mar 28, 2024
- Pooled vehicle RAUM · $1.8B to $2.3B2•••-03-30 to Mar 28, 2024
- RAUM · $1.8B to $2.3B2•••-03-30 to Mar 28, 2024
- Non-discretionary RAUM · $2.0B to $1.8BMay 5, 2022 to 2•••-03-28
- Pooled vehicle RAUM · $2.0B to $1.8BMay 5, 2022 to 2•••-03-28
- RAUM · $2.0B to $1.8BMay 5, 2022 to 2•••-03-28
- Non-discretionary RAUM · $1.9B to $2.0BMar 30, 2022 to May 5, 2022
- Pooled vehicle RAUM · $1.9B to $2.0BMar 30, 2022 to May 5, 2022
- RAUM · $1.9B to $2.0BMar 30, 2022 to May 5, 2022
- Accounts · 12 to 142•••-09-09 to Mar 30, 2022
- Pooled vehicle clients · 12 to 142•••-09-09 to Mar 30, 2022
- Private funds · 10 to 112•••-09-09 to Mar 30, 2022
- Non-discretionary RAUM · $1.7B to $1.9B2•••-09-09 to Mar 30, 2022
- Pooled vehicle RAUM · $1.7B to $1.9B2•••-09-09 to Mar 30, 2022
- RAUM · $1.7B to $1.9B2•••-09-09 to Mar 30, 2022
- Accounts · 11 to 12Mar 31, 2020 to 2•••-03-31
- Pooled vehicle clients · 11 to 12Mar 31, 2020 to 2•••-03-31
Signals
5 dated events
- P•••• D•••• C•••••• L•• reported RAUM $1.7B, up 41% from $1.2B (2020-03-31 to 2•••-03-31)2•••-03-31 · RAUM change · derived
- P•••• D•••• C•••••• L•• reported RAUM $1.3B, up 40% from $902.5M (2•••-05-18 to 2•••-03-25)2•••-03-25 · RAUM change · derived
- Kelvin Ho (Financial Controller) appeared on Schedule A of P•••• D•••• C•••••• L••2•••-03-25 · Control person joined · fact
- P•••• D•••• C•••••• L•• reported RAUM $902.5M, up 100% from $451.8M (2•••-05-09 to 2•••-03-21)2•••-03-21 · RAUM change · derived
- P•••• D•••• C•••••• L•• filed its initial SEC registration (Form ADV)Nov 29, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P•••• D•••• C•••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- +44(0)20 3967 8032reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
P•••• D•••• C•••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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