DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Argonaut Private Capital, LP

Asset manager (funds and pooled vehicles)Tulsa, OklahomaCRD 283878SEC 801-107803websiteIAPD
Latest filing Aug 20, 2026
First filing on the tape May 3, 2016 · 16 filings
SEC status approved since May 6, 2016
RAUM
$3.0B
reported, Item 5.F
Discretionary
56%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
23
19 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
8
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$3.0B as of Aug 20, 2026
Mar 31, 2017$1.7B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 20, 2026
Mar 31, 20170 then
Employees (5.A)23 as of Aug 20, 2026
Mar 31, 201713 then
Private funds8 as of Aug 20, 2026
Mar 31, 20174 then
RAUM -11% over the last fiscal year+1.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 20, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$376MderivedRAUM over accounts (5.F.2.f)
Discretionary
56%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-11%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$1.6B, 6 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$3.0B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
8reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$1.6B for 6 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      8 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Arg Private Equity, LLCPrivate Equity Fund$1.0B1Sep 2, 2016
      Argonaut Private Equity Fund IV, LPPrivate Equity Fund$667M64Mar 30, 2019
      Argonaut Private Equity Fund III, LPPrivate Equity Fund$650M30Sep 2, 2016
      Argonaut Private Equity Fund V, LPPrivate Equity Fund$550M103Mar 31, 2022
      Arg Private Equity II, LLCPrivate Equity Fund$519M1Sep 2, 2016
      Argonaut Private Equity Fund III Aiv, LPPrivate Equity Fund$216M30Mar 31, 2017
      Argonaut Private Equity Fund IV-A, LPPrivate Equity Fund$124M10Mar 30, 2019
      Argonaut Private Equity Fund V-A, LPPrivate Equity Fund$66.7M16Mar 31, 2022
      Owners and control persons
      Schedule A and B, latest filing
      • Kelby Hagar · Presidentcontrol
        since 01/2018 · owns less than 5%
      • Ryan Steven Mitchell · Chief Executive Officercontrol
        since 04/2016 · owns less than 5%
      • Joseph Patrick Sullivan · Chief Compliance Officercontrol
        since 04/2016 · owns less than 5%
      • Dean Philip Vantrease · Chief Financial Officer; General Counsel; Secretarycontrol
        since 04/2016 · owns less than 5%
      • Kelby Hagar · Membercontrol
        since 01/2023 · owns 75% or more of 16th Fairway, LLC
      • Ryan Steven Mitchell · Membercontrol
        since 04/2016 · owns 75% or more of Bw Capital Holdings, LLC
      • Ryan Steven Mitchell · Shareholdercontrol
        since 04/2016 · owns 75% or more of Bw Investment Management, Inc.
      Entity owners
      • Bw Capital Holdings, LLC · Limited Partner
        direct · owns 75% or more
      • Bw Investment Management, Inc. · General Partner
        direct · owns less than 5%
      • 16th Fairway, LLC · Limited Partner
        direct · owns 25% to 50%
      Related persons
      Schedule D 7.A
      • Argonaut Fund III Gp, LP
        investment adviserpooled vehicle sponsorn
      • Argonaut Fund IV Gp, LP
        investment adviserpooled vehicle sponsorn
      • Argonaut Fund V Gp, LP
        investment adviserpooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 18 to 19
        Mar 28, 2025 to Mar 30, 2026
      • Assets in custody · $1.7B to $1.6B
        Mar 28, 2025 to Mar 30, 2026
      • Employees · 25 to 23
        Mar 28, 2025 to Mar 30, 2026
      • Discretionary RAUM · $1.8B to $1.7B
        Mar 28, 2025 to Mar 30, 2026
      • Non-discretionary RAUM · $1.6B to $1.3B
        Mar 28, 2025 to Mar 30, 2026
      • Pooled vehicle RAUM · $3.4B to $3.0B
        Mar 28, 2025 to Mar 30, 2026
      • RAUM · $3.4B to $3.0B
        Mar 28, 2025 to Mar 30, 2026
      • Advisory employees · 16 to 18
        Mar 29, 2024 to Mar 28, 2025
      • Assets in custody · $1.8B to $1.7B
        Mar 29, 2024 to Mar 28, 2025
      • Employees · 20 to 25
        Mar 29, 2024 to Mar 28, 2025
      • Financial planning clients · unset to
        Mar 29, 2024 to Mar 28, 2025
      • Discretionary RAUM · $2.1B to $1.8B
        Mar 29, 2024 to Mar 28, 2025
      • Non-discretionary RAUM · $1.4B to $1.6B
        Mar 29, 2024 to Mar 28, 2025
      • Pooled vehicle RAUM · $3.5B to $3.4B
        Mar 29, 2024 to Mar 28, 2025
      • RAUM · $3.5B to $3.4B
        Mar 29, 2024 to Mar 28, 2025
      • Advisory employees · 17 to 16
        Mar 30, 2023 to Mar 29, 2024
      • Assets in custody · $1.6B to $1.8B
        Mar 30, 2023 to Mar 29, 2024
      • Employees · 23 to 20
        Mar 30, 2023 to Mar 29, 2024
      • Discretionary RAUM · $1.7B to $2.1B
        Mar 30, 2023 to Mar 29, 2024
      • Non-discretionary RAUM · $1.1B to $1.4B
        Mar 30, 2023 to Mar 29, 2024
      • Pooled vehicle RAUM · $2.9B to $3.5B
        Mar 30, 2023 to Mar 29, 2024
      • RAUM · $2.9B to $3.5B
        Mar 30, 2023 to Mar 29, 2024
      • Related adviser · false to true
        Mar 30, 2023 to Mar 29, 2024
      • Advisory employees · 15 to 17
        Mar 31, 2022 to Mar 30, 2023
      • Assets in custody · $1.2B to $1.6B
        Mar 31, 2022 to Mar 30, 2023
      • Employees · 20 to 23
        Mar 31, 2022 to Mar 30, 2023
      • Discretionary RAUM · $1.3B to $1.7B
        Mar 31, 2022 to Mar 30, 2023
      • Non-discretionary RAUM · $1.5B to $1.1B
        Mar 31, 2022 to Mar 30, 2023
      • Pooled vehicle RAUM · $2.7B to $2.9B
        Mar 31, 2022 to Mar 30, 2023
      • RAUM · $2.7B to $2.9B
        Mar 31, 2022 to Mar 30, 2023
      • Accounts · 6 to 8
        Mar 30, 2021 to Mar 31, 2022
      • Pooled vehicle clients · 6 to 8
        Mar 30, 2021 to Mar 31, 2022
      • Assets in custody · $761M to $1.2B
        Mar 30, 2021 to Mar 31, 2022
      • Employees · 19 to 20
        Mar 30, 2021 to Mar 31, 2022
      • Private funds · 6 to 8
        Mar 30, 2021 to Mar 31, 2022
      • Discretionary RAUM · $952M to $1.3B
        Mar 30, 2021 to Mar 31, 2022
      • Non-discretionary RAUM · $1.3B to $1.5B
        Mar 30, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $2.2B to $2.7B
        Mar 30, 2021 to Mar 31, 2022
      • RAUM · $2.2B to $2.7B
        Mar 30, 2021 to Mar 31, 2022
      • Assets in custody · $911M to $761M
        Mar 30, 2020 to Mar 30, 2021
      Signals
      2 dated events
      • Kelby Hagar (President) appeared on Schedule A of Argonaut Private Capital, Lp
        Mar 30, 2019 · Control person joined · fact
      • Argonaut Private Capital, Lp filed its initial SEC registration (Form ADV)
        May 3, 2016 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      LINKEDIN.COM/COMPANY/ARGONAUTPEreportedpublic record, Form ADV, Sep 17, 2026
      Website
      ARGONAUTPE.COMreportedpublic record, Form ADV, Sep 17, 2026
      Principal office phone
      918-392-9611reportedpublic record, Form ADV, Aug 20, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026