DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Former SEC-registered adviser

N••••••••• G•••• L••

Former SEC-registered adviserLondon, CRD 283883SEC 801-107899IAPD
Latest filing Mar 31, 2021
First filing on the tape May 23, 2016 · 7 filings
RAUM
$158M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$155M gross assets
History
7 filings and snapshots on the tape
RAUM$158M as of Mar 31, 2021
Mar 30, 2017$372M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2021
Mar 30, 20170 then
Employees (5.A)11 as of Mar 31, 2021
Mar 30, 201714 then
Private funds2 as of Mar 31, 2021
Mar 30, 20172 then
RAUM -58% over the last fiscal year-26% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2021; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$31.6MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
1.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-58%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$155M98%
  • Pension and profit-sharing plans$2.7M1.7%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
1reported
Charitable clients
n/areported
Accounts
5reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      4 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      N••••••••• E••••••• F••••••••• C••••• F•••no longer reportedHedge Fund$200M110May 23, 2016
      N••••••••• Q•••• P•• • T•• C••••• O••••••••• F•••Other Private Fund$122M1Mar 31, 2021
      N••••••••• E••••••• F••••••••• C••••• M••••• F•••Hedge Fund$87.4M50Mar 28, 2018
      N••••••••• E••••••• F••••••••• C••••• F••• L•••no longer reportedHedge Fund$18.0M4May 23, 2016
      Owners and control persons
      Schedule A and B, latest filing
      • A•••••••• C••••• J••• G•• · Partnercontrol
        since 03/2013 · owns 50% to 75%
      • L•••••••• C••••••••• · Partnercontrol
        since 03/2013 · owns 10% to 25%
      • N••••••• M•••••• · Partnercontrol
        since 03/2013 · owns less than 5%
      • Z••• S••••• · Partnercontrol
        since 03/2013 · owns 10% to 25%
      Related persons
      Schedule D 7.A
      • N••••••••• G••
        investment adviserpooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 6 to 5
        Mar 30, 2020 to Mar 31, 2021
      • Advisory employees · 8 to 6
        Mar 30, 2020 to Mar 31, 2021
      • Pension plan clients · 2 to 1
        Mar 30, 2020 to Mar 31, 2021
      • Employees · 15 to 11
        Mar 30, 2020 to Mar 31, 2021
      • Private funds · 1 to 2
        Mar 30, 2020 to Mar 31, 2021
      • Discretionary RAUM · $374M to $158M
        Mar 30, 2020 to Mar 31, 2021
      • Pension RAUM · $91.1M to $2.7M
        Mar 30, 2020 to Mar 31, 2021
      • Pooled vehicle RAUM · $283M to $155M
        Mar 30, 2020 to Mar 31, 2021
      • RAUM · $374M to $158M
        Mar 30, 2020 to Mar 31, 2021
      • Discretionary RAUM · $381M to $374M
        Mar 29, 2019 to Mar 30, 2020
      • Pension RAUM · $121M to $91.1M
        Mar 29, 2019 to Mar 30, 2020
      • Pooled vehicle RAUM · $260M to $283M
        Mar 29, 2019 to Mar 30, 2020
      • RAUM · $381M to $374M
        Mar 29, 2019 to Mar 30, 2020
      • Pooled vehicle clients · 3 to 4
        Mar 28, 2018 to Mar 29, 2019
      • Discretionary RAUM · $397M to $381M
        Mar 28, 2018 to Mar 29, 2019
      • Pension RAUM · $118M to $121M
        Mar 28, 2018 to Mar 29, 2019
      • Pooled vehicle RAUM · $279M to $260M
        Mar 28, 2018 to Mar 29, 2019
      • RAUM · $397M to $381M
        Mar 28, 2018 to Mar 29, 2019
      • Advisory employees · 6 to 8
        Mar 30, 2017 to Mar 28, 2018
      • Pension plan clients · unset to 2.0
        Mar 30, 2017 to Mar 28, 2018
      • Pooled vehicle clients · unset to 3.0
        Mar 30, 2017 to Mar 28, 2018
      • Assets in custody · unset to 0.0
        Mar 30, 2017 to Mar 28, 2018
      • Employees · 14 to 15
        Mar 30, 2017 to Mar 28, 2018
      • Other offices · unset to 0.0
        Mar 30, 2017 to Mar 28, 2018
      • Private funds · 2 to 1
        Mar 30, 2017 to Mar 28, 2018
      • Discretionary RAUM · $372M to $397M
        Mar 30, 2017 to Mar 28, 2018
      • Pension RAUM · unset to 117615699.0
        Mar 30, 2017 to Mar 28, 2018
      • Pooled vehicle RAUM · unset to 279446816.0
        Mar 30, 2017 to Mar 28, 2018
      • RAUM · $372M to $397M
        Mar 30, 2017 to Mar 28, 2018
      • Accounts · 5 to 6
        May 31, 2016 to Mar 30, 2017
      • Advisory employees · 7 to 6
        May 31, 2016 to Mar 30, 2017
      • Discretionary RAUM · $245M to $372M
        May 31, 2016 to Mar 30, 2017
      • RAUM · $245M to $372M
        May 31, 2016 to Mar 30, 2017
      Signals
      2 dated events
      • N••••••••• G•••• L•• reported RAUM $158.1M, down 58% from $374.2M (2020-03-30 to 2021-03-31)
        Mar 31, 2021 · RAUM change · derived
      • N••••••••• G•••• L•• filed its initial SEC registration (Form ADV)
        May 23, 2016 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/northlight-group/aboutreportedpublic record, Form ADV, Sep 19, 2026
      Website
      N•••••••••.CO.UKreportedpublic record, Form ADV, Sep 19, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026