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Former SEC-registered adviser
S••••• C•••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Aug 29, 2022 · 7 filings
SEC status approved since Sep 28, 2022
RAUM
$84.9M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$84.9M as of Mar 31, 2026
Mar 16, 2023$152M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 16, 20230 then
Employees (5.A)5 as of Mar 31, 2026
Mar 16, 202311 then
Private funds3 as of Mar 31, 2026
Mar 16, 20233 then
RAUM -39% over the last fiscal year-18% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $17.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -39%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $84.9M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$84.9M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $84.9M for 5 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••• C•••••• F••• I• L• | Venture Capital Fund | $52.6M | 99 | Apr 2, 2020 |
| S••••• C•••••• F••• L• | Venture Capital Fund | $51.8M | 6 | May 19, 2016 |
| S••••• C••••• M••••• L• | Hedge Fund | $40.7M | 58 | Oct 17, 2018 |
Owners and control persons
Schedule A and B, latest filing
- S•••••• A••• · Managing Member And Ccocontrolsince 04/2016 · owns 75% or more
Related persons
Schedule D 7.A
- S••••• C•••••• F••• G• L••pooled vehicle sponsorn
- S••••• C•••••• F••• I• G• L••pooled vehicle sponsorn
- S••••• C••••• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 5 to 3May 8, 2025 to Mar 31, 2026
- Assets in custody · $3.6M to $84.9MMay 8, 2025 to Mar 31, 2026
- Discretionary RAUM · $140M to $84.9MMay 8, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $140M to $84.9MMay 8, 2025 to Mar 31, 2026
- RAUM · $140M to $84.9MMay 8, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 27, 2025 to May 8, 2025
- Advisory employees · 7 to 5Apr 30, 2024 to Mar 27, 2025
- Assets in custody · $2.2M to $3.6MApr 30, 2024 to Mar 27, 2025
- Employees · 8 to 5Apr 30, 2024 to Mar 27, 2025
- Discretionary RAUM · $145M to $140MApr 30, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $145M to $140MApr 30, 2024 to Mar 27, 2025
- RAUM · $145M to $140MApr 30, 2024 to Mar 27, 2025
- Advisory employees · 9 to 7Mar 16, 2023 to Mar 28, 2024
- Assets in custody · $372,965 to $2.2MMar 16, 2023 to Mar 28, 2024
- Employees · 11 to 8Mar 16, 2023 to Mar 28, 2024
- Discretionary RAUM · $152M to $145MMar 16, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $152M to $145MMar 16, 2023 to Mar 28, 2024
- RAUM · $152M to $145MMar 16, 2023 to Mar 28, 2024
- Assets in custody · $6.7M to $372,965Aug 29, 2022 to Mar 16, 2023
- Private funds · 6 to 3Aug 29, 2022 to Mar 16, 2023
- Discretionary RAUM · $166M to $152MAug 29, 2022 to Mar 16, 2023
- Pooled vehicle RAUM · $166M to $152MAug 29, 2022 to Mar 16, 2023
- RAUM · $166M to $152MAug 29, 2022 to Mar 16, 2023
Signals
2 dated events
- S••••• C•••••• M••••••••• L•• no longer on the SEC adviser roster (last listed 2026-05-01, RAUM $84.9M)Jun 1, 2026 · Left the SEC roster · derived
- S••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Aug 29, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S••••• C•••••• M••••••••• L•• · Venture Capitalshared crd · organization
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026