DFX Intelligence

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SEC-registered adviser

B••••••• C•••••• M••••••••• L•

Asset manager (funds and pooled vehicles)CRD 283967SEC 801-110916website IAPD

Latest filing Mar 30, 2026

First filing on the tape Jun 28, 2017 · 12 filings

SEC status approved since Jul 31, 2017

RAUM

$229M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

1 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

12 filings and snapshots on the tape

RAUM$229M as of Mar 30, 2026

Mar 16, 2018$646M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 30, 2026

Mar 16, 20180 then

Employees (5.A)1 as of Mar 30, 2026

Mar 16, 20181 then

Private funds: no history

RAUM -78% over the last fiscal year-34% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 30, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $229MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: -78%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$229M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 1reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

T•••••• V••••• K••••••••• · Managing Member Of The General Partner/ Chief Compliance Officercontrol
since 04/2014 · owns 75% or more
T•••••••• G••••••• N•••••••• · Non-Managing Member Of The General Partnercontrol
since 04/2014 · owns 25% to 50% of Q••••••••• A•••••••• L••
T•••••• V••••• K••••••••• · Managing Member Of The General Partnercontrol
since 04/2014 · owns 75% or more of Q••••••••• A•••••••• L••

Entity owners

Q••••••••• A•••••••• L•• · General Partner
direct · owns less than 5%

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

RAUM down 50 %Change between filings · filing Mar 30, 2026
RAUM (Item 5.F) moved from $1,041,127,287 to $228,803,076 (-78.0%) between the annual amendments of 2025-03-25 and 2026-03-30; the peer median change was +4.0% (1145 comparable advisers, 1.0th percentile of changes)
peers: asset managers, $100M to $500M (1,145) · 1.2% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Discretionary RAUM · $1.0B to $229M
Mar 25, 2025 to Mar 30, 2026
Pooled vehicle RAUM · $1.0B to $229M
Mar 25, 2025 to Mar 30, 2026
RAUM · $1.0B to $229M
Mar 25, 2025 to Mar 30, 2026
Financial planning clients · unset to
Feb 16, 2024 to Mar 25, 2025
HQ city · unset to
Feb 16, 2024 to Mar 25, 2025
HQ state · unset to
Feb 16, 2024 to Mar 25, 2025
Discretionary RAUM · $1.1B to $1.0B
Feb 16, 2024 to Mar 25, 2025
Pooled vehicle RAUM · $1.1B to $1.0B
Feb 16, 2024 to Mar 25, 2025
RAUM · $1.1B to $1.0B
Feb 16, 2024 to Mar 25, 2025
Discretionary RAUM · $812M to $1.1B
Feb 14, 2023 to Feb 16, 2024
Pooled vehicle RAUM · $812M to $1.1B
Feb 14, 2023 to Feb 16, 2024
RAUM · $812M to $1.1B
Feb 14, 2023 to Feb 16, 2024
Discretionary RAUM · $393M to $812M
Sep 13, 2022 to Feb 14, 2023
Pooled vehicle RAUM · $393M to $812M
Sep 13, 2022 to Feb 14, 2023
RAUM · $393M to $812M
Sep 13, 2022 to Feb 14, 2023
Discretionary RAUM · $423M to $393M
Jul 22, 2021 to Mar 21, 2022
Pooled vehicle RAUM · $423M to $393M
Jul 22, 2021 to Mar 21, 2022
RAUM · $423M to $393M
Jul 22, 2021 to Mar 21, 2022
Discretionary RAUM · $626M to $423M
Mar 27, 2020 to Mar 30, 2021
Pooled vehicle RAUM · $626M to $423M
Mar 27, 2020 to Mar 30, 2021
RAUM · $626M to $423M
Mar 27, 2020 to Mar 30, 2021
Discretionary RAUM · $731M to $626M
Mar 13, 2019 to Mar 27, 2020
Pooled vehicle RAUM · $731M to $626M
Mar 13, 2019 to Mar 27, 2020
RAUM · $731M to $626M
Mar 13, 2019 to Mar 27, 2020
Discretionary RAUM · $646M to $731M
Mar 16, 2018 to Mar 13, 2019
Pooled vehicle RAUM · $646M to $731M
Mar 16, 2018 to Mar 13, 2019
RAUM · $646M to $731M
Mar 16, 2018 to Mar 13, 2019
Pooled vehicle clients · unset to 1.0
Jun 28, 2017 to Mar 16, 2018
Other offices · unset to 0.0
Jun 28, 2017 to Mar 16, 2018
Discretionary RAUM · $386M to $646M
Jun 28, 2017 to Mar 16, 2018
Pooled vehicle RAUM · unset to 645585969.0
Jun 28, 2017 to Mar 16, 2018
RAUM · $386M to $646M
Jun 28, 2017 to Mar 16, 2018

Signals

6 dated events

••• Locked
Mar 30, 2026 · RAUM change · derived
••• Locked
Feb 16, 2024 · RAUM change · derived
••• Locked
Feb 14, 2023 · RAUM change · derived
••• Locked
Mar 30, 2021 · RAUM change · derived
••• Locked
Mar 16, 2018 · RAUM change · derived
••• Locked
Jun 28, 2017 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

B••••••• C•••••• M••••••••• L• · Venture Capital
shared crd · organization

How to reach

public business contact points only, each with its source

Website: B•••••••.CAPITALreportedpublic record, Form ADV, Mar 30, 2026
Principal office phone: (718) 332-4567reportedpublic record, Form ADV, Mar 30, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026