DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••• D•••• C•••••• L••
Latest filing Jun 8, 2026
First filing on the tape Jan 15, 2019 · 15 filings
SEC status approved since Feb 21, 2019
RAUM
$376M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
30
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$376M as of Jun 8, 2026
Mar 26, 2020$265M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 8, 2026
Mar 26, 20200 then
Employees (5.A)7 as of Jun 8, 2026
Mar 26, 20207 then
Private funds30 as of Jun 8, 2026
Mar 26, 202018 then
RAUM +18% over the last fiscal year-3.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 8, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $12.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $109M, 24 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$376M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 30reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $109M for 24 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
31 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P••• D•••• C•••••• I•• L• | Venture Capital Fund | $89.5M | 34 | Mar 26, 2020 |
| P••• D•••• C•••••• I• L• | Venture Capital Fund | $76.3M | 41 | Jan 15, 2019 |
| P••• D•••• V••••••• I• L• | Venture Capital Fund | $58.8M | 30 | Jan 15, 2019 |
| P••• D•••• C•••••• I• L• | Venture Capital Fund | $40.8M | 21 | Mar 9, 2023 |
| P• B• L•• | Venture Capital Fund | $31.1M | 3 | Mar 26, 2020 |
| P••• D•••• V••••••• •••• L•• | Venture Capital Fund | $23.0M | 15 | Jan 15, 2019 |
| P•••••• C••••••no longer reported | Venture Capital Fund | $17.0M | 37 | Jan 15, 2019 |
| P• C•• L•• | Venture Capital Fund | $8.7M | 32 | Jan 15, 2019 |
| P• M•••• L•• | Venture Capital Fund | $8.4M | 19 | Aug 23, 2021 |
| M•••••• P••• D•••• R• L•• | Venture Capital Fund | $6.0M | 32 | Mar 9, 2023 |
| P• A••• L•• | Venture Capital Fund | $5.1M | 11 | Feb 13, 2024 |
| P• M•• L•• | Venture Capital Fund | $4.8M | 11 | Aug 23, 2021 |
| P•• M• L••no longer reported | Venture Capital Fund | $4.1M | 4 | Jan 15, 2019 |
| O••••••• C•••••• P••••••••• O•• L••no longer reported | Venture Capital Fund | $4.0M | 2 | Jan 15, 2019 |
| P• H••• L•• | Venture Capital Fund | $3.9M | 29 | Aug 23, 2021 |
| P• P••• L•• | Venture Capital Fund | $3.3M | 8 | Jan 15, 2019 |
| P• D• L•• | Venture Capital Fund | $3.3M | 2 | Mar 26, 2021 |
| L• P• C••• S•• L•• | Venture Capital Fund | $3.0M | 4 | Mar 9, 2023 |
| P••• D•••• L•• L•• | Venture Capital Fund | $2.3M | 14 | Jan 15, 2019 |
| P• D•• L•• | Venture Capital Fund | $2.2M | 6 | Mar 9, 2023 |
| P• X••• L•• | Venture Capital Fund | $1.8M | 5 | Aug 23, 2021 |
| P• 3•• L•• | Venture Capital Fund | $1.4M | 5 | Mar 26, 2021 |
| P• C• L•• | Venture Capital Fund | $1.2M | 1 | Jan 15, 2019 |
| P• R• L•• | Venture Capital Fund | $668,230 | 2 | Mar 9, 2023 |
| O••••••• C•••••• P••••••••• T•• L•• | Venture Capital Fund | $413,394 | 1 | Jan 15, 2019 |
| P•• A• L•• | Venture Capital Fund | $249,833 | 4 | Jan 15, 2019 |
| W••• L• L••no longer reported | Venture Capital Fund | $177,630 | 2 | Jan 15, 2019 |
| P•• L• L••no longer reported | Venture Capital Fund | $100,000 | 3 | Jan 15, 2019 |
| P•••••• C••••••• L•• | Venture Capital Fund | $53,294 | 39 | Mar 26, 2021 |
| P••• D•••• V••••••• Z• I• L•• | Venture Capital Fund | $50,537 | 8 | Jan 15, 2019 |
| P••• D•••• V••••••• Z• L••no longer reported | Venture Capital Fund | $34,731 | 14 | Jan 15, 2019 |
Owners and control persons
Schedule A and B, latest filing
- C•••• S•••••• N•• · Managing Partnercontrolsince 12/2014 · owns 50% to 75%
- L••• H•••••••• N•• · Managing Partnercontrolsince 12/2014 · owns 50% to 75%
- C••• X•••••••• N•• · Chief Compliance Officer, Partnersince 01/2019 · owns less than 5%
Related persons
Schedule D 7.A
- P••• D•••• C•••••• I• G• L••pooled vehicle sponsory
- P••• D•••• C•••••• I•• G• L•pooled vehicle sponsory
- P••• D•••• C•••••• I•• G• L••pooled vehicle sponsory
- P••• D•••• C•••••• I• G• L•pooled vehicle sponsory
- P••• D•••• C•••••• I• G• L••pooled vehicle sponsory
- P••• D•••• V••••••• G• L••pooled vehicle sponsory
- P••• D•••• V••••••• S•• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 21 to 30Feb 18, 2025 to Feb 17, 2026
- Pooled vehicle clients · 21 to 30Feb 18, 2025 to Feb 17, 2026
- Assets in custody · $87.4M to $109MFeb 18, 2025 to Feb 17, 2026
- Employees · 6 to 7Feb 18, 2025 to Feb 17, 2026
- Private funds · 21 to 30Feb 18, 2025 to Feb 17, 2026
- Discretionary RAUM · $319M to $376MFeb 18, 2025 to Feb 17, 2026
- Pooled vehicle RAUM · $319M to $376MFeb 18, 2025 to Feb 17, 2026
- RAUM · $319M to $376MFeb 18, 2025 to Feb 17, 2026
- Accounts · 23 to 21Feb 15, 2024 to Feb 18, 2025
- Pooled vehicle clients · 23 to 21Feb 15, 2024 to Feb 18, 2025
- Assets in custody · $111M to $87.4MFeb 15, 2024 to Feb 18, 2025
- Financial planning clients · unset to Feb 15, 2024 to Feb 18, 2025
- Private funds · 23 to 21Feb 15, 2024 to Feb 18, 2025
- Discretionary RAUM · $376M to $319MFeb 15, 2024 to Feb 18, 2025
- Pooled vehicle RAUM · $376M to $319MFeb 15, 2024 to Feb 18, 2025
- RAUM · $376M to $319MFeb 15, 2024 to Feb 18, 2025
- Accounts · 24 to 23Mar 23, 2023 to Feb 13, 2024
- Pooled vehicle clients · 24 to 23Mar 23, 2023 to Feb 13, 2024
- Assets in custody · $133M to $111MMar 23, 2023 to Feb 13, 2024
- Employees · 8 to 6Mar 23, 2023 to Feb 13, 2024
- Private funds · 24 to 23Mar 23, 2023 to Feb 13, 2024
- Discretionary RAUM · $420M to $376MMar 23, 2023 to Feb 13, 2024
- Pooled vehicle RAUM · $420M to $376MMar 23, 2023 to Feb 13, 2024
- RAUM · $420M to $376MMar 23, 2023 to Feb 13, 2024
- Accounts · 20 to 24Mar 25, 2022 to Mar 9, 2023
- Advisory employees · 5 to 6Mar 25, 2022 to Mar 9, 2023
- Pooled vehicle clients · 20 to 24Mar 25, 2022 to Mar 9, 2023
- Assets in custody · $137M to $133MMar 25, 2022 to Mar 9, 2023
- Employees · 7 to 8Mar 25, 2022 to Mar 9, 2023
- Private funds · 20 to 24Mar 25, 2022 to Mar 9, 2023
- Discretionary RAUM · $383M to $420MMar 25, 2022 to Mar 9, 2023
- Pooled vehicle RAUM · $383M to $420MMar 25, 2022 to Mar 9, 2023
- RAUM · $383M to $420MMar 25, 2022 to Mar 9, 2023
- Accounts · 18 to 20Aug 23, 2021 to Mar 25, 2022
- Pooled vehicle clients · 18 to 20Aug 23, 2021 to Mar 25, 2022
- Assets in custody · $136M to $137MAug 23, 2021 to Mar 25, 2022
- Private funds · 21 to 20Aug 23, 2021 to Mar 25, 2022
- Discretionary RAUM · $315M to $383MAug 23, 2021 to Mar 25, 2022
- Pooled vehicle RAUM · $315M to $383MAug 23, 2021 to Mar 25, 2022
- RAUM · $315M to $383MAug 23, 2021 to Mar 25, 2022
Signals
1 dated events
- P••• D•••• C•••••• L•• filed its initial SEC registration (Form ADV)Jan 15, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P••• D•••• C•••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/palmdriveventuresreportedpublic record, Form ADV, Sep 18, 2026
- Website
- p••••••••.vcreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 347-349-1568reportedpublic record, Form ADV, Jun 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026