DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
C•• C•••••• M••••••••• L••
Latest filing Mar 10, 2026
First filing on the tape Aug 2, 2016 · 12 filings
SEC status approved since Aug 8, 2016
RAUM
$275M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
10
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$275M as of Mar 10, 2026
Mar 21, 2017$108M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 10, 2026
Mar 21, 20172 then
Employees (5.A)6 as of Mar 10, 2026
Mar 21, 20172 then
Private funds10 as of Mar 10, 2026
Mar 15, 20184 then
RAUM +11% over the last fiscal year+17% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 10, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $27.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$275M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
18 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T••• C••• L•• | Real Estate Fund | $37.0M | 2 | Mar 22, 2019 |
| G••• I••••••••• F••• L•• | Real Estate Fund | $32.1M | 40 | Mar 22, 2024 |
| R•• 2•••• C••••••• L••no longer reported | Real Estate Fund | $31.2M | 2 | Mar 15, 2018 |
| B••••••• I••••••••• F••• L•• | Real Estate Fund | $26.7M | 34 | Mar 22, 2024 |
| S••• C••••••• L•• | Real Estate Fund | $17.1M | 3 | Mar 15, 2018 |
| R••••• M• F••• L•• | Real Estate Fund | $13.3M | 16 | Mar 22, 2024 |
| S••• C••• L•• | Real Estate Fund | $8.2M | 2 | Mar 22, 2019 |
| T••• C•• I•• L•• | Real Estate Fund | $7.1M | 2 | Mar 11, 2021 |
| L••• C•••••• I• L••no longer reported | Real Estate Fund | $6.0M | 3 | Mar 15, 2018 |
| C•• M• F••• V• L•• | Real Estate Fund | $5.6M | 15 | Mar 11, 2021 |
| M••• I• I•••••••• L•• | Private Equity Fund | $5.6M | 2 | Mar 15, 2018 |
| R•• 2•••• L•••••• L••no longer reported | Real Estate Fund | $5.0M | 22 | Mar 22, 2019 |
| S•••• P•••••••• I•••••••• L••no longer reported | Real Estate Fund | $4.5M | 2 | Mar 11, 2021 |
| C•• M• F••• I•• L••no longer reported | Real Estate Fund | $0 | 14 | Mar 22, 2019 |
| C•• M• F••• I•• L••no longer reported | Real Estate Fund | $0 | 13 | Mar 11, 2021 |
| C•• M• F••• I••• L••no longer reported | Real Estate Fund | $0 | 15 | Mar 27, 2020 |
| R•• S• I••••••••• L••no longer reported | Real Estate Fund | $0 | 14 | Mar 22, 2019 |
| C•• M• F••• V•• L•• | Real Estate Fund | $0 | 14 | Mar 30, 2023 |
Owners and control persons
Schedule A and B, latest filing
- X•• S•••• · Chief Compliance Officer, Presidentcontrolsince 06/2016 · owns less than 5%
- X•• S•••• · Membercontrolsince 06/2016 · owns 75% or more of C•• C•••••• G••••• L••
Entity owners
- C•• C•••••• G••••• L•• · Managing Memberdirect · owns 75% or more
- C•••• M••••••• I••• · Class A Memberdirect · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $249M to $275MMar 25, 2025 to Mar 10, 2026
- Pooled vehicle RAUM · $249M to $275MMar 25, 2025 to Mar 10, 2026
- RAUM · $249M to $275MMar 25, 2025 to Mar 10, 2026
- Accounts · 8 to 10Mar 22, 2024 to Mar 25, 2025
- Pooled vehicle clients · 8 to 10Mar 22, 2024 to Mar 25, 2025
- Financial planning clients · unset to Mar 22, 2024 to Mar 25, 2025
- Private funds · 8 to 10Mar 22, 2024 to Mar 25, 2025
- Discretionary RAUM · $204M to $249MMar 22, 2024 to Mar 25, 2025
- Pooled vehicle RAUM · $204M to $249MMar 22, 2024 to Mar 25, 2025
- RAUM · $204M to $249MMar 22, 2024 to Mar 25, 2025
- Accounts · 7 to 8Mar 30, 2023 to Mar 22, 2024
- Pooled vehicle clients · 7 to 8Mar 30, 2023 to Mar 22, 2024
- Private funds · 7 to 8Mar 30, 2023 to Mar 22, 2024
- Discretionary RAUM · $170M to $204MMar 30, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $170M to $204MMar 30, 2023 to Mar 22, 2024
- RAUM · $170M to $204MMar 30, 2023 to Mar 22, 2024
- Accounts · 9 to 7Mar 30, 2022 to Mar 30, 2023
- Pooled vehicle clients · 9 to 7Mar 30, 2022 to Mar 30, 2023
- Private funds · 9 to 7Mar 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $158M to $170MMar 30, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $158M to $170MMar 30, 2022 to Mar 30, 2023
- RAUM · $158M to $170MMar 30, 2022 to Mar 30, 2023
- Accounts · 10 to 9Mar 11, 2021 to Mar 30, 2022
- Advisory employees · 4 to 3Mar 11, 2021 to Mar 30, 2022
- Pooled vehicle clients · 10 to 9Mar 11, 2021 to Mar 30, 2022
- Employees · 8 to 6Mar 11, 2021 to Mar 30, 2022
- Private funds · 10 to 9Mar 11, 2021 to Mar 30, 2022
- Discretionary RAUM · $164M to $158MMar 11, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $164M to $158MMar 11, 2021 to Mar 30, 2022
- RAUM · $164M to $158MMar 11, 2021 to Mar 30, 2022
- Accounts · 9 to 10Mar 27, 2020 to Mar 11, 2021
- Advisory employees · 3 to 4Mar 27, 2020 to Mar 11, 2021
- Pooled vehicle clients · 9 to 10Mar 27, 2020 to Mar 11, 2021
- Employees · 5 to 8Mar 27, 2020 to Mar 11, 2021
- Private funds · 9 to 10Mar 27, 2020 to Mar 11, 2021
- Discretionary RAUM · $161M to $164MMar 27, 2020 to Mar 11, 2021
- Pooled vehicle RAUM · $161M to $164MMar 27, 2020 to Mar 11, 2021
- RAUM · $161M to $164MMar 27, 2020 to Mar 11, 2021
- Discretionary RAUM · $190M to $161MMay 1, 2019 to Mar 27, 2020
- Pooled vehicle RAUM · $190M to $161MMay 1, 2019 to Mar 27, 2020
Signals
1 dated events
- C•• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Aug 2, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C•• C•••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- C•• C•••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- w••.c•••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 626-817-9900reportedpublic record, Form ADV, Mar 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
C•• C•••••• M••••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…