DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••• A•• A•••• M•••••••••
Legal name C••• A•• A•••• M••••••••• L••••••
Latest filing Jun 17, 2026
First filing on the tape Jun 13, 2016 · 16 filings
SEC status approved since Aug 9, 2016
RAUM
$3.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
21
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$3.8B as of Jun 17, 2026
Jun 29, 2017$153M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 17, 2026
Jun 29, 20170 then
Employees (5.A)21 as of Jun 17, 2026
Jun 29, 201711 then
Private funds3 as of Jun 17, 2026
Jun 29, 20171 then
RAUM +90% over the last fiscal year+15% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 17, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $945MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.7B97%
- Corporations and businesses$104M2.8%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.97 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••• A•• G••••• D••••••••• M•••••• F••• | Other Private Fund | $1.7B | 120 | Jun 13, 2016 |
| C••• A•• P••••••••• F••• | Other Private Fund | $39.2M | 7 | Jun 29, 2021 |
Owners and control persons
Schedule A and B, latest filing
- B•••• J••••••• · Chairman, Director And Shareholdercontrolsince 12/2015 · owns 50% to 75%
- L••••• J•••• F•••••• · Director And Shareholdercontrolsince 06/2016 · owns 10% to 25%
- S••••••• G•••••••• P•••• · Chief Operating Officer, Director, Shareholder And Chief Compliance Officercontrolsince 02/2022 · owns less than 5%
- V•••••••• I•••• · Director And Shareholdercontrolsince 06/2016 · owns 5% to 10%
- B•••• S••••••• C•••••• · Chairmancontrolsince 04/1995 · owns 50% to 75% of S••••••••• P••••••• L••••••
- L••••••• T••••••• J••• · Director (Non-Executive)since 09/2015 · owns less than 5%
- M•••••• J••••••••• · Shareholdersince 02/2016 · owns 5% to 10%
- T•••• R••••• · Shareholdersince 02/2016 · owns 5% to 10%
Entity owners
- S••••••••• P••••••• L•••••• · Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
- S••••••••• I••••••••• I••••••••investment adviserbankpooled vehicle sponsornRAUM $39B
Advisers that list C••• A•• A•••• M••••••••• as a related person
- 110987 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Private funds · 2 to 3Jun 5, 2025 to Jun 17, 2026
- Discretionary RAUM · $2.3B to $3.8BJun 5, 2025 to Jun 17, 2026
- Pooled vehicle RAUM · $2.2B to $3.7BJun 5, 2025 to Jun 17, 2026
- RAUM · $2.3B to $3.8BJun 5, 2025 to Jun 17, 2026
- Accounts · 5 to 4Jun 27, 2024 to Jun 5, 2025
- Pooled vehicle clients · 4 to 3Jun 27, 2024 to Jun 5, 2025
- Employees · 20 to 21Jun 27, 2024 to Jun 5, 2025
- Financial planning clients · unset to Jun 27, 2024 to Jun 5, 2025
- HQ state · unset to Jun 27, 2024 to Jun 5, 2025
- Discretionary RAUM · $2.2B to $2.3BJun 27, 2024 to Jun 5, 2025
- Pooled vehicle RAUM · $2.1B to $2.2BJun 27, 2024 to Jun 5, 2025
- RAUM · $2.2B to $2.3BJun 27, 2024 to Jun 5, 2025
- Advisory activities · 3 to 2Nov 3, 2023 to Jun 27, 2024
- Employees · 21 to 20Nov 3, 2023 to Jun 27, 2024
- Organization form · Corporation to Other (specify)Nov 3, 2023 to Jun 27, 2024
- Discretionary RAUM · $2.1B to $2.2BNov 3, 2023 to Jun 27, 2024
- Pooled vehicle RAUM · $1.9B to $2.1BNov 3, 2023 to Jun 27, 2024
- RAUM · $2.1B to $2.2BNov 3, 2023 to Jun 27, 2024
- Employees · 20 to 21Oct 19, 2023 to Nov 3, 2023
- Discretionary RAUM · $2.0B to $2.1BJun 8, 2023 to Oct 19, 2023
- Pooled vehicle RAUM · $1.9B to $1.9BJun 8, 2023 to Oct 19, 2023
- RAUM · $2.0B to $2.1BJun 8, 2023 to Oct 19, 2023
- Advisory employees · 8 to 9Jun 28, 2022 to Jun 8, 2023
- Employees · 19 to 20Jun 28, 2022 to Jun 8, 2023
- Discretionary RAUM · $2.2B to $2.0BJun 28, 2022 to Jun 8, 2023
- Pooled vehicle RAUM · $2.0B to $1.9BJun 28, 2022 to Jun 8, 2023
- RAUM · $2.2B to $2.0BJun 28, 2022 to Jun 8, 2023
- Accounts · 4 to 5Mar 4, 2022 to Jun 28, 2022
- Pooled vehicle clients · 3 to 4Mar 4, 2022 to Jun 28, 2022
- Discretionary RAUM · $2.4B to $2.2BMar 4, 2022 to Jun 28, 2022
- Pooled vehicle RAUM · $2.1B to $2.0BMar 4, 2022 to Jun 28, 2022
- RAUM · $2.4B to $2.2BMar 4, 2022 to Jun 28, 2022
- Discretionary RAUM · $2.5B to $2.4BJun 29, 2021 to Mar 4, 2022
- Pooled vehicle RAUM · $2.1B to $2.1BJun 29, 2021 to Mar 4, 2022
- RAUM · $2.5B to $2.4BJun 29, 2021 to Mar 4, 2022
- Accounts · 3 to 4Jun 29, 2020 to Jun 29, 2021
- Advisory employees · 7 to 8Jun 29, 2020 to Jun 29, 2021
- Pooled vehicle clients · 2 to 3Jun 29, 2020 to Jun 29, 2021
- Employees · 17 to 19Jun 29, 2020 to Jun 29, 2021
- Private funds · 1 to 2Jun 29, 2020 to Jun 29, 2021
Signals
7 dated events
- C••• A•• A•••• M••••••••• reported RAUM $3.8B, up 63% from $2.3B (2025-06-05 to 2026-06-17)Jun 17, 2026 · RAUM change · derived
- Reeve Peter Lockey (Managing Director, Chief Operating Officer, Director, Shareholder And Covered Officer) no longer on Schedule A of C••• A•• A•••• M••••••••• (listed 2023-06-08, absent 2023-10-19)Oct 19, 2023 · Control person left · inference
- Peter Geoffrey Summers (Chief Compliance Officer) appeared on Schedule A of C••• A•• A•••• M•••••••••Jun 8, 2023 · Control person joined · fact
- C••• A•• A•••• M••••••••• reported RAUM $2.5B, up 63% from $1.5B (2020-06-29 to 2021-06-29)Jun 29, 2021 · RAUM change · derived
- C••• A•• A•••• M••••••••• reported RAUM $1.6B, up 102% from $771.2M (2018-06-28 to 2019-05-01)May 1, 2019 · RAUM change · derived
- C••• A•• A•••• M••••••••• reported RAUM $771.2M, up 402% from $153.5M (2017-06-29 to 2018-06-28)Jun 28, 2018 · RAUM change · derived
- C••• A•• A•••• M••••••••• filed its initial SEC registration (Form ADV)Jun 13, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- C•••ANNAM.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 011-44-203-4438480reportedpublic record, Form ADV, Jun 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026