DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
T••••• C••••••••• L••
Latest filing Jul 11, 2023
First filing on the tape Feb 1, 2017 · 14 filings
RAUM
$2.8M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$2.8M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$2.8M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$2.8M as of Jan 27, 2023
Jan 17, 2018$16,000 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jan 27, 2023
Jan 17, 20181 then
Employees (5.A)1 as of Jan 27, 2023
Jan 17, 20181 then
Private funds: no history
RAUM +6.1% over the last fiscal year+88% a year over threeIARs 1 to 0
Practice profile
derived from the filing of Jul 11, 2023; every figure names its basis
- RAUM per advisor
- $2.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $29,628derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- -100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, pension consulting, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$2.8M100%
- Individual clients
- 96reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 94reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| W••••• H•••••• B•••• | Allen, Tx | Aug 8, 2023 | 16 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• W•••••• H•••••• · Managing Member & Chief Compliance Officercontrolsince 02/2015 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory activities · 2 to 3May 22, 2023 to Jul 11, 2023
- Other offices · 1 to 0May 22, 2023 to Jul 11, 2023
- Accounts · 84 to 94Mar 28, 2022 to Jan 27, 2023
- Individual clients · 84 to 96Mar 28, 2022 to Jan 27, 2023
- State-registered IARs · 1 to 0Mar 28, 2022 to Jan 27, 2023
- Discretionary RAUM · $2.6M to $2.8MMar 28, 2022 to Jan 27, 2023
- Individual RAUM · $2.6M to $2.8MMar 28, 2022 to Jan 27, 2023
- Non-discretionary RAUM · $24,000 to $25,000Mar 28, 2022 to Jan 27, 2023
- RAUM · $2.6M to $2.8MMar 28, 2022 to Jan 27, 2023
- Other offices · 0 to 1Jan 17, 2022 to Mar 28, 2022
- Accounts · 70 to 84Jan 7, 2021 to Jan 17, 2022
- Individual clients · 70 to 84Jan 7, 2021 to Jan 17, 2022
- Discretionary RAUM · $2.3M to $2.6MJan 7, 2021 to Jan 17, 2022
- Individual RAUM · $2.3M to $2.6MJan 7, 2021 to Jan 17, 2022
- Non-discretionary RAUM · $53,548 to $24,000Jan 7, 2021 to Jan 17, 2022
- RAUM · $2.3M to $2.6MJan 7, 2021 to Jan 17, 2022
- Accounts · 20 to 70Jun 25, 2020 to Jan 7, 2021
- Individual clients · 20 to 70Jun 25, 2020 to Jan 7, 2021
- Discretionary RAUM · $396,000 to $2.3MJun 25, 2020 to Jan 7, 2021
- Individual RAUM · $419,000 to $2.3MJun 25, 2020 to Jan 7, 2021
- Non-discretionary RAUM · $23,000 to $53,548Jun 25, 2020 to Jan 7, 2021
- RAUM · $419,000 to $2.3MJun 25, 2020 to Jan 7, 2021
- Accounts · 8 to 20Jan 16, 2019 to Jan 14, 2020
- Individual clients · 8 to 20Jan 16, 2019 to Jan 14, 2020
- Discretionary RAUM · $278,000 to $396,000Jan 16, 2019 to Jan 14, 2020
- Individual RAUM · $297,000 to $419,000Jan 16, 2019 to Jan 14, 2020
- Non-discretionary RAUM · $19,000 to $23,000Jan 16, 2019 to Jan 14, 2020
- RAUM · $297,000 to $419,000Jan 16, 2019 to Jan 14, 2020
- Accounts · 1 to 8Jan 17, 2018 to Jan 16, 2019
- Advisory activities · 1 to 2Jan 17, 2018 to Jan 16, 2019
- Individual clients · unset to 8.0Jan 17, 2018 to Jan 16, 2019
- Discretionary RAUM · $16,000 to $278,000Jan 17, 2018 to Jan 16, 2019
- Individual RAUM · $16,000 to $297,000Jan 17, 2018 to Jan 16, 2019
- Non-discretionary RAUM · $0 to $19,000Jan 17, 2018 to Jan 16, 2019
- RAUM · $16,000 to $297,000Jan 17, 2018 to Jan 16, 2019
- Accounts · 0 to 1Mar 15, 2017 to Jan 17, 2018
- Financial planning clients · unset to 0Mar 15, 2017 to Jan 17, 2018
- Other offices · unset to 0.0Mar 15, 2017 to Jan 17, 2018
- Discretionary RAUM · $0 to $16,000Mar 15, 2017 to Jan 17, 2018
- Individual RAUM · unset to 16000.0Mar 15, 2017 to Jan 17, 2018
Signals
1 dated events
- T••••• C••••••••• L•• filed its initial SEC registration (Form ADV)Feb 1, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/tigris-consulting-llcreportedpublic record, Form ADV, Sep 19, 2026
- Website
- T•••••.USreportedpublic record, Form ADV, Sep 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $2.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026