The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

SEC-registered adviser

C••••• V••••••• L••

Asset manager (funds and pooled vehicles)Seattle, WashingtonCRD 284129SEC 801-130827websiteIAPD
Latest filing Aug 26, 2026
First filing on the tape Jun 28, 2024 · 9 filings
SEC status approved since Jul 30, 2024
RAUM
$161M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
10 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
14
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$161M as of Aug 26, 2026
Mar 27, 2025$153M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 26, 2026
Mar 27, 20250 then
Employees (5.A)15 as of Aug 26, 2026
Mar 27, 202515 then
Private funds14 as of Aug 26, 2026
Mar 27, 202510 then
RAUM +5.6% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Aug 26, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$11.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived7 offices incl. principal (1.F.5)
RAUM growth, one year
+5.6%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Custody
$161M, 14 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$161M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
14reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$161M for 14 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      9 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      C••••• F••• L••Venture Capital Fund$48.8M36Mar 30, 2019
      U••••• S••• F••• I•••• I• • F•••no longer reportedVenture Capital Fund$44.3M45Mar 30, 2019
      U••••• S••• F••• I•• L•Venture Capital Fund$36.5M44Mar 31, 2023
      U••••• S••• F•••• L•Venture Capital Fund$25.9M52Mar 30, 2019
      C••••• F••• I•• L•Venture Capital Fund$11.2M30Mar 30, 2024
      U••••• V••••••• O••••••••• F••• I• L•Venture Capital Fund$7.4M26Mar 30, 2024
      C••••• O••••••••• L• • B••••••••• S•••••Venture Capital Fund$2.7M10Mar 31, 2022
      C••••• O••••••••• L• • A•••• S•••••Venture Capital Fund$1.1M6Mar 31, 2022
      C••••• O••••••••• L• • 5• N•••••• S•••••Venture Capital Fund$869,9115Mar 31, 2022
      Owners and control persons
      Schedule A and B, latest filing
      • P••••• W••••••• N•• · M•••••• And Managing Partnercontrol
        since 07/2012 · owns less than 5%
      • R•••••••• R••••••• D•••• · Member, M••••••, Managing Partnercontrol
        since 07/2012 · owns 50% to 75%
      • L•••••••• J••••• L• · Limited Partnercontrol
        since 07/2012 · owns 50% to 75% of P••••••••• R•••••••• T••••
      • P••••• W••••••• N•• · Limited Partnercontrol
        since 07/2012 · owns 50% to 75% of P••••••••• R•••••••• T••••
      • S••••• J••••• N••••••• · Chief Compliance Officer
        since 06/2024 · owns less than 5%
      Entity owners
      • P•••••••• F••••• L• · Member
        direct · owns 50% to 75%
      • P••••••••• R•••••••• T•••• · Limited Partner
        indirect · owns 75% or more of P•••••••• F••••• L•
      Related persons
      Schedule D 7.A
      • C••••• I• G• L••
        pooled vehicle sponsory
      • C••••• M•••••• L••
        pooled vehicle sponsory
      • C••••• O••••••••• G• L••
        pooled vehicle sponsory
      • U•• G• L••
        pooled vehicle sponsory
      • U•• I• G• L••
        pooled vehicle sponsory
      • U••• I• G• L••
        pooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      • Jakarta Selatan, Indonesia2 employees
      • Nairobi, Kenya2 employees
      • , 1 employees
      What changed
      consecutive filings, newest first
      • Accounts · 10 to 14
        Aug 15, 2025 to Mar 31, 2026
      • Advisory employees · 8 to 10
        Aug 15, 2025 to Mar 31, 2026
      • Pooled vehicle clients · 10 to 14
        Aug 15, 2025 to Mar 31, 2026
      • Assets in custody · $153M to $161M
        Aug 15, 2025 to Mar 31, 2026
      • Private funds · 10 to 14
        Aug 15, 2025 to Mar 31, 2026
      • Discretionary RAUM · $153M to $161M
        Aug 15, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $153M to $161M
        Aug 15, 2025 to Mar 31, 2026
      • RAUM · $153M to $161M
        Aug 15, 2025 to Mar 31, 2026
      • Financial planning clients · unset to
        Mar 27, 2025 to May 12, 2025
      • Accounts · 8 to 10
        Jul 15, 2024 to Mar 27, 2025
      • Pooled vehicle clients · 8 to 10
        Jul 15, 2024 to Mar 27, 2025
      • Assets in custody · $156M to $153M
        Jul 15, 2024 to Mar 27, 2025
      • Employees · 16 to 15
        Jul 15, 2024 to Mar 27, 2025
      • Private funds · 8 to 10
        Jul 15, 2024 to Mar 27, 2025
      • Discretionary RAUM · $156M to $153M
        Jul 15, 2024 to Mar 27, 2025
      • Pooled vehicle RAUM · $156M to $153M
        Jul 15, 2024 to Mar 27, 2025
      • RAUM · $156M to $153M
        Jul 15, 2024 to Mar 27, 2025
      • Private funds · 16 to 8
        Jun 28, 2024 to Jul 8, 2024
      Signals
      1 dated events
      • C••••• V••••••• L•• filed its initial SEC registration (Form ADV)
        Jun 28, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/capria-indiareportedpublic record, Form ADV, Sep 21, 2026
      Firm profile
      linkedin.com/company/capriareportedpublic record, Form ADV, Sep 21, 2026
      Website
      C•••••.VCreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      (206) 880-0360reportedpublic record, Form ADV, Aug 26, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026