DFX Intelligence
RIA Intelligence
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SEC-registered adviser
F•••••••• C•••••• M••••••••• L••
Latest filing May 7, 2026
First filing on the tape May 27, 2016 · 18 filings
SEC status approved since Jun 16, 2016
RAUM
$1.4B
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
13 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
9
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$1.4B as of May 7, 2026
Mar 31, 2017$34.2M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 7, 2026
Mar 31, 20170 then
Employees (5.A)17 as of May 7, 2026
Mar 31, 20174 then
Private funds9 as of May 7, 2026
Mar 31, 20173 then
RAUM +13% over the last fiscal year+18% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 7, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $48.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 0.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $910M, 12 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.3B96%
- Corporations and businesses$46.1M3.3%
- Pension and profit-sharing plans$11.9M0.8%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 1reported
- Charitable clients
- n/areported
- Accounts
- 29reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $910M for 12 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.96 institutional_share=0.01 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F• D••• V•••• O••••••••• F••• I• L•• | Hedge Fund | $211M | 0 | Mar 31, 2022 |
| F•••••••• S•••••• O••••••••• F•••• L•• | Hedge Fund | $197M | 144 | Mar 28, 2019 |
| F•••••••• G••••• O••••••••• F•••• L•• | Hedge Fund | $166M | 8 | Mar 30, 2020 |
| C•••••• H••• O••••••••• F•••• L• | Hedge Fund | $40.0M | 5 | Aug 25, 2017 |
| F•••••••• E•••• O••••••••• L• | Hedge Fund | $12.6M | 38 | Aug 31, 2017 |
| F•••••••• S•• I• L••no longer reported | Hedge Fund | $7.1M | 17 | May 27, 2016 |
| F•••••••• S•• I••• L••no longer reported | Hedge Fund | $7.1M | 18 | Mar 31, 2017 |
| F•••••••• G••••• S•••••••• O••••••••• F••• I• L•• | Hedge Fund | $3.8M | 7 | Mar 31, 2022 |
| C••••• M••••• F•••• L•• | Hedge Fund | $1.9M | 1 | Mar 31, 2022 |
| F•••••••• S•• I•• L•• | Hedge Fund | $1.7M | 22 | Mar 31, 2017 |
Owners and control persons
Schedule A and B, latest filing
- A••••• J•••• W••••• · Managing Membercontrolsince 04/2015 · owns 75% or more
- P••••••••• J•••••• C•••••• · Chief Compliance Officercontrolsince 01/2019 · owns less than 5%
Related persons
Schedule D 7.A
- F•••••••• C••••••• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- 80333 Munich, Germany3 employees
What changed
consecutive filings, newest first
- Accounts · 26 to 29Jun 26, 2025 to Mar 31, 2026
- Advisory employees · 11 to 13Jun 26, 2025 to Mar 31, 2026
- Corporate clients · 3 to 7Jun 26, 2025 to Mar 31, 2026
- Pooled vehicle clients · 19 to 18Jun 26, 2025 to Mar 31, 2026
- Assets in custody · $818M to $910MJun 26, 2025 to Mar 31, 2026
- Employees · 15 to 17Jun 26, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.1B to $1.3BJun 26, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $99.6M to $116MJun 26, 2025 to Mar 31, 2026
- Pension RAUM · $10.7M to $11.9MJun 26, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.2B to $1.3BJun 26, 2025 to Mar 31, 2026
- RAUM · $1.2B to $1.4BJun 26, 2025 to Mar 31, 2026
- Financial planning clients · unset to Apr 30, 2025 to Jun 26, 2025
- Accounts · 21 to 26Mar 28, 2024 to Apr 30, 2025
- Advisory employees · 7 to 11Mar 28, 2024 to Apr 30, 2025
- Corporate clients · 6 to 3Mar 28, 2024 to Apr 30, 2025
- Pooled vehicle clients · 18 to 19Mar 28, 2024 to Apr 30, 2025
- Assets in custody · $635M to $818MMar 28, 2024 to Apr 30, 2025
- Employees · 11 to 15Mar 28, 2024 to Apr 30, 2025
- Private funds · 8 to 9Mar 28, 2024 to Apr 30, 2025
- Discretionary RAUM · $942M to $1.1BMar 28, 2024 to Apr 30, 2025
- Non-discretionary RAUM · $77.2M to $99.6MMar 28, 2024 to Apr 30, 2025
- Pension RAUM · $2.8M to $10.7MMar 28, 2024 to Apr 30, 2025
- Pooled vehicle RAUM · $1.0B to $1.2BMar 28, 2024 to Apr 30, 2025
- RAUM · $1.0B to $1.2BMar 28, 2024 to Apr 30, 2025
- Accounts · 25 to 21Mar 31, 2023 to Mar 28, 2024
- Advisory employees · 8 to 7Mar 31, 2023 to Mar 28, 2024
- Pension plan clients · unset to 1.0Mar 31, 2023 to Mar 28, 2024
- Assets in custody · $489M to $635MMar 31, 2023 to Mar 28, 2024
- Employees · 12 to 11Mar 31, 2023 to Mar 28, 2024
- Private funds · 7 to 8Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $724M to $942MMar 31, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $123M to $77.2MMar 31, 2023 to Mar 28, 2024
- Pension RAUM · $2.8M to $2.8MMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $818M to $1.0BMar 31, 2023 to Mar 28, 2024
- RAUM · $847M to $1.0BMar 31, 2023 to Mar 28, 2024
- Assets in custody · $331M to $489MMar 31, 2022 to Mar 31, 2023
- Employees · 10 to 12Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $403M to $724MMar 31, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $291M to $123MMar 31, 2022 to Mar 31, 2023
- Pension RAUM · $2.6M to $2.8MMar 31, 2022 to Mar 31, 2023
Signals
6 dated events
- F•••••••• C•••••• M••••••••• L•• reported RAUM $693.9M, up 36% from $508.4M (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- F•••••••• C•••••• M••••••••• L•• reported RAUM $508.4M, up 69% from $301.1M (2020-03-30 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- F•••••••• C•••••• M••••••••• L•• reported RAUM $301.1M, up 91% from $157.5M (2019-03-28 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Matthew Christopher Jaeger (Cco) no longer on Schedule A of F•••••••• C•••••• M••••••••• L•• (listed 2018-05-03, absent 2019-01-23)Jan 23, 2019 · Control person left · inference
- Charles Joseph Pijanowski (Chief Compliance Officer) appeared on Schedule A of F•••••••• C•••••• M••••••••• L••Jan 23, 2019 · Control person joined · fact
- F•••••••• C•••••• M••••••••• filed its initial SEC registration (Form ADV)May 27, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- F••••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- (646) 781-8730reportedpublic record, Form ADV, May 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026