DFX Intelligence

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J•••••• H••• A•••••••• L••

Asset manager (funds and pooled vehicles)SEC-registered1 private funds· Houston, Texaswebsite

Asset manager (funds and pooled vehicles), based in Houston, Texas, reporting $218M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-11 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $218M
Advisors: 0
Net advisor flow, 12 months: Not established
RAUM change, last fiscal year: +9.6%
Private clients: 0.0% of RAUM

Advisors Advisor movement Where the RAUM sits

As of 2026-03-11 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Why this matters

2 published business contact points are on record, each with its source.
Contact points 2

Every filed figure, and the identifiersCRD 284162 · SEC 801-126170 · 5 filingsShow

CRD 284162SEC 801-126170First filing on the tape Jun 23, 2022, latest Mar 11, 2026SEC status approved since Jul 22, 2022IAPD

RAUM

$218M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

5 filings and snapshots on the tape

RAUM$218M as of Mar 11, 2026

Mar 20, 2023$116M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 11, 2026

Mar 20, 20230 then

Employees (5.A)3 as of Mar 11, 2026

Mar 20, 20233 then

Private funds1 as of Mar 11, 2026

Mar 20, 20231 then

RAUM +9.6% over the last fiscal year+24% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 11, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $218MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +9.6%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$218M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 1reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
E••• F•••• L•	Hedge Fund	$218M	75	Feb 1, 2019

Owners and control persons

Schedule A and B, latest filing

H••••• A••••• G•••••• · Chief Operating Officercontrol
since 04/2017 · owns less than 5%
S••••• V••••••• S•••• · Managing Member & Chief Compliance Officercontrol
since 07/2016 · owns less than 5%
S••••• S•••••• R••• · Managercontrol
since 12/2010 · owns 75% or more of S•• P••••••• L••
S••••• S•••••• R••• · Limited Partnercontrol
since 12/2010 · owns 25% to 50% of L••• H••• A•••••••• L•
S••••• V••••••• S•••• · Limited Partnercontrol
since 12/2010 · owns 25% to 50% of L••• H••• A•••••••• L•
S••••• V••••••• S•••• · Managercontrol
since 12/2010 · owns 75% or more of V•• P••••••• L••

Entity owners

L••• H••• A•••••••• L• · Member
direct · owns 75% or more
S•• P••••••• L•• · General Partner
indirect · owns F of L••• H••• A•••••••• L•
V•• P••••••• L•• · General Partner
indirect · owns F of L••• H••• A•••••••• L•

Related persons

Schedule D 7.A

E••• F••• G•• L•
pooled vehicle sponsorn
E••• G•• L••
n

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Discretionary RAUM · $199M to $218M
Mar 25, 2025 to Mar 11, 2026
Pooled vehicle RAUM · $199M to $218M
Mar 25, 2025 to Mar 11, 2026
RAUM · $199M to $218M
Mar 25, 2025 to Mar 11, 2026
Financial planning clients · unset to
Feb 28, 2024 to Mar 25, 2025
Discretionary RAUM · $164M to $199M
Feb 28, 2024 to Mar 25, 2025
Pooled vehicle RAUM · $164M to $199M
Feb 28, 2024 to Mar 25, 2025
RAUM · $164M to $199M
Feb 28, 2024 to Mar 25, 2025
Assets in custody · 114893948.0 to unset
Mar 20, 2023 to Feb 28, 2024
Custody of client assets · true to false
Mar 20, 2023 to Feb 28, 2024
Discretionary RAUM · $116M to $164M
Mar 20, 2023 to Feb 28, 2024
Pooled vehicle RAUM · $116M to $164M
Mar 20, 2023 to Feb 28, 2024
RAUM · $116M to $164M
Mar 20, 2023 to Feb 28, 2024
Assets in custody · $165M to $115M
Jun 23, 2022 to Mar 20, 2023
Private funds · 2 to 1
Jun 23, 2022 to Mar 20, 2023
Discretionary RAUM · $165M to $116M
Jun 23, 2022 to Mar 20, 2023
Pooled vehicle RAUM · $165M to $116M
Jun 23, 2022 to Mar 20, 2023
RAUM · $165M to $116M
Jun 23, 2022 to Mar 20, 2023

Signals

10 dated events

••• Locked
Mar 11, 2026 · ria ownership band change · fact
••• Locked
Mar 11, 2026 · ria indirect owner change · derived
••• Locked
Mar 11, 2026 · ria majority owner change · derived
••• Locked
Mar 11, 2026 · ria indirect owner change · derived
••• Locked
Mar 11, 2026 · ria indirect owner change · derived
••• Locked
Mar 11, 2026 · ria indirect owner change · derived
••• Locked
Mar 11, 2026 · ria indirect owner change · derived
••• Locked
Mar 11, 2026 · ria indirect owner change · derived
••• Locked
Mar 20, 2023 · ria registration change · fact
••• Locked
Jun 23, 2022 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

J•••••• H••• A•••••••• L•• · Venture Capital
shared crd · organization

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Mar 11, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 11, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026