DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Astra Capital Management LLC
Latest filing Mar 25, 2026
First filing on the tape Feb 28, 2018 · 11 filings
SEC status approved since Apr 5, 2018
RAUM
$342M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$342M as of Mar 25, 2026
Mar 28, 2019$328M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Mar 28, 20190 then
Employees (5.A)11 as of Mar 25, 2026
Mar 28, 201913 then
Private funds6 as of Mar 25, 2026
Mar 28, 20196 then
RAUM +15% over the last fiscal year-17% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $56.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$342M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
11 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Astra Partners I, LP | Private Equity Fund | $236M | 64 | Feb 23, 2018 |
| Wra-Astra Logix Investors LLC | Private Equity Fund | $90.0M | 1 | Jun 24, 2016 |
| Astra Galaxy Partners LP | Private Equity Fund | $82.1M | 1 | Mar 30, 2021 |
| Astra-Logix Co-Invest I, LLC | Private Equity Fund | $53.8M | 1 | Jun 24, 2016 |
| Astra Partners-Logix Co-Invest I, LLC | Private Equity Fund | $13.0M | 10 | Feb 23, 2018 |
| Astra-Logix Co-Invest II, LLC | Private Equity Fund | $11.4M | 6 | Jun 24, 2016 |
| Astra Partners I Gp, LLCno longer reported | Private Equity Fund | $9.8M | 4 | Jun 24, 2016 |
| Astra-Logix Holdings, LLC | Private Equity Fund | $5.7M | 4 | Jun 24, 2016 |
| Astra Knightsbridge Coinvest - I | Private Equity Fund | $3.6M | 8 | Mar 31, 2022 |
| Astra Bullseye Holdings | Private Equity Fund | $2.1M | 8 | Mar 31, 2022 |
| Astra Knightsbridge Holdings | Private Equity Fund | $2.0M | 8 | Mar 31, 2022 |
Owners and control persons
Schedule A and B, latest filing
- Jay Mark Johnson · Managing Partner/Membercontrolsince 07/2014 · owns less than 5%
- Nmn Rajat Kumar · Chief Compliance Officer, Legal Counsel, Membercontrolsince 04/2018 · owns less than 5%
- George James Martin · Chief Financial Officer, Membercontrolsince 02/2018 · owns less than 5%
- Lee Kevin Beebe · Trusteecontrolsince 07/1998 · owns F of Kevin L. Beebe Declaration Of Trust Dtd July 24, 1998
- Henderson Kimberly Johnson · Membercontrolsince 05/2013 · owns 25% to 50% of Santee Capital Management LLC
- Jay Mark Johnson · Membercontrolsince 05/2013 · owns 50% to 75% of Santee Capital Management LLC
- Matthew Todd Crick · Membersince 07/2014 · owns less than 5%
- Earl William Kennard · Membersince 06/2016 · owns less than 5%
- Robert Brian Kirschbaum · Membersince 01/2019 · owns less than 5%
- Maurice Matthew Murphy · Membersince 07/2014 · owns 5% to 10%
Entity owners
- Santee Capital Management LLC · Memberdirect · owns 75% or more
- Kevin L. Beebe Declaration Of Trust Dtd July 24, 1998 · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- Astra Galaxy Gppooled vehicle sponsorn
- Astra Knightsbridge Manager, LLCpooled vehicle sponsorn
- Astra Logix Manager, LLCpooled vehicle sponsorn
- Astra Partners I Gp, LLCpooled vehicle sponsorn
- Wra-Logix Holdings Ltd.pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 11 to 6Apr 30, 2025 to Mar 25, 2026
- Pooled vehicle clients · 11 to 6Apr 30, 2025 to Mar 25, 2026
- Private funds · 11 to 6Apr 30, 2025 to Mar 25, 2026
- Discretionary RAUM · $296M to $342MApr 30, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $296M to $342MApr 30, 2025 to Mar 25, 2026
- RAUM · $296M to $342MApr 30, 2025 to Mar 25, 2026
- Accounts · 10 to 11May 9, 2024 to Apr 30, 2025
- Advisory employees · 13 to 10May 9, 2024 to Apr 30, 2025
- Pooled vehicle clients · 10 to 11May 9, 2024 to Apr 30, 2025
- Employees · 14 to 11May 9, 2024 to Apr 30, 2025
- Financial planning clients · unset to May 9, 2024 to Apr 30, 2025
- Private funds · 10 to 11May 9, 2024 to Apr 30, 2025
- Discretionary RAUM · $500M to $296MMay 9, 2024 to Apr 30, 2025
- Pooled vehicle RAUM · $500M to $296MMay 9, 2024 to Apr 30, 2025
- RAUM · $500M to $296MMay 9, 2024 to Apr 30, 2025
- Advisory employees · 14 to 13Mar 30, 2023 to Mar 28, 2024
- Employees · 15 to 14Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $599M to $500MMar 30, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $599M to $500MMar 30, 2023 to Mar 28, 2024
- RAUM · $599M to $500MMar 30, 2023 to Mar 28, 2024
- Advisory employees · 11 to 14Mar 31, 2022 to Mar 30, 2023
- Employees · 12 to 15Mar 31, 2022 to Mar 30, 2023
- Discretionary RAUM · $555M to $599MMar 31, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $555M to $599MMar 31, 2022 to Mar 30, 2023
- RAUM · $555M to $599MMar 31, 2022 to Mar 30, 2023
- Accounts · 7 to 10Mar 30, 2021 to Mar 31, 2022
- Advisory employees · 14 to 11Mar 30, 2021 to Mar 31, 2022
- Pooled vehicle clients · 7 to 10Mar 30, 2021 to Mar 31, 2022
- Employees · 14 to 12Mar 30, 2021 to Mar 31, 2022
- Private funds · 7 to 10Mar 30, 2021 to Mar 31, 2022
- Discretionary RAUM · $518M to $555MMar 30, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $518M to $555MMar 30, 2021 to Mar 31, 2022
- RAUM · $518M to $555MMar 30, 2021 to Mar 31, 2022
- Accounts · 6 to 7Mar 30, 2020 to Mar 30, 2021
- Advisory employees · 10 to 14Mar 30, 2020 to Mar 30, 2021
- Pooled vehicle clients · 6 to 7Mar 30, 2020 to Mar 30, 2021
- Employees · 13 to 14Mar 30, 2020 to Mar 30, 2021
- Private funds · 6 to 7Mar 30, 2020 to Mar 30, 2021
- Discretionary RAUM · $491M to $518MMar 30, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $491M to $518MMar 30, 2020 to Mar 30, 2021
Signals
7 dated events
- Astra Capital Management Llc reported RAUM $296.0M, down 41% from $499.8M (2024-05-09 to 2025-04-30)Apr 30, 2025 · RAUM change · derived
- Serena Nia Gandy (Member) no longer on Schedule A of Astra Capital Management Llc (listed 2021-03-30, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Astra Capital Management Llc reported RAUM $491.1M, up 50% from $327.5M (2019-06-17 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Serena Nia Gandy (Member) appeared on Schedule A of Astra Capital Management LlcMar 30, 2020 · Control person joined · fact
- Rajat Kumar (Chief Compliance Officer) appeared on Schedule A of Astra Capital Management LlcMar 28, 2019 · Control person joined · fact
- R Brian Kirschbaum (Partner) appeared on Schedule A of Astra Capital Management LlcMar 28, 2019 · Control person joined · fact
- Astra Capital Management Llc filed its initial SEC registration (Form ADV)Feb 28, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Astra Capital Management LLC · Independent Sponsorsshared crd · capital_provider
- Astra Capital Management LLC · Private Equityshared crd · organization
- Astra Capital Management LLC · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/astra-capital-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- ASTRACAPITALMGMT.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 202-516-5050reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026