DFX Intelligence

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SEC-registered adviser

3•• F••••••• C••••••• L•

Other adviserNew York, New YorkCRD 284266SEC 801-108220website IAPD

Latest filing Apr 2, 2026

First filing on the tape Jul 28, 2016 · 17 filings

SEC status approved since Aug 3, 2016

RAUM

$795M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

3 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

17 filings and snapshots on the tape

RAUM$795M as of Apr 2, 2026

Mar 23, 2017$345M then

HNW client RAUM$0 as of Apr 2, 2026

Mar 16, 2018$0 then

State-registered IARs (5.B.3)0 as of Apr 2, 2026

Mar 23, 20171 then

Employees (5.A)4 as of Apr 2, 2026

Mar 23, 20174 then

Private funds3 as of Apr 2, 2026

Mar 16, 20183 then

RAUM +46% over the last fiscal year+25% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Apr 2, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $133MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 21%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +46%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$294M64%
Charitable organizations$165M36%

Individual clients: 0reported
HNW clients: 0reported
Pension plan clients: 0reported
Charitable clients: 2reported
Accounts: 6reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: private_client_share=0.0 fund_share=0.37 institutional_share=0.21 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

3 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
K••••••••• F••••••• A••••• M••••• F•••• L•••	Other Private Fund	$245M	15	Mar 31, 2015
K••••••••• F••••••• A••••• F••• O•••••••• L•••	Other Private Fund	$240M	9	Mar 31, 2015
K••••••••• F••••••• A••••• F••• •••• L•••	Other Private Fund	$5.6M	6	Mar 31, 2015

Owners and control persons

Schedule A and B, latest filing

D• B•••••• J••••••• · Limited Partnercontrol
since 05/2016 · owns 50% to 75%
S••••• D•••••• K•••• · Limited Partnercontrol
since 05/2016 · owns 50% to 75%
V•• D•• B•••• M•••••• A•• · Chief Compliance Officer / Head Of Operationscontrol
since 05/2016 · owns less than 5%
D• B•••••• J••••••• · Managing Membercontrol
since 05/2016 · owns 50% to 75% of 3•• F••••••• M••••••••• G•• L••
S••••• D•••••• K•••• · Managing Membercontrol
since 05/2016 · owns 50% to 75% of 3•• F••••••• M••••••••• G•• L••

Entity owners

3•• F••••••• M••••••••• G•• L•• · General Partner
direct · owns less than 5%

Related persons

Schedule D 7.A

K••••••••• F••••••• A••••• F••• G•• L••
pooled vehicle sponsorn
K••••••••• F••••••• A••••• F••• G•• L•••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Advisory employees · 4 to 3
Apr 2, 2025 to Mar 19, 2026
Employees · 5 to 4
Apr 2, 2025 to Mar 19, 2026
Discretionary RAUM · $544M to $795M
Apr 2, 2025 to Mar 19, 2026
Pooled vehicle RAUM · $224M to $294M
Apr 2, 2025 to Mar 19, 2026
RAUM · $544M to $795M
Apr 2, 2025 to Mar 19, 2026
Advisory employees · 3 to 4
Mar 28, 2024 to Apr 2, 2025
Employees · 4 to 5
Mar 28, 2024 to Apr 2, 2025
Financial planning clients · unset to
Mar 28, 2024 to Apr 2, 2025
Discretionary RAUM · $513M to $544M
Mar 28, 2024 to Apr 2, 2025
Pooled vehicle RAUM · $245M to $224M
Mar 28, 2024 to Apr 2, 2025
RAUM · $513M to $544M
Mar 28, 2024 to Apr 2, 2025
Advisory employees · 4 to 3
Mar 29, 2023 to Mar 27, 2024
Employees · 5 to 4
Mar 29, 2023 to Mar 27, 2024
Other offices · 1 to 0
Mar 29, 2023 to Mar 27, 2024
Discretionary RAUM · $403M to $513M
Mar 29, 2023 to Mar 27, 2024
Pooled vehicle RAUM · $219M to $245M
Mar 29, 2023 to Mar 27, 2024
RAUM · $403M to $513M
Mar 29, 2023 to Mar 27, 2024
Advisory employees · 3 to 4
Mar 31, 2022 to Mar 29, 2023
Other offices · 0 to 1
Mar 31, 2022 to Mar 29, 2023
Discretionary RAUM · $446M to $403M
Mar 31, 2022 to Mar 29, 2023
Pooled vehicle RAUM · $240M to $219M
Mar 31, 2022 to Mar 29, 2023
RAUM · $446M to $403M
Mar 31, 2022 to Mar 29, 2023
Discretionary RAUM · $325M to $446M
Mar 30, 2021 to Mar 31, 2022
Pooled vehicle RAUM · $188M to $240M
Mar 30, 2021 to Mar 31, 2022
RAUM · $325M to $446M
Mar 30, 2021 to Mar 31, 2022
Accounts · 5 to 6
Mar 30, 2020 to Mar 30, 2021
Discretionary RAUM · $293M to $325M
Mar 30, 2020 to Mar 30, 2021
Pooled vehicle RAUM · $212M to $188M
Mar 30, 2020 to Mar 30, 2021
RAUM · $293M to $325M
Mar 30, 2020 to Mar 30, 2021
Discretionary RAUM · $439M to $293M
Mar 30, 2019 to Mar 30, 2020
Pooled vehicle RAUM · $355M to $212M
Mar 30, 2019 to Mar 30, 2020
RAUM · $439M to $293M
Mar 30, 2019 to Mar 30, 2020
Employees · 4 to 5
Apr 6, 2018 to Mar 30, 2019
State-registered IARs · 1 to 0
Apr 6, 2018 to Mar 30, 2019
Discretionary RAUM · $467M to $439M
Apr 6, 2018 to Mar 30, 2019
Pooled vehicle RAUM · $370M to $355M
Apr 6, 2018 to Mar 30, 2019
RAUM · $467M to $439M
Apr 6, 2018 to Mar 30, 2019
Accounts · 3 to 5
Jul 21, 2017 to Mar 16, 2018
Charity clients · unset to 2.0
Jul 21, 2017 to Mar 16, 2018
Corporate clients · unset to 0.0
Jul 21, 2017 to Mar 16, 2018

Signals

6 dated events

••• Locked
Mar 19, 2026 · RAUM change · derived
••• Locked
Mar 27, 2024 · RAUM change · derived
••• Locked
Mar 31, 2022 · RAUM change · derived
••• Locked
Mar 30, 2020 · RAUM change · derived
••• Locked
Mar 16, 2018 · RAUM change · derived
••• Locked
Jul 28, 2016 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

3•• F••••••• C••••••• L• · Independent Sponsors
shared crd · capital_provider

How to reach

public business contact points only, each with its source

Website: 337F•••••••.COMreportedpublic record, Form ADV, Apr 2, 2026
Principal office phone: (646)-813-3351reportedpublic record, Form ADV, Apr 2, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Other adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026