DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
S••••••••• C•••••• M••••••••• C•••••• I•• L•
Latest filing Apr 24, 2026
First filing on the tape Jun 26, 2020 · 19 filings
SEC status approved since Jul 29, 2020
RAUM
$496M
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
7
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$496M as of Apr 24, 2026
Mar 30, 2021$338M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 24, 2026
Mar 30, 20210 then
Employees (5.A)11 as of Apr 24, 2026
Mar 30, 20218 then
Private funds7 as of Apr 24, 2026
Mar 30, 202110 then
RAUM -20% over the last fiscal year-14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 24, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $29.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 93%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -20%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$496M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 17reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
36 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••••••• C•••••• I••••••••• I••• L• | Other Private Fund | $259M | 170 | Mar 30, 2020 |
| S••••••••• C•••••• C••••••••• S•••••••• L• | Other Private Fund | $150M | 2 | Mar 31, 2023 |
| S••••••••• C•••••• I••••••••• I•• L• | Other Private Fund | $117M | 115 | Mar 31, 2023 |
| S••••••••• C•••••• D••• L•• •••••• D•• I•• | Other Private Fund | $15.4M | 1 | Mar 31, 2023 |
| S••••••••• C•••••• O•••••• L••no longer reported | Other Private Fund | $15.2M | 1 | Mar 30, 2020 |
| S••••••••• C•••••• D••• L••• •••••• D•• I••no longer reported | Other Private Fund | $13.8M | 1 | Jun 26, 2020 |
| S••••••••• K••••••• V• L•• •••••• M••••••••• | Other Private Fund | $12.7M | 1 | Mar 31, 2022 |
| S••••••••• C•••••• I••••••••• I•• L• | Other Private Fund | $11.4M | 153 | Mar 11, 2019 |
| S••••••••• C•••••• C••••••••• S•••••••• L• | Other Private Fund | $10.9M | 2 | Mar 29, 2024 |
| S••••••••• C•••••• D••• L••no longer reported | Other Private Fund | $9.1M | 4 | Mar 30, 2020 |
| S••••••••• C•••••• O•••••• L•• • S••••• C•••••• B•••••• L••no longer reported | Other Private Fund | $5.9M | 1 | Jun 26, 2020 |
| S••••••••• C•••••• D••• L•• • S••••• C•••••• B•••••• L••no longer reported | Other Private Fund | $5.9M | 2 | Jun 26, 2020 |
| S••••••••• C•••••• S•• I•• L••no longer reported | Other Private Fund | $4.5M | 3 | Mar 30, 2020 |
| S••••••••• C•••••• P•••••• C••••••••• F•••• L•• •••••• G••••• | Other Private Fund | $4.1M | 6 | Mar 31, 2023 |
| S••••••••• K••••••• V• L•• •••••• A••••••• S•••••••• 2••• | Other Private Fund | $4.1M | 2 | Mar 31, 2022 |
| S••••••••• C•••••• P•••••• C••••••••• F•••• L•• •••••• A••••• | Other Private Fund | $3.8M | 6 | Mar 31, 2022 |
| S••••••••• K••••••• V• L•• • S••••• A••••••• S•••••••• I•no longer reported | Other Private Fund | $3.1M | 2 | Mar 30, 2021 |
| S••••••••• C•••••• P•••••• C••••••••• F•••• L•• •••••• S••••• | Other Private Fund | $2.7M | 4 | Mar 31, 2022 |
| S••••••••• C•••••• O•••••• L•• • S••••• D••••• S••••••no longer reported | Other Private Fund | $2.4M | 1 | Jun 26, 2020 |
| S••••••••• C•••••• T•••••• T•••• I••••••••• L•• •••••• S•• B•••• | Other Private Fund | $2.1M | 1 | Mar 30, 2021 |
| S••••••••• K••••••• V• L•• •••••• S••••• | Other Private Fund | $2.0M | 1 | Mar 31, 2022 |
| S••••••••• K••••••• V•• L•• •••••• H••••••••• | Other Private Fund | $2.0M | 2 | Mar 31, 2022 |
| S••••••••• C•••••• D••• L•• • S••••• D••••• S••••••no longer reported | Other Private Fund | $2.0M | 1 | Jun 26, 2020 |
| S••••••••• C•••••• I••••••••• I• L• | Other Private Fund | $1.3M | 23 | Jun 26, 2020 |
| S••••••••• K••••••• V• L••no longer reported | Other Private Fund | $1.1M | 4 | Mar 30, 2020 |
| S••••••••• C•••••• T•••••• T•••• I••••••••• L•• • S••••• A••••••• S••••••••no longer reported | Other Private Fund | $1.1M | 1 | Jun 26, 2020 |
| S••••••••• K••••••• V• L•• • S••••• A••••••• S••••••••no longer reported | Other Private Fund | $1.1M | 2 | Jun 26, 2020 |
| S••••••••• C•••••• T•••••• T•••• I••••••••• L•• •••••• S••••• | Other Private Fund | $1.0M | 1 | Mar 31, 2022 |
| S••••••••• C•••••• T•••••• T•••• I••••••••• L••no longer reported | Other Private Fund | $1.0M | 1 | Mar 30, 2020 |
| S••••••••• C•••••• O•••••• L•• • S••••• B••••••• I•••no longer reported | Other Private Fund | $855,056 | 1 | Jun 26, 2020 |
| S••••••••• C•••••• D••• L•• • S••••• S•••••• C•••••••••no longer reported | Other Private Fund | $502,655 | 1 | Jun 26, 2020 |
| S••••••••• C•••••• S•• I• L••no longer reported | Other Private Fund | $133,167 | 8 | Mar 30, 2020 |
| S••••••••• C•••••• D••• L•• • S••••• A••••••• I•••no longer reported | Other Private Fund | $66,000 | 3 | Jun 26, 2020 |
| S••••••••• K••••••• V• L•• • S••••• A••••••no longer reported | Other Private Fund | $46,000 | 4 | Jun 26, 2020 |
| S••••••••• C•••••• O•••••• L•• • S••••• A••••••• I•••no longer reported | Other Private Fund | $41,000 | 1 | Jun 26, 2020 |
| S••••••••• C•••••• S•• I• L••no longer reported | Other Private Fund | $1,424 | 11 | Mar 30, 2020 |
Owners and control persons
Schedule A and B, latest filing
- G••••• L•••••••• S••••• · Limited Partnercontrolsince 04/2016 · owns 25% to 50%
- T•••••• J••• H•••••• · Chief Financial Officercontrolsince 07/2019 · owns less than 5%
- T••• K••• S•• · Limited Partnercontrolsince 04/2016 · owns 25% to 50%
- G••••• L•••••••• S••••• · Managing Membercontrolsince 04/2016 · owns 50% to 75% of S••••••••• C•••••• G•• L••
- T••• K••• S•• · Managing Membercontrolsince 04/2016 · owns 50% to 75% of S••••••••• C•••••• G•• L••
- R••••• C•••• M••••• · Chief Compliance Officersince 01/2021 · owns less than 5%
Entity owners
- S••••••••• C•••••• G•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- S••••••••• C•••••• G• I•• L••pooled vehicle sponsorn
- S••••••••• C•••••• G• I••• L••pooled vehicle sponsorn
- S••••••••• C•••••• G• I•• L••pooled vehicle sponsorn
- S••••••••• C•••••• M••••••••• C•••••• G• I•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 22 to 17Jun 27, 2025 to Mar 30, 2026
- Pooled vehicle clients · 22 to 17Jun 27, 2025 to Mar 30, 2026
- Employees · 10 to 11Jun 27, 2025 to Mar 30, 2026
- Private funds · 9 to 7Jun 27, 2025 to Mar 30, 2026
- Discretionary RAUM · $584M to $460MJun 27, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $36.6M to $35.6MJun 27, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $621M to $496MJun 27, 2025 to Mar 30, 2026
- RAUM · $621M to $496MJun 27, 2025 to Mar 30, 2026
- Financial planning clients · unset to Apr 29, 2025 to Jun 27, 2025
- Accounts · 27 to 22Jun 28, 2024 to Apr 29, 2025
- Advisory employees · 10 to 8Jun 28, 2024 to Apr 29, 2025
- Pooled vehicle clients · 27 to 22Jun 28, 2024 to Apr 29, 2025
- Employees · 12 to 10Jun 28, 2024 to Apr 29, 2025
- Private funds · 11 to 9Jun 28, 2024 to Apr 29, 2025
- Discretionary RAUM · $692M to $584MJun 28, 2024 to Apr 29, 2025
- Non-discretionary RAUM · $53.6M to $36.6MJun 28, 2024 to Apr 29, 2025
- Pooled vehicle RAUM · $746M to $621MJun 28, 2024 to Apr 29, 2025
- RAUM · $746M to $621MJun 28, 2024 to Apr 29, 2025
- Discretionary RAUM · $725M to $692MMar 29, 2024 to Jun 28, 2024
- Non-discretionary RAUM · $52.9M to $53.6MMar 29, 2024 to Jun 28, 2024
- Pooled vehicle RAUM · $778M to $746MMar 29, 2024 to Jun 28, 2024
- RAUM · $778M to $746MMar 29, 2024 to Jun 28, 2024
- Accounts · 31 to 27Sep 21, 2023 to Mar 29, 2024
- Advisory employees · 9 to 10Sep 21, 2023 to Mar 29, 2024
- Pooled vehicle clients · 31 to 27Sep 21, 2023 to Mar 29, 2024
- Employees · 11 to 12Sep 21, 2023 to Mar 29, 2024
- Private funds · 15 to 11Sep 21, 2023 to Mar 29, 2024
- Discretionary RAUM · $733M to $725MSep 21, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $58.6M to $52.9MSep 21, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $791M to $778MSep 21, 2023 to Mar 29, 2024
- RAUM · $791M to $778MSep 21, 2023 to Mar 29, 2024
- Discretionary RAUM · $732M to $733MMar 31, 2023 to May 5, 2023
- Pooled vehicle RAUM · $791M to $791MMar 31, 2023 to May 5, 2023
- RAUM · $791M to $791MMar 31, 2023 to May 5, 2023
- Accounts · 24 to 31Feb 6, 2023 to Mar 31, 2023
- Advisory employees · 8 to 9Feb 6, 2023 to Mar 31, 2023
- Pooled vehicle clients · 24 to 31Feb 6, 2023 to Mar 31, 2023
- Employees · 10 to 11Feb 6, 2023 to Mar 31, 2023
- Private funds · 12 to 15Feb 6, 2023 to Mar 31, 2023
- Discretionary RAUM · $375M to $732MFeb 6, 2023 to Mar 31, 2023
Signals
4 dated events
- M Todd Jaquez-Fissori (Managing Partner) no longer on Schedule A of S••••••••• C•••••• M••••••••• C•••••• I•• L• (listed 2023-05-05, absent 2023-09-21)Sep 21, 2023 · Control person left · inference
- S••••••••• C•••••• M••••••••• C•••••• I•• L• reported RAUM $790.8M, up 98% from $400.4M (2023-02-06 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Marie Christine Fera (Chief Compliance Officer) no longer on Schedule A of S••••••••• C•••••• M••••••••• C•••••• I•• L• (listed 2020-06-26, absent 2021-01-29)Jan 29, 2021 · Control person left · inference
- S••••••••• C•••••• M••••••••• C•••••• I•• L• filed its initial SEC registration (Form ADV)Jun 26, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S••••••••• C•••••• M••••••••• C•••••• I•• L• · Independent Sponsorsshared crd · capital_provider
- S••••••••• C•••••• M••••••••• C•••••• I•• L• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- S•••••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 626-437-2771reportedpublic record, Form ADV, Apr 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026