DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
P•••••• C••••••
Asset manager (funds and pooled vehicles)San Francisco, CaliforniaCRD 284342SEC 801-113456websiteIAPD
Legal name P•••••• C•••••• P••••••• L•
Latest filing Mar 31, 2026
First filing on the tape May 16, 2018 · 25 filings
SEC status approved since Jun 22, 2018
RAUM
$4.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
72
15 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
18
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$4.0B as of Mar 31, 2026
Mar 31, 2019$315M then
HNW client RAUM$0 as of Mar 31, 2026
Mar 31, 2019$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20190 then
Employees (5.A)72 as of Mar 31, 2026
Mar 31, 201923 then
Private funds18 as of Mar 31, 2026
Mar 31, 20198 then
RAUM -29% over the last fiscal year-0.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $113MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -29%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $3.9B, 35 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.0B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 35reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.9B for 35 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
17 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P•••••• V•••••• F••• I•• L• | Venture Capital Fund | $1.4B | 304 | Mar 31, 2019 |
| P•••••• B••••••••• F••• L• | Hedge Fund | $1.2B | 647 | Mar 31, 2022 |
| P•••••• B•••••• F••• L••• | Hedge Fund | $412M | 232 | Jun 30, 2020 |
| P•••••• B••••••••• V•••••• F••• L• | Hedge Fund | $346M | 2 | Mar 31, 2023 |
| P•••••• V•••••• F••• I• L• | Venture Capital Fund | $224M | 53 | Mar 31, 2015 |
| P•••••• L••••• T•••• F••• L• | Hedge Fund | $220M | 782 | Jun 30, 2020 |
| P•••••• E••••••••• T•••• F••• L• | Hedge Fund | $179M | 470 | May 16, 2018 |
| P•••••• E•• L••no longer reported | Hedge Fund | $122M | 8 | Mar 31, 2022 |
| P•••••• V•••••• F••• I•• A• L• | Venture Capital Fund | $115M | 78 | Mar 31, 2019 |
| P•••••• S••••• F••• L• | Hedge Fund | $110M | 27 | May 28, 2024 |
| P•••••• E•••• S•••• T•••• M••••• F••• L• | Hedge Fund | $97.1M | 191 | May 16, 2018 |
| P•••••• T••••••• M••••• F••• L• | Hedge Fund | $71.3M | 3 | Aug 28, 2024 |
| P•••••• V•••••• F••• L• | Venture Capital Fund | $65.5M | 7 | Mar 31, 2015 |
| P•••••• L••••• T•••• O••••••• M••••• F••• L• | Hedge Fund | $33.1M | 174 | Mar 31, 2022 |
| P•••••• E••••••••• T•••• F••• I• L• | Hedge Fund | $26.4M | 90 | May 16, 2018 |
| P•••••• O••••••••• F••• L• | Hedge Fund | $17.0M | 40 | Nov 25, 2024 |
| P•••••• O••••• S•• L•no longer reported | Hedge Fund | $4.9M | 18 | May 16, 2018 |
Owners and control persons
Schedule A and B, latest filing
- M•••••••• D•••••• W•••• · Chief Executive Officercontrolsince 06/2016 · owns less than 5%
- S•••••• M•••• A••• · Chief Financial Officercontrolsince 04/2023 · owns less than 5%
- S•••••• K••••••• P••••• · Chief Compliance Officercontrolsince 01/2023 · owns less than 5%
- S•••••••• T•••• W•••••• · Chief Operating Officercontrolsince 09/2024 · owns less than 5%
- M•••••••• D•••••• W•••• · Trusteecontrolsince 10/2023 · owns F of D•••• F••••• T••••
- M•••••••• D•••••• W•••• · Managercontrolsince 12/2023 · owns F of D••• V••••••• L••
- M•••••••• D•••• · Trusteesince 10/2023 · owns F of D•••• F••••• T••••
Entity owners
- D••• V••••••• L•• · Managing Memberdirect · owns 75% or more
- D•••• F••••• T•••• · Memberindirect · owns 75% or more of D••• V••••••• L••
Related persons
Schedule D 7.A
- P•••••• B•••••• M••••••••• L••pooled vehicle sponsorn
- P•••••• B••••••••• G• L••investment adviserpooled vehicle sponsorn
- P•••••• B••••••••• V•••••• G• L••investment adviserpooled vehicle sponsorn
- P•••••• G• L••investment adviserpooled vehicle sponsorn
- P•••••• G• P••••• R••• L••investment adviserpooled vehicle sponsorn
- P•••••• L••••• A•• E••••••••• T•••• G• L••investment adviserpooled vehicle sponsorn
- P•••••• V•••••• G• L••investment adviserpooled vehicle sponsorn
- P•••••• V•••••• I• G• L••investment adviserpooled vehicle sponsorn
- P•••••• V•••••• I•• G• L••investment adviserpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- New York, NY3 employees
- San Juan, PR1 employees
- Menlo Park, CA
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 25 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $5,568,433,077 to $3,961,135,217 (-29.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +11.0% (1368 comparable advisers, 4.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 3.5% percentile
What changed
consecutive filings, newest first
- Accounts · 16 to 35Feb 26, 2026 to Mar 31, 2026
- Advisory employees · 11 to 15Feb 26, 2026 to Mar 31, 2026
- Pooled vehicle clients · 16 to 35Feb 26, 2026 to Mar 31, 2026
- Assets in custody · $5.6B to $3.9BFeb 26, 2026 to Mar 31, 2026
- Employees · 70 to 72Feb 26, 2026 to Mar 31, 2026
- Discretionary RAUM · $5.6B to $4.0BFeb 26, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $5.6B to $4.0BFeb 26, 2026 to Mar 31, 2026
- RAUM · $5.6B to $4.0BFeb 26, 2026 to Mar 31, 2026
- Private funds · 17 to 18Nov 26, 2025 to Feb 26, 2026
- Private funds · 16 to 17Mar 31, 2025 to Nov 26, 2025
- Accounts · 18 to 16Feb 27, 2025 to Mar 31, 2025
- Pooled vehicle clients · 18 to 16Feb 27, 2025 to Mar 31, 2025
- Assets in custody · $4.2B to $5.6BFeb 27, 2025 to Mar 31, 2025
- Employees · 51 to 70Feb 27, 2025 to Mar 31, 2025
- Financial planning clients · unset to Feb 27, 2025 to Mar 31, 2025
- Legal name · P•••••• ADVISORS LLC to P•••••• C•••••• P••••••• L•Feb 27, 2025 to Mar 31, 2025
- Organization form · Limited Liability Company to Limited PartnershipFeb 27, 2025 to Mar 31, 2025
- Discretionary RAUM · $4.2B to $5.6BFeb 27, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $4.2B to $5.6BFeb 27, 2025 to Mar 31, 2025
- RAUM · $4.2B to $5.6BFeb 27, 2025 to Mar 31, 2025
- Other offices · 3 to 2Nov 25, 2024 to Feb 27, 2025
- Private funds · 15 to 16Nov 25, 2024 to Feb 27, 2025
- Private funds · 14 to 15Sep 30, 2024 to Nov 25, 2024
- Discretionary RAUM · $0 to $4.2BSep 30, 2024 to Nov 25, 2024
- Non-discretionary RAUM · $4.2B to $0Sep 30, 2024 to Nov 25, 2024
- Private funds · 13 to 14May 28, 2024 to Aug 28, 2024
- Private funds · 12 to 13Mar 29, 2024 to May 28, 2024
- Advisory employees · 10 to 11May 2, 2023 to Mar 29, 2024
- Assets in custody · $3.9B to $4.2BMay 2, 2023 to Mar 29, 2024
- Employees · 60 to 51May 2, 2023 to Mar 29, 2024
- HQ city · MENLO PARK to SAN F••••••COMay 2, 2023 to Mar 29, 2024
- Other offices · 1 to 3May 2, 2023 to Mar 29, 2024
- Discretionary RAUM · $4.0B to $0May 2, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $0 to $4.2BMay 2, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $4.0B to $4.2BMay 2, 2023 to Mar 29, 2024
- RAUM · $4.0B to $4.2BMay 2, 2023 to Mar 29, 2024
- Related bank · false to trueMay 2, 2023 to Mar 29, 2024
- Accounts · 19 to 18Feb 3, 2023 to Mar 31, 2023
- Advisory employees · 12 to 10Feb 3, 2023 to Mar 31, 2023
- Pooled vehicle clients · 19 to 18Feb 3, 2023 to Mar 31, 2023
Signals
14 dated events
- P•••••• C•••••• reported RAUM $4.0B, down 29% from $5.6B (2026-02-26 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- P•••••• C•••••• reported RAUM $5.6B, up 34% from $4.2B (2025-02-27 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- William Todd Slattery (Chief Operating Officer) appeared on Schedule A of P•••••• C••••••Sep 30, 2024 · Control person joined · fact
- Jasper Lewitton (President) no longer on Schedule A of P•••••• C•••••• (listed 2023-05-02, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- Adam Marc Selfon (Chief Financial Officer) appeared on Schedule A of P•••••• C••••••Apr 27, 2023 · Control person joined · fact
- P•••••• C•••••• reported RAUM $4.0B, down 32% from $5.8B (2023-02-03 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Jasper Lewitton (President) appeared on Schedule A of P•••••• C••••••Mar 31, 2023 · Control person joined · fact
- Paglia Katrina Setrin (Chief Compliance Officer) appeared on Schedule A of P•••••• C••••••Jan 27, 2023 · Control person joined · fact
- Gregory Ryan Davis (Chief Compliance Officer And Chief Financial Officer) no longer on Schedule A of P•••••• C•••••• (listed 2022-03-31, absent 2022-10-14)Oct 14, 2022 · Control person left · inference
- P•••••• C•••••• reported RAUM $5.8B, up 374% from $1.2B (2021-04-05 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- P•••••• C•••••• reported RAUM $1.2B, up 174% from $448.4M (2020-06-30 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- P•••••• C•••••• reported RAUM $448.4M, up 41% from $317.6M (2020-03-30 to 2020-06-30)Jun 30, 2020 · RAUM change · derived
- Francis William Healy (President) no longer on Schedule A of P•••••• C•••••• (listed 2019-03-31, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- P•••••• C•••••• M••••••••• L• filed its initial SEC registration (Form ADV)May 16, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P•••••• C•••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/pantera-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- p•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 650-854-7000reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026