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A••••••• C•••••• M••••••••• L••

Former SEC-registered adviserFormer SEC adviser· New York, New York

Former SEC-registered adviser, based in New York, New York, reporting $1.8M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$1.8M
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
-94%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 284362 · SEC 801-122533 · 12 filingsShow
CRD 284362SEC 801-122533First filing on the tape Jan 9, 2018, latest Mar 26, 2024IAPD
RAUM
$1.8M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$1.8M as of Mar 26, 2024
Mar 30, 2019$55.9M then
HNW client RAUM$0 as of Mar 26, 2024
Mar 30, 2019$0 then
State-registered IARs (5.B.3)0 as of Mar 26, 2024
Mar 30, 20190 then
Employees (5.A)5 as of Mar 26, 2024
Mar 30, 20194 then
Private funds1 as of Mar 30, 2020
Mar 30, 20191 then
RAUM -94% over the last fiscal year-32% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2024; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.8MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-94%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
fixed feesreportedItem 5.E
Advisory activities
portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Corporations and businesses$1.8M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      A••••••• C•••••• M••••• E••••••• B••• F•••• L•••no longer reportedHedge Fund$24.3M2Jan 9, 2018
      Owners and control persons
      Schedule A and B, latest filing
      • P•••• S••••• Y••• · Chief Executive Officercontrol
        since 05/2016 · owns 50% to 75%
      • T••• B•••• · Chief Compliance Officercontrol
        since 02/2022 · owns less than 5%
      Entity owners
      • M•••• M••••••••• H•••••• L•• · Member
        direct · owns 25% to 50%
      • F•••••• L••• L•• · Managing Member
        indirect · owns 75% or more of M•••• M••••••••• H•••••• L••
      • T•• S•• M•••• 2••• T•••• · Managing Member
        indirect · owns 50% to 75% of F•••••• L••• L••
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 2 to 1
        Mar 24, 2023 to Mar 26, 2024
      • Advisory activities · 2 to 1
        Mar 24, 2023 to Mar 26, 2024
      • Discretionary RAUM · $30.2M to $0
        Mar 24, 2023 to Mar 26, 2024
      • Non-discretionary RAUM · $850,607 to $1.8M
        Mar 24, 2023 to Mar 26, 2024
      • RAUM · $31.0M to $1.8M
        Mar 24, 2023 to Mar 26, 2024
      • Discretionary RAUM · $20.3M to $30.2M
        Mar 15, 2022 to Mar 24, 2023
      • Non-discretionary RAUM · $7.1M to $850,607
        Mar 15, 2022 to Mar 24, 2023
      • RAUM · $27.4M to $31.0M
        Mar 15, 2022 to Mar 24, 2023
      • Employees · 6 to 5
        Feb 4, 2022 to Mar 15, 2022
      • Discretionary RAUM · $20.9M to $20.3M
        Feb 4, 2022 to Mar 15, 2022
      • Non-discretionary RAUM · $7.8M to $7.1M
        Feb 4, 2022 to Mar 15, 2022
      • RAUM · $28.7M to $27.4M
        Feb 4, 2022 to Mar 15, 2022
      • Accounts · 1 to 2
        Sep 22, 2021 to Feb 3, 2022
      • Advisory employees · 2 to 3
        Sep 22, 2021 to Feb 3, 2022
      • Employees · 4 to 6
        Sep 22, 2021 to Feb 3, 2022
      • Discretionary RAUM · $0 to $20.9M
        Sep 22, 2021 to Feb 3, 2022
      • Non-discretionary RAUM · $1.7M to $7.8M
        Sep 22, 2021 to Feb 3, 2022
      • RAUM · $1.7M to $28.7M
        Sep 22, 2021 to Feb 3, 2022
      • Advisory employees · 3 to 2
        Mar 31, 2021 to Sep 22, 2021
      • Non-discretionary RAUM · $5.7M to $1.7M
        Mar 31, 2021 to Sep 22, 2021
      • RAUM · $5.7M to $1.7M
        Mar 31, 2021 to Sep 22, 2021
      • Accounts · 4 to 1
        Mar 30, 2020 to Mar 31, 2021
      • Advisory employees · 4 to 3
        Mar 30, 2020 to Mar 31, 2021
      • Corporate clients · 0.0 to unset
        Mar 30, 2020 to Mar 31, 2021
      • Pooled vehicle clients · 3 to 0
        Mar 30, 2020 to Mar 31, 2021
      • Assets in custody · 0.0 to unset
        Mar 30, 2020 to Mar 31, 2021
      • Custody of client assets · true to false
        Mar 30, 2020 to Mar 31, 2021
      • Employees · 5 to 4
        Mar 30, 2020 to Mar 31, 2021
      • Private funds · 1 to unset
        Mar 30, 2020 to Mar 31, 2021
      • Discretionary RAUM · $42.8M to $0
        Mar 30, 2020 to Mar 31, 2021
      • Non-discretionary RAUM · $0 to $5.7M
        Mar 30, 2020 to Mar 31, 2021
      • Pooled vehicle RAUM · $24.3M to $0
        Mar 30, 2020 to Mar 31, 2021
      • RAUM · $42.8M to $5.7M
        Mar 30, 2020 to Mar 31, 2021
      • Advisory employees · 3 to 4
        Mar 30, 2019 to Mar 30, 2020
      • Employees · 4 to 5
        Mar 30, 2019 to Mar 30, 2020
      • Discretionary RAUM · $55.9M to $42.8M
        Mar 30, 2019 to Mar 30, 2020
      • Pooled vehicle RAUM · $19.4M to $24.3M
        Mar 30, 2019 to Mar 30, 2020
      • RAUM · $55.9M to $42.8M
        Mar 30, 2019 to Mar 30, 2020
      • Advisory employees · 4 to 3
        May 1, 2018 to Mar 30, 2019
      • Employees · 5 to 4
        May 1, 2018 to Mar 30, 2019
      Signals
      3 dated events
      • ••• Locked
        Mar 15, 2022 · Control person left · inference
      • ••• Locked
        Mar 15, 2022 · Control person joined · fact
      • ••• Locked
        Jan 9, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026