DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Rareview Capital LLC
Latest filing Aug 18, 2026
First filing on the tape Jun 30, 2016 · 21 filings
SEC status approved since Jul 11, 2016
RAUM
$538M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
14%
$74.9M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$108M
derived; firm RAUM over IAPD count
Employees
8
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$538M as of Aug 18, 2026
Mar 21, 2017$6.2M then
HNW client RAUM$74.9M as of Aug 18, 2026
Apr 1, 2020$14.6M then
State-registered IARs (5.B.3)0 as of Aug 18, 2026
Mar 21, 20172 then
Employees (5.A)8 as of Aug 18, 2026
Mar 21, 20174 then
Private funds: no history
RAUM +27% over the last fiscal year+40% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 18, 2026; every figure names its basis
- RAUM per advisor
- $108MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $14.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 1.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +27%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$262M49%
- Other investment advisers$201M37%
- High-net-worth individuals$74.9M14%
- Individual clients
- n/areported
- HNW clients
- 29reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 37reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.14 fund_share=0.86 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Michael Richmond Sedacca | Norwalk, Ct | Aug 22, 2016 | 11 y | 0 |
| Louis James Noschese | Sanford, Nc | Nov 14, 2016 | 12 y | 0 |
| Neil David Azous | Las Vegas, Nv | Dec 8, 2020 | 25 y | 0 |
| Sharif Nsouli | Las Vegas, Nv | Aug 26, 2024 | 12 y | 0 |
| John Francis Netto | Las Vegas, Nv | Jul 22, 2026 | 20 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- John Francis Netto from Triple Witch Metals Management LLCJul 22, 2026 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- David Neil Azous · Managing Member & Chief Investment Officercontrolsince 06/2016 · owns less than 5%
- David Neil Azous · Ownercontrolsince 06/2016 · owns 75% or more of Neil Azous Revocable Trust
- Leslie Gerald Cohen · Membersince 11/2016 · owns 5% to 10%
- Alan David Hirsch · Membersince 11/2016 · owns 5% to 10%
- James Louis Noschese · Membersince 11/2017 · owns less than 5%
- Richmond Michael Sedacca · Membersince 06/2016 · owns 5% to 10%
- L. Julie Walsh · Chief Compliance Officersince 03/2022 · owns less than 5%
Entity owners
- Neil Azous Revocable Trust · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- Rareview Capital LLCbankn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Las Vegas, Nv · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 35 to 37Mar 27, 2025 to Mar 30, 2026
- Employees · 5 to 8Mar 27, 2025 to Mar 30, 2026
- Financial planning clients · 0 to 1-10Mar 27, 2025 to Mar 30, 2026
- Discretionary RAUM · $424M to $535MMar 27, 2025 to Mar 30, 2026
- HNW RAUM · $72.7M to $74.9MMar 27, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $0 to $2.9MMar 27, 2025 to Mar 30, 2026
- RAUM · $424M to $538MMar 27, 2025 to Mar 30, 2026
- Accounts · 48 to 35May 14, 2024 to Mar 27, 2025
- HNW clients · 24 to 29May 14, 2024 to Mar 27, 2025
- Employees · 4 to 5May 14, 2024 to Mar 27, 2025
- Financial planning clients · 0 to 0May 14, 2024 to Mar 27, 2025
- Discretionary RAUM · $288M to $424MMay 14, 2024 to Mar 27, 2025
- HNW RAUM · $65.8M to $72.7MMay 14, 2024 to Mar 27, 2025
- RAUM · $288M to $424MMay 14, 2024 to Mar 27, 2025
- Accounts · 47 to 48Mar 28, 2024 to May 14, 2024
- Discretionary RAUM · $173M to $288MMar 28, 2024 to May 14, 2024
- HNW RAUM · $67.8M to $65.8MMar 28, 2024 to May 14, 2024
- RAUM · $173M to $288MMar 28, 2024 to May 14, 2024
- Accounts · 40 to 47Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $197M to $173MMar 31, 2023 to Mar 28, 2024
- HNW RAUM · $66.1M to $67.8MMar 31, 2023 to Mar 28, 2024
- RAUM · $197M to $173MMar 31, 2023 to Mar 28, 2024
- Accounts · 30 to 40Mar 29, 2022 to Mar 31, 2023
- Advisory employees · 3 to 2Mar 29, 2022 to Mar 31, 2023
- HNW clients · 26 to 24Mar 29, 2022 to Mar 31, 2023
- Discretionary RAUM · $137M to $197MMar 29, 2022 to Mar 31, 2023
- HNW RAUM · $53.5M to $66.1MMar 29, 2022 to Mar 31, 2023
- RAUM · $137M to $197MMar 29, 2022 to Mar 31, 2023
- Accounts · 28 to 30Sep 27, 2021 to Mar 29, 2022
- Advisory activities · 4 to 3Sep 27, 2021 to Mar 29, 2022
- Discretionary RAUM · $145M to $137MSep 27, 2021 to Mar 29, 2022
- HNW RAUM · $57.2M to $53.5MSep 27, 2021 to Mar 29, 2022
- RAUM · $145M to $137MSep 27, 2021 to Mar 29, 2022
- Related bank · false to trueSep 27, 2021 to Mar 29, 2022
- Accounts · 24 to 28Mar 29, 2021 to Sep 27, 2021
- Advisory employees · 2 to 3Mar 29, 2021 to Sep 27, 2021
- Advisory activities · 3 to 4Mar 29, 2021 to Sep 27, 2021
- HNW clients · 22 to 26Mar 29, 2021 to Sep 27, 2021
- Employees · 3 to 4Mar 29, 2021 to Sep 27, 2021
- Discretionary RAUM · $51.7M to $145MMar 29, 2021 to Sep 27, 2021
Signals
4 dated events
- Rareview Capital Llc reported RAUM $537.5M, up 27% from $423.7M (2025-03-27 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Rareview Capital Llc reported RAUM $423.7M, up 47% from $288.3M (2024-05-14 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- Rareview Capital Llc reported RAUM $288.3M, up 67% from $172.9M (2024-03-28 to 2024-05-14)May 14, 2024 · RAUM change · derived
- Rareview Capital Llc filed its initial SEC registration (Form ADV)Jun 30, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/rareview-capital-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- RAREVIEWCAPITAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-475-8664reportedpublic record, Form ADV, Aug 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $108Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026