DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••• W••••• M••••••••• G••••• L••
Latest filing Apr 16, 2026
First filing on the tape Jul 5, 2016 · 34 filings
SEC status approved since Apr 27, 2020
RAUM
$356M
reported, Item 5.F
Discretionary
88%
of RAUM
Private clients
99%
$353M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$59.4M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$356M as of Apr 16, 2026
Mar 30, 2021$178M then
HNW client RAUM$240M as of Apr 16, 2026
Mar 30, 2021$95.2M then
State-registered IARs (5.B.3)4 as of Apr 16, 2026
Mar 30, 20214 then
Employees (5.A)6 as of Apr 16, 2026
Mar 30, 20215 then
Private funds: no history
RAUM +22% over the last fiscal year+19% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Apr 16, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $59.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 87derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $230,067derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 88%derivedof RAUM
- Institutional
- 0.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -8.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $13.5M, 10 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$240M67%
- Individuals$113M32%
- Charitable organizations$2.8M0.8%
- Corporations and businesses$570,1580.2%
- Individual clients
- 442reported
- HNW clients
- 82reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,548reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $13.5M for 10 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=false bd_reps=4.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••• A••• K••••••Certified Financial Planner | Dunmore, Pa | Jul 22, 2016 | 28 y | 2 |
| R••••• G•••• S•••••• | Dunmore, Pa | Jul 25, 2016 | 27 y | 2 |
| R•••••• J•••• C•••••••• | Clarks Green, Pa | Jan 20, 2017 | 10 y | 0 |
| J••••• M•••••• A•• | Dunmore, Pa | Sep 17, 2018 | 22 y | 0 |
| K••••••• J••• T•••••• | Dunmore, Pa | Jan 7, 2019 | 21 y | 0 |
| M•••••• J• P••• | Matthews, Nc | Nov 1, 2023 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R••••• G•••• S•••••• from A••••••••• F•••••••• S•••••••• L••Jul 25, 2016 · Affiliated broker-dealer or bank to a newly registered adviser
- B•••• A••• K•••••• from A••••••••• F•••••••• S•••••••• L••Jul 22, 2016 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from A••••••••• F•••••••• S•••••••• L••Aug 25, 2016 · Clarks Green, Pa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••••• R••••••• J•••• · Principal And Wealth Managercontrolsince 07/2020 · owns 10% to 25%
- K••••••• B••••• A••• · Principal And Wealth Manager / Chief Compliance Officercontrolsince 07/2016 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Dunmore, Pa · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Dunmore, PA2 employees
- , 1 employees
What changed
consecutive filings, newest first
- Advisory employees · 5 to 4Feb 19, 2026 to Apr 16, 2026
- BD registered reps · 5 to 4Feb 19, 2026 to Apr 16, 2026
- Employees · 7 to 6Feb 19, 2026 to Apr 16, 2026
- State-registered IARs · 5 to 4Feb 19, 2026 to Apr 16, 2026
- Accounts · 1,335 to 1,548May 30, 2025 to Feb 19, 2026
- Advisory employees · 4 to 5May 30, 2025 to Feb 19, 2026
- BD registered reps · 4 to 5May 30, 2025 to Feb 19, 2026
- HNW clients · 71 to 82May 30, 2025 to Feb 19, 2026
- Individual clients · 502 to 442May 30, 2025 to Feb 19, 2026
- Assets in custody · $185,200 to $13.5MMay 30, 2025 to Feb 19, 2026
- Employees · 5 to 7May 30, 2025 to Feb 19, 2026
- Financial planning clients · 51-100 to 101-250May 30, 2025 to Feb 19, 2026
- State-registered IARs · 4 to 5May 30, 2025 to Feb 19, 2026
- Discretionary RAUM · $281M to $312MMay 30, 2025 to Feb 19, 2026
- HNW RAUM · $156M to $240MMay 30, 2025 to Feb 19, 2026
- Individual RAUM · $135M to $113MMay 30, 2025 to Feb 19, 2026
- Non-discretionary RAUM · $10.7M to $44.1MMay 30, 2025 to Feb 19, 2026
- RAUM · $292M to $356MMay 30, 2025 to Feb 19, 2026
- Financial planning clients · 51-100 to 51-100Apr 29, 2025 to May 30, 2025
- Accounts · 1,178 to 1,335Sep 5, 2024 to Feb 5, 2025
- BD registered reps · 5 to 4Sep 5, 2024 to Feb 5, 2025
- HNW clients · 56 to 71Sep 5, 2024 to Feb 5, 2025
- Individual clients · 415 to 502Sep 5, 2024 to Feb 5, 2025
- Assets in custody · $25,000 to $185,200Sep 5, 2024 to Feb 5, 2025
- Other offices · 2 to 0Sep 5, 2024 to Feb 5, 2025
- Discretionary RAUM · $238M to $281MSep 5, 2024 to Feb 5, 2025
- HNW RAUM · $144M to $156MSep 5, 2024 to Feb 5, 2025
- Individual RAUM · $105M to $135MSep 5, 2024 to Feb 5, 2025
- Non-discretionary RAUM · $10.8M to $10.7MSep 5, 2024 to Feb 5, 2025
- RAUM · $249M to $292MSep 5, 2024 to Feb 5, 2025
- HQ city · CLARKS GREEN to DUNMOREMar 1, 2024 to Sep 5, 2024
- Accounts · 1,088 to 1,178Nov 1, 2023 to Mar 1, 2024
- Advisory employees · 5 to 4Nov 1, 2023 to Mar 1, 2024
- BD registered reps · 4 to 5Nov 1, 2023 to Mar 1, 2024
- HNW clients · 43 to 56Nov 1, 2023 to Mar 1, 2024
- Individual clients · 451 to 415Nov 1, 2023 to Mar 1, 2024
- Pension plan clients · 11.0 to unsetNov 1, 2023 to Mar 1, 2024
- Assets in custody · unset to 25000.0Nov 1, 2023 to Mar 1, 2024
- Custody of client assets · false to trueNov 1, 2023 to Mar 1, 2024
- Other offices · 1 to 2Nov 1, 2023 to Mar 1, 2024
Signals
3 dated events
- James Richard Condeelis (Principal And Wealth Manager) appeared on Schedule A of C••••••• W••••• M••••••••• G••••• L••Oct 12, 2020 · Control person joined · fact
- C••••••• W••••• M••••••••• G••••• L•• filed its initial SEC registration (Form ADV)Mar 27, 2020 · First SEC registration · fact
- Glenn Robert Schultz (Principal And Wealth Manager) no longer on Schedule A of C••••••• W••••• M••••••••• G••••• L•• (listed 2017-04-03, absent 2020-03-27)Mar 27, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- c•••••••••@c•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- j•••••@c•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- t••••••@c•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 570-587-7800reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/capstone-wealth-management-group-llcreportedpublic record, Form ADV, Sep 19, 2026
- Website
- C•••••••-WEALTH.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (888) 587-7526reportedpublic record, Form ADV, Apr 16, 2026
- Contact form
- c•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- c•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $59.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026