DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
O•••• G••••• C••••••• L••
Latest filing Mar 16, 2026
First filing on the tape Nov 11, 2016 · 19 filings
SEC status approved since Dec 12, 2016
RAUM
$50.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$50.0M as of Mar 16, 2026
Mar 30, 2017$90.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 16, 2026
Mar 30, 20170 then
Employees (5.A)4 as of Mar 16, 2026
Mar 30, 20172 then
Private funds1 as of Mar 16, 2026
Mar 21, 20191 then
RAUM -90% over the last fiscal year-32% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 16, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $25.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -90%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$50.0M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| O•••• P••••••••• F••• | Hedge Fund | $500M | 0 | Mar 21, 2024 |
| O•••• G••••• M••••• F•••• L••• | Hedge Fund | $58.0M | 85 | Mar 21, 2019 |
Owners and control persons
Schedule A and B, latest filing
- A•••• M•••• D•••• · Chief Financial Officer, Chief Compliance Officercontrolsince 10/2023 · owns less than 5%
- N•••••• D••••• H•• · Managing Member; Chief Executive Officercontrolsince 02/2013 · owns less than 5%
- O•• N••••• J• · Membercontrolsince 05/2016 · owns less than 5%
- N•••••• D••••• H•• · Managing Membercontrolsince 02/2013 · owns 50% to 75% of O•••• C••••••• G•• L••
- O•• N••••• J• · Membercontrolsince 05/2016 · owns 25% to 50% of O•••• C••••••• G•• L••
Entity owners
- O•••• C••••••• L• · Memberdirect · owns 75% or more
- O•••• C••••••• G•• L•• · General Partnerindirect · owns F of O•••• C••••••• L•
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- San Juan, PR2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- institutional asset share shiftChange between filings · filing Mar 16, 2026institutional share of RAUM moved from 0.0% to 100.0% between the annual amendments of 2025-03-26 and 2026-03-16peers: other advisers, under $100M (666)
What changed
consecutive filings, newest first
- Accounts · 1 to 2Aug 22, 2025 to Mar 16, 2026
- Advisory employees · 5 to 4Aug 22, 2025 to Mar 16, 2026
- Advisory activities · 1 to 2Aug 22, 2025 to Mar 16, 2026
- Employees · 5 to 4Aug 22, 2025 to Mar 16, 2026
- Discretionary RAUM · $500M to $50.0MAug 22, 2025 to Mar 16, 2026
- Pooled vehicle RAUM · $500M to $0Aug 22, 2025 to Mar 16, 2026
- RAUM · $500M to $50.0MAug 22, 2025 to Mar 16, 2026
- Financial planning clients · unset to Mar 21, 2024 to Mar 26, 2025
- Accounts · 5 to 1Oct 17, 2023 to Mar 21, 2024
- Advisory employees · 2 to 5Oct 17, 2023 to Mar 21, 2024
- Advisory activities · 2 to 1Oct 17, 2023 to Mar 21, 2024
- Corporate clients · 2.0 to unsetOct 17, 2023 to Mar 21, 2024
- Pooled vehicle clients · 2 to 1Oct 17, 2023 to Mar 21, 2024
- Custody of client assets · true to falseOct 17, 2023 to Mar 21, 2024
- Employees · 2 to 5Oct 17, 2023 to Mar 21, 2024
- Discretionary RAUM · $158M to $500MOct 17, 2023 to Mar 21, 2024
- Pooled vehicle RAUM · $58.0M to $500MOct 17, 2023 to Mar 21, 2024
- RAUM · $158M to $500MOct 17, 2023 to Mar 21, 2024
- Advisory employees · 4 to 2Mar 28, 2022 to Mar 31, 2023
- Custody of client assets · false to trueMar 28, 2022 to Mar 31, 2023
- Employees · 4 to 2Mar 28, 2022 to Mar 31, 2023
- Discretionary RAUM · $145M to $158MMar 28, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $45.0M to $58.0MMar 28, 2022 to Mar 31, 2023
- RAUM · $145M to $158MMar 28, 2022 to Mar 31, 2023
- Accounts · 3 to 5Mar 23, 2021 to Mar 28, 2022
- Pooled vehicle clients · 1 to 2Mar 23, 2021 to Mar 28, 2022
- Custody of client assets · true to falseMar 23, 2021 to Mar 28, 2022
- Other offices · 0 to 1Mar 23, 2021 to Mar 28, 2022
- Discretionary RAUM · $123M to $145MMar 23, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $23.0M to $45.0MMar 23, 2021 to Mar 28, 2022
- RAUM · $123M to $145MMar 23, 2021 to Mar 28, 2022
- Accounts · 6 to 3Jul 8, 2020 to Mar 23, 2021
- Corporate clients · 3 to 2Jul 8, 2020 to Mar 23, 2021
- Pooled vehicle clients · 2 to 1Jul 8, 2020 to Mar 23, 2021
- Assets in custody · unset to 0.0Jul 8, 2020 to Mar 23, 2021
- Custody of client assets · false to trueJul 8, 2020 to Mar 23, 2021
- Discretionary RAUM · $148M to $123MJul 8, 2020 to Mar 23, 2021
- RAUM · $148M to $123MJul 8, 2020 to Mar 23, 2021
- Corporate clients · unset to 3.0Apr 13, 2020 to May 27, 2020
- Pooled vehicle clients · 3 to 2Apr 13, 2020 to May 27, 2020
Signals
4 dated events
- O•••• G••••• C••••••• L•• reported RAUM $50.0M, down 90% from $500.0M (2025-08-22 to 2026-03-16)Mar 16, 2026 · RAUM change · derived
- O•••• G••••• C••••••• L•• reported RAUM $500.0M, up 216% from $158.0M (2023-10-17 to 2024-03-21)Mar 21, 2024 · RAUM change · derived
- David Marc Abel (Chief Financial Officer, Chief Compliance Officer) appeared on Schedule A of O•••• G••••• C••••••• L••Oct 17, 2023 · Control person joined · fact
- O•••• G••••• C••••••• L•• filed its initial SEC registration (Form ADV)Nov 11, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- one68global.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-331-6738reportedpublic record, Form ADV, Mar 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026