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SEC-registered adviser

C••• C•••••• M••••••••• I•••

Asset manager (funds and pooled vehicles)Brentwood, TennesseeCRD 284649SEC 801-108198IAPD
Latest filing Mar 26, 2026
First filing on the tape Jul 22, 2016 · 14 filings
SEC status approved since Aug 5, 2016
RAUM
$248M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$248M as of Mar 26, 2026
Jan 25, 2017$161M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Jan 25, 20170 then
Employees (5.A)3 as of Mar 26, 2026
Jan 25, 20171 then
Private funds: no history
RAUM +105% over the last fiscal year+11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$248MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+105%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$248M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••• D••••••• E••••• · President - Chief Investment Officer And Chief Compliance Officercontrol
        since 09/2016 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • RAUM up 50 %Change between filings · filing Mar 26, 2026
        RAUM (Item 5.F) moved from $120,852,464 to $247,549,900 (+105.0%) between the annual amendments of 2025-03-25 and 2026-03-26; the peer median change was +4.0% (1145 comparable advisers, 97.0th percentile of changes)
        peers: asset managers, $100M to $500M (1,145) · 97% percentile
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $121M to $248M
        Aug 13, 2025 to Mar 26, 2026
      • Pooled vehicle RAUM · $121M to $248M
        Aug 13, 2025 to Mar 26, 2026
      • RAUM · $121M to $248M
        Aug 13, 2025 to Mar 26, 2026
      • Accounts · 2 to 1
        Mar 25, 2025 to Aug 13, 2025
      • Pooled vehicle clients · 2 to 1
        Mar 25, 2025 to Aug 13, 2025
      • Accounts · 1 to 2
        Mar 21, 2024 to Mar 25, 2025
      • Pooled vehicle clients · 1 to 2
        Mar 21, 2024 to Mar 25, 2025
      • Financial planning clients · unset to
        Mar 21, 2024 to Mar 25, 2025
      • Discretionary RAUM · $209M to $121M
        Mar 21, 2024 to Mar 25, 2025
      • Pooled vehicle RAUM · $209M to $121M
        Mar 21, 2024 to Mar 25, 2025
      • RAUM · $209M to $121M
        Mar 21, 2024 to Mar 25, 2025
      • Discretionary RAUM · $179M to $209M
        Mar 14, 2023 to Mar 21, 2024
      • Pooled vehicle RAUM · $179M to $209M
        Mar 14, 2023 to Mar 21, 2024
      • RAUM · $179M to $209M
        Mar 14, 2023 to Mar 21, 2024
      • Advisory employees · 1 to 3
        Jul 12, 2022 to Mar 14, 2023
      • Employees · 1 to 3
        Jul 12, 2022 to Mar 14, 2023
      • Discretionary RAUM · $289M to $179M
        Jul 12, 2022 to Mar 14, 2023
      • Pooled vehicle RAUM · $289M to $179M
        Jul 12, 2022 to Mar 14, 2023
      • RAUM · $289M to $179M
        Jul 12, 2022 to Mar 14, 2023
      • Discretionary RAUM · $658M to $289M
        Mar 29, 2021 to Mar 22, 2022
      • Pooled vehicle RAUM · $658M to $289M
        Mar 29, 2021 to Mar 22, 2022
      • RAUM · $658M to $289M
        Mar 29, 2021 to Mar 22, 2022
      • Discretionary RAUM · $203M to $658M
        Mar 30, 2020 to Mar 29, 2021
      • Pooled vehicle RAUM · $203M to $658M
        Mar 30, 2020 to Mar 29, 2021
      • RAUM · $203M to $658M
        Mar 30, 2020 to Mar 29, 2021
      • Discretionary RAUM · $163M to $203M
        Feb 12, 2020 to Mar 30, 2020
      • Pooled vehicle RAUM · $163M to $203M
        Feb 12, 2020 to Mar 30, 2020
      • RAUM · $163M to $203M
        Feb 12, 2020 to Mar 30, 2020
      • Discretionary RAUM · $301M to $163M
        Mar 20, 2018 to Mar 27, 2019
      • Pooled vehicle RAUM · $301M to $163M
        Mar 20, 2018 to Mar 27, 2019
      • RAUM · $301M to $163M
        Mar 20, 2018 to Mar 27, 2019
      • Advisory activities · 2 to 1
        Jan 25, 2017 to Mar 20, 2018
      • Pooled vehicle clients · unset to 1.0
        Jan 25, 2017 to Mar 20, 2018
      • Other offices · unset to 0.0
        Jan 25, 2017 to Mar 20, 2018
      • Discretionary RAUM · $161M to $301M
        Jan 25, 2017 to Mar 20, 2018
      • Pooled vehicle RAUM · unset to 301095135.0
        Jan 25, 2017 to Mar 20, 2018
      • RAUM · $161M to $301M
        Jan 25, 2017 to Mar 20, 2018
      • Discretionary RAUM · $200M to $161M
        Jul 22, 2016 to Jan 25, 2017
      • RAUM · $200M to $161M
        Jul 22, 2016 to Jan 25, 2017
      Signals
      8 dated events
      • C••• C•••••• M••••••••• I••• reported RAUM $247.5M, up 105% from $120.9M (2025-08-13 to 2026-03-26)
        Mar 26, 2026 · RAUM change · derived
      • C••• C•••••• M••••••••• I••• reported RAUM $178.8M, down 38% from $289.3M (2022-07-12 to 2023-03-14)
        Mar 14, 2023 · RAUM change · derived
      • C••• C•••••• M••••••••• I••• reported RAUM $289.3M, down 56% from $658.4M (2021-03-29 to 2022-03-22)
        Mar 22, 2022 · RAUM change · derived
      • C••• C•••••• M••••••••• I••• reported RAUM $658.4M, up 224% from $203.1M (2020-03-30 to 2021-03-29)
        Mar 29, 2021 · RAUM change · derived
      • M Jocelyn Dalkin (Chief Compliance Officer) no longer on Schedule A of C••• C•••••• M••••••••• I••• (listed 2019-03-27, absent 2020-02-12)
        Feb 12, 2020 · Control person left · inference
      • C••• C•••••• M••••••••• I••• reported RAUM $162.9M, down 46% from $301.1M (2018-03-20 to 2019-03-27)
        Mar 27, 2019 · RAUM change · derived
      • C••• C•••••• M••••••••• I••• reported RAUM $301.1M, up 87% from $161.0M (2017-01-25 to 2018-03-20)
        Mar 20, 2018 · RAUM change · derived
      • C••• C•••••• M••••••••• I••• filed its initial SEC registration (Form ADV)
        Jul 22, 2016 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Principal office phone
      615-730-7410reportedpublic record, Form ADV, Mar 26, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026