DFX Intelligence

RIA Intelligence

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SEC-registered adviser

M••••• R•••• L•

Asset manager (funds and pooled vehicles)New York, New YorkCRD 284653SEC 801-108157website IAPD

Latest filing May 8, 2026

First filing on the tape Jul 15, 2016 · 23 filings

SEC status approved since Jul 25, 2016

RAUM

$5.3B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

6 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

23 filings and snapshots on the tape

RAUM$5.3B as of May 8, 2026

Mar 30, 2017$759M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of May 8, 2026

Mar 30, 20170 then

Employees (5.A)15 as of May 8, 2026

Mar 30, 20174 then

Private funds13 as of May 8, 2026

Mar 30, 20179 then

RAUM n/a over the last fiscal year+5.1% a year over three

Practice profile

derived from the filing of May 8, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $411MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: unknownderivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: yesreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$5.3B100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 13reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $0 for 0 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

21 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
M• C••••• O••••••• F••• C• 0• L•	Hedge Fund	$1.4B	35	Mar 1, 2022
M• A••••• O••••••• F••• A• L•no longer reported	Hedge Fund	$1.2B	32	Mar 30, 2017
M• B••••••••• O••••••• F••• A• L•	Hedge Fund	$891M	73	Aug 28, 2019
M• C••••• O••••••• F••• A• L•	Hedge Fund	$818M	54	Mar 1, 2022
D••••••• F••• A• L•	Hedge Fund	$666M	25	Mar 1, 2023
M• A••••• O••••••• F••• B• L•no longer reported	Hedge Fund	$605M	2	Mar 30, 2017
M• A••••• O••••••• F••• C• 0• L•no longer reported	Hedge Fund	$322M	2	Mar 30, 2017
M• A••••• O••••••• F••• C• 0• L•no longer reported	Hedge Fund	$236M	5	Mar 30, 2017
D••••••• F••• C• L•	Hedge Fund	$224M	2	Mar 1, 2023
M• A••••• O••••••• F••• C• 0• L•no longer reported	Hedge Fund	$210M	2	Mar 30, 2017
M• C••••• O••••••• F••• C• 0• L•	Hedge Fund	$181M	2	Mar 1, 2022
M• B••••••••• O••••••• F••• C• 0• L•	Hedge Fund	$129M	2	Aug 28, 2019
M• C••••• O••••••• F••• C• 0• L•	Hedge Fund	$108M	3	Mar 26, 2024
D••••••• F••• A• L•	Hedge Fund	$105M	19	Mar 1, 2023
M• A••••• O••••••• F••• C• 0• L•no longer reported	Hedge Fund	$81.5M	2	Mar 30, 2017
M• A••••• O••••••• F••• C• 0• L•no longer reported	Hedge Fund	$61.9M	2	Mar 30, 2017
D••••••• F••• C• L•	Hedge Fund	$41.9M	2	Mar 1, 2023
M• A••••• F••• C• L•no longer reported	Hedge Fund	$40.4M	8	Mar 30, 2017
D••••••• F••• A• L•	Hedge Fund	$28.5M	2	Mar 26, 2024
M• A••••• O••••••• F••• C• 0• L•no longer reported	Hedge Fund	$16.5M	2	Mar 30, 2017
G•••••• P•••••• F••• A• L•	Hedge Fund	$0	0	May 17, 2024

Owners and control persons

Schedule A and B, latest filing

H••••• P•••• C•••••• · Chief Executive Officer / Ultimate Managing Partnercontrol
since 06/2016 · owns less than 5%
L••• C••••••••• · Chief Compliance Officercontrol
since 07/2016 · owns less than 5%
H••••• P•••• C•••••• · Investment Trusteecontrol
since 08/2016 · owns F of P••• C• H•••• 2••• F••••• T••••
H••••• P•••• C•••••• · Managing Membercontrol
since 08/2016 · owns 75% or more of P•• M• A•••••• H••••••• L••

Entity owners

M••••• R•••• G• L•• · G•••••• Partner
direct · owns less than 5%
M• P•• F•• P••• L• · Limited Partner
direct · owns 75% or more
M••••• R•••• G• L•• · G•••••• Partner
indirect · owns F of M• P•• F•• P••• L•
P••• C• H•••• 2••• F••••• T•••• · Member
indirect · owns 75% or more of P•• G•• T•••• H••••••• L••
P•• G•• T•••• H••••••• L•• · Member
indirect · owns 25% to 50% of M••••• R•••• G• L••
P•• G•• T•••• H••••••• L•• · Member
indirect · owns 25% to 50% of M• P•• F•• P••• L•
P•• M• A•••••• H••••••• L•• · Managing Member
indirect · owns 50% to 75% of M••••• R•••• G• L••
P•• M• A•••••• H••••••• L•• · Managing Member
indirect · owns 50% to 75% of M• P•• F•• P••• L•

Related persons

Schedule D 7.A

D••••••• G• L••
pooled vehicle sponsory
G•••••• P•••••• G• L••
pooled vehicle sponsory
M• B••••••••• G• L••
pooled vehicle sponsory
M• C••••• G• L••
pooled vehicle sponsory

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Advisory employees · 5 to 6
May 1, 2025 to Mar 31, 2026
Employees · 13 to 15
May 1, 2025 to Mar 31, 2026
Discretionary RAUM · $3.3B to $5.3B
May 1, 2025 to Mar 31, 2026
Pooled vehicle RAUM · $3.3B to $5.3B
May 1, 2025 to Mar 31, 2026
RAUM · $3.3B to $5.3B
May 1, 2025 to Mar 31, 2026
Accounts · 12 to 13
May 17, 2024 to May 1, 2025
Pooled vehicle clients · 12 to 13
May 17, 2024 to May 1, 2025
Employees · 12 to 13
May 17, 2024 to May 1, 2025
Financial planning clients · unset to
May 17, 2024 to May 1, 2025
Private funds · 12 to 13
May 17, 2024 to May 1, 2025
Discretionary RAUM · $4.6B to $3.3B
May 17, 2024 to May 1, 2025
Pooled vehicle RAUM · $4.6B to $3.3B
May 17, 2024 to May 1, 2025
RAUM · $4.6B to $3.3B
May 17, 2024 to May 1, 2025
Accounts · 11 to 12
Mar 26, 2024 to May 17, 2024
Pooled vehicle clients · 11 to 12
Mar 26, 2024 to May 17, 2024
Private funds · 11 to 12
Mar 26, 2024 to May 17, 2024
Accounts · 9 to 11
May 2, 2023 to Mar 26, 2024
Advisory employees · 4 to 5
May 2, 2023 to Mar 26, 2024
Pooled vehicle clients · 9 to 11
May 2, 2023 to Mar 26, 2024
Employees · 7 to 12
May 2, 2023 to Mar 26, 2024
Private funds · 9 to 11
May 2, 2023 to Mar 26, 2024
Discretionary RAUM · $4.6B to $4.6B
May 2, 2023 to Mar 26, 2024
Pooled vehicle RAUM · $4.6B to $4.6B
May 2, 2023 to Mar 26, 2024
RAUM · $4.6B to $4.6B
May 2, 2023 to Mar 26, 2024
Accounts · 7 to 9
Mar 1, 2023 to Mar 30, 2023
Pooled vehicle clients · 7 to 9
Mar 1, 2023 to Mar 30, 2023
Discretionary RAUM · $4.1B to $4.6B
Mar 1, 2023 to Mar 30, 2023
Pooled vehicle RAUM · $4.1B to $4.6B
Mar 1, 2023 to Mar 30, 2023
RAUM · $4.1B to $4.6B
Mar 1, 2023 to Mar 30, 2023
Accounts · 5 to 7
Apr 14, 2022 to Mar 1, 2023
Pooled vehicle clients · 5 to 7
Apr 14, 2022 to Mar 1, 2023
Private funds · 5 to 9
Apr 14, 2022 to Mar 1, 2023
Discretionary RAUM · $3.8B to $4.1B
Apr 14, 2022 to Mar 1, 2023
Pooled vehicle RAUM · $3.8B to $4.1B
Apr 14, 2022 to Mar 1, 2023
RAUM · $3.8B to $4.1B
Apr 14, 2022 to Mar 1, 2023
Accounts · 2 to 5
Mar 25, 2021 to Mar 1, 2022
Pooled vehicle clients · 2 to 5
Mar 25, 2021 to Mar 1, 2022
Private funds · 2 to 5
Mar 25, 2021 to Mar 1, 2022
Discretionary RAUM · $1.4B to $3.8B
Mar 25, 2021 to Mar 1, 2022
Pooled vehicle RAUM · $1.4B to $3.8B
Mar 25, 2021 to Mar 1, 2022

Signals

6 dated events

M••••• R•••• L• reported RAUM $5.3B, up 60% from $3.3B (2025-05-01 to 2026-03-31)
Mar 31, 2026 · RAUM change · derived
M••••• R•••• L• reported RAUM $3.3B, down 28% from $4.6B (2024-05-17 to 2025-05-01)
May 1, 2025 · RAUM change · derived
M••••• R•••• L• reported RAUM $3.8B, up 179% from $1.4B (2021-03-25 to 2022-03-01)
Mar 1, 2022 · RAUM change · derived
M••••• R•••• L• reported RAUM $1.4B, down 37% from $2.2B (2020-03-30 to 2021-03-25)
Mar 25, 2021 · RAUM change · derived
M••••• R•••• L• reported RAUM $2.4B, up 218% from $758.9M (2017-07-06 to 2018-03-28)
Mar 28, 2018 · RAUM change · derived
M••••• R•••• L• filed its initial SEC registration (Form ADV)
Jul 15, 2016 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: M•••••R••••.COMreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 646-762-8540reportedpublic record, Form ADV, May 8, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026