DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
S•••••••• P•••••••• L•••
Latest filing Mar 30, 2026
First filing on the tape Apr 18, 2018 · 16 filings
SEC status approved since May 31, 2018
RAUM
$244M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
27
21 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
3
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$244M as of Mar 30, 2026
Mar 11, 2019$101M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 11, 20190 then
Employees (5.A)27 as of Mar 30, 2026
Mar 11, 201923 then
Private funds3 as of Mar 30, 2026
Mar 11, 20191 then
RAUM +26% over the last fiscal year+4.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $81.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $19.1M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$244M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $19.1M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•••••••• D••••••••• C•••••• L••• | Hedge Fund | $86.4M | 17 | Apr 18, 2018 |
| S•••••••• C••••• O••••••••• I•• L••• | Hedge Fund | $34.4M | 21 | Mar 31, 2023 |
Owners and control persons
Schedule A and B, latest filing
- B•• F••• S•••• A•• · Chief Financial Officercontrolsince 05/2017 · owns less than 5%
- C••••• M•••••• · Chief Compliance Officer & Chief Operating Officercontrolsince 05/2021 · owns less than 5%
- F•••••• B•••••••• W• · Managing Partnercontrolsince 12/2018 · owns less than 5%
- M••• C•• · Partnercontrolsince 07/2016 · owns less than 5%
- Y•• C••• · Legal Counselcontrolsince 02/2019 · owns less than 5%
- Z••••• H•• · Partnercontrolsince 07/2016 · owns less than 5%
- F•••••• B•••••••• W• · Managing Partnercontrolsince 06/2017 · owns 25% to 50% of S•••••••• C•••••• P•••••••• L•••
Entity owners
- S•••••••• C•••••• P•••••••• L••• · Sole Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
- G•••••••• S•••••• I••••••••• C••••••••• • C••• L•••investment advisery
- S•••••••• A•••• S••••••••• L•••investment advisery
- S•••••••• P••••••• G• I•• L••pooled vehicle sponsorn
- S•••••••• P••••••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- G••••••••, China11 employees
- Beijing, China1 employees
- Los Gatos, CA1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Mar 30, 2026private funds (Schedule D 7.B.1) moved from 2.0 to 3.0 (+50.0%) between the annual amendments of 2025-03-31 and 2026-03-30; the peer median change was 0.0% (734 comparable advisers, 95.0th percentile of changes)peers: asset managers, $100M to $500M (734) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 2 to 3Mar 31, 2025 to Mar 30, 2026
- Pooled vehicle clients · 2 to 3Mar 31, 2025 to Mar 30, 2026
- Assets in custody · $17.4M to $19.1MMar 31, 2025 to Mar 30, 2026
- Private funds · 2 to 3Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $194M to $244MMar 31, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $194M to $244MMar 31, 2025 to Mar 30, 2026
- RAUM · $194M to $244MMar 31, 2025 to Mar 30, 2026
- Advisory employees · 16 to 21Mar 28, 2024 to Mar 31, 2025
- Assets in custody · $13.5M to $17.4MMar 28, 2024 to Mar 31, 2025
- Employees · 22 to 27Mar 28, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 31, 2025
- HQ state · unset to Mar 28, 2024 to Mar 31, 2025
- Other offices · 3 to 2Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $226M to $194MMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $226M to $194MMar 28, 2024 to Mar 31, 2025
- RAUM · $226M to $194MMar 28, 2024 to Mar 31, 2025
- Advisory employees · 17 to 16Mar 31, 2023 to Mar 28, 2024
- Assets in custody · $4.6M to $13.5MMar 31, 2023 to Mar 28, 2024
- Employees · 26 to 22Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $216M to $226MMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $216M to $226MMar 31, 2023 to Mar 28, 2024
- RAUM · $216M to $226MMar 31, 2023 to Mar 28, 2024
- Accounts · 1 to 2Jan 10, 2023 to Mar 31, 2023
- Advisory employees · 14 to 17Jan 10, 2023 to Mar 31, 2023
- Pooled vehicle clients · 1 to 2Jan 10, 2023 to Mar 31, 2023
- Employees · 21 to 26Jan 10, 2023 to Mar 31, 2023
- Private funds · 1 to 2Jan 10, 2023 to Mar 31, 2023
- Discretionary RAUM · $193M to $216MJan 10, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $193M to $216MJan 10, 2023 to Mar 31, 2023
- RAUM · $193M to $216MJan 10, 2023 to Mar 31, 2023
- Advisory employees · 13 to 14Jun 3, 2021 to Mar 31, 2022
- Assets in custody · $47.0M to $4.6MJun 3, 2021 to Mar 31, 2022
- Employees · 19 to 21Jun 3, 2021 to Mar 31, 2022
- Discretionary RAUM · $212M to $193MJun 3, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $212M to $193MJun 3, 2021 to Mar 31, 2022
- RAUM · $212M to $193MJun 3, 2021 to Mar 31, 2022
- Advisory employees · 14 to 13Mar 30, 2020 to Mar 29, 2021
- Assets in custody · $57.0M to $47.0MMar 30, 2020 to Mar 29, 2021
- Employees · 23 to 19Mar 30, 2020 to Mar 29, 2021
- Organization form · Corporation to Other (specify)Mar 30, 2020 to Mar 29, 2021
Signals
5 dated events
- June He (Partner) no longer on Schedule A of S•••••••• P•••••••• L••• (listed 2019-08-22, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- S•••••••• C•••••• P•••••••• L••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Apr 29, 2019 · Succession (Item 4) · fact
- June He (Partner) appeared on Schedule A of S•••••••• P•••••••• L•••Mar 11, 2019 · Control person joined · fact
- C••• H••• Mao (Partner And Chief Compliance Officer) no longer on Schedule A of S•••••••• P•••••••• L••• (listed 2018-05-26, absent 2019-03-11)Mar 11, 2019 · Control person left · inference
- S•••••••• C•••••• P•••••••• L••• filed its initial SEC registration (Form ADV)Apr 18, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/S••••••••-PARTNERSreportedpublic record, Form ADV, Sep 19, 2026
- Website
- S••••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- +1 (284) 494-7065reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026