DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••••• P•••••••• S•••••••••
Legal name A•• M••••••••• G••••• I•••
Latest filing Mar 12, 2026
First filing on the tape Oct 16, 2023 · 23 filings
SEC status approved since Jan 3, 2024
RAUM
$217M
reported, Item 5.F
Discretionary
81%
of RAUM
Private clients
63%
$138M individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$24.2M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$217M as of Mar 12, 2026
Mar 14, 2024$128M then
HNW client RAUM$84.8M as of Mar 12, 2026
Mar 14, 2024$53.2M then
State-registered IARs (5.B.3)5 as of Mar 12, 2026
Mar 14, 20244 then
Employees (5.A)6 as of Mar 12, 2026
Mar 14, 20246 then
Private funds: no history
RAUM +37% over the last fiscal yearIARs 5 to 5
Practice profile
derived from the filing of Mar 12, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $24.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 34derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $461,583derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 81%derivedof RAUM
- Institutional
- 35%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.7derivedItem 5.A over advisors
- Advisors per office
- 4.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +37%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +49%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$84.8M39%
- Pension and profit-sharing plans$75.9M35%
- Individuals$52.8M24%
- Corporations and businesses$3.0M1.4%
- Charitable organizations$937,3810.4%
- Individual clients
- 260reported
- HNW clients
- 49reported
- Pension plan clients
- 150reported
- Charitable clients
- 2reported
- Accounts
- 471reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.63 fund_share=0.0 institutional_share=0.35 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G••• A••• M••••• | Torrance, Ca | Oct 31, 2016 | 21 y | 1 |
| D••••• R•• B•••••• | Torrance, Ca | Oct 31, 2016 | 22 y | 1 |
| H••••••• J•••• I•••••• | Torrance, Ca | Jan 26, 2018 | 28 y | 0 |
| N••••••• Y•••••••• | Torrance, Ca | Jan 26, 2018 | 17 y | 0 |
| D••••• M•••• H••• | Torrance, Ca | Feb 14, 2020 | 10 y | 0 |
| T••••• S•••• | Evanston, Il | Dec 13, 2021 | 14 y | 0 |
| S••••• F••• | Torrance, Ca | Feb 17, 2023 | 13 y | 0 |
| B••••••• S••••• S•••••• C••••••• | Torrance, Ca | Mar 20, 2025 | 10 y | 0 |
| E••• L••••• T••• | Torrance, Ca | Jul 10, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- G••••• D• H••• to B••••• E•••••• W••••Aug 15, 2025 · RIA to RIA
- M••• H••••• to A••Oct 11, 2023 · RIA to a state-registered adviser
Joined, latest
- M••• H••••• from L•• F•••••••• L••Sep 12, 2022 · RIA to RIA
- D••••• R•• B•••••• from M•• I•••••••• S•••••••• L••Oct 31, 2016 · Other
- G••• A••• M••••• from M•• I•••••••• S•••••••• L••Oct 31, 2016 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from M•• I•••••••• S•••••••• L••Nov 10, 2016 · Los Angeles, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• D•••••• R•• · President And Ccocontrolsince 04/2014 · owns 25% to 50%
- M•••••• G•••• A••• · Co-Presidentcontrolsince 04/2014 · owns 25% to 50%
- H•••• D•••••• M•••• · Partnersince 01/2023 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Torrance, Ca · principal | 9 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Santa Monica, CA2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Mar 12, 2026RAUM (Item 5.F) moved from $158,722,534 to $217,405,713 (+37.0%) between the annual amendments of 2025-03-21 and 2026-03-12; the peer median change was +15.0% (4549 comparable advisers, 91.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,549) · 91% percentile
What changed
consecutive filings, newest first
- Accounts · 372 to 471Aug 15, 2025 to Mar 12, 2026
- Charity clients · 1 to 2Aug 15, 2025 to Mar 12, 2026
- Corporate clients · 2 to 10Aug 15, 2025 to Mar 12, 2026
- HNW clients · 41 to 49Aug 15, 2025 to Mar 12, 2026
- Individual clients · 167 to 260Aug 15, 2025 to Mar 12, 2026
- Pension plan clients · 157 to 150Aug 15, 2025 to Mar 12, 2026
- Discretionary RAUM · $139M to $176MAug 15, 2025 to Mar 12, 2026
- HNW RAUM · $57.3M to $84.8MAug 15, 2025 to Mar 12, 2026
- Individual RAUM · $55.5M to $52.8MAug 15, 2025 to Mar 12, 2026
- Non-discretionary RAUM · $19.8M to $41.2MAug 15, 2025 to Mar 12, 2026
- Pension RAUM · $43.4M to $75.9MAug 15, 2025 to Mar 12, 2026
- RAUM · $159M to $217MAug 15, 2025 to Mar 12, 2026
- Advisory employees · 5 to 4Jul 25, 2025 to Aug 15, 2025
- Employees · 7 to 6Jul 25, 2025 to Aug 15, 2025
- State-registered IARs · 6 to 5Jul 25, 2025 to Aug 15, 2025
- Advisory employees · 4 to 5May 22, 2025 to Jul 25, 2025
- Employees · 6 to 7May 22, 2025 to Jul 25, 2025
- Financial planning clients · 101-250 to 101-250May 22, 2025 to Jul 25, 2025
- State-registered IARs · 5 to 6May 22, 2025 to Jul 25, 2025
- Accounts · 320 to 372Jan 14, 2025 to Mar 21, 2025
- Advisory employees · 3 to 4Jan 14, 2025 to Mar 21, 2025
- Charity clients · 0 to 1Jan 14, 2025 to Mar 21, 2025
- Corporate clients · 4 to 2Jan 14, 2025 to Mar 21, 2025
- HNW clients · 40 to 41Jan 14, 2025 to Mar 21, 2025
- Individual clients · 145 to 167Jan 14, 2025 to Mar 21, 2025
- Pension plan clients · 131 to 157Jan 14, 2025 to Mar 21, 2025
- Employees · 5 to 6Jan 14, 2025 to Mar 21, 2025
- State-registered IARs · 4 to 5Jan 14, 2025 to Mar 21, 2025
- Discretionary RAUM · $113M to $139MJan 14, 2025 to Mar 21, 2025
- HNW RAUM · $53.2M to $57.3MJan 14, 2025 to Mar 21, 2025
- Individual RAUM · $25.3M to $55.5MJan 14, 2025 to Mar 21, 2025
- Non-discretionary RAUM · $15.0M to $19.8MJan 14, 2025 to Mar 21, 2025
- Pension RAUM · $47.1M to $43.4MJan 14, 2025 to Mar 21, 2025
- RAUM · $128M to $159MJan 14, 2025 to Mar 21, 2025
- Employees · 6 to 5Dec 20, 2024 to Jan 14, 2025
- Advisory employees · 5 to 3May 14, 2024 to Jul 15, 2024
- Employees · 7 to 6May 14, 2024 to Jul 15, 2024
- State-registered IARs · 5 to 4May 14, 2024 to Jul 15, 2024
- Advisory employees · 4 to 5May 3, 2024 to May 14, 2024
- Employees · 6 to 7May 3, 2024 to May 14, 2024
Signals
3 dated events
- G••••• D• H••• left A••••••• P•••••••• S••••••••• for B••••• E•••••• W•••• (registered 2025-09-17)Aug 15, 2025 · Advisor changed firm · fact
- A••••••• P•••••••• S••••••••• filed its initial SEC registration (Form ADV)Oct 16, 2023 · First SEC registration · fact
- M••• H••••• left A••••••• P•••••••• S••••••••• for App (registered 2025-01-01)Oct 11, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- advisors@advancedportfolios.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 310-437-8690reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 310-776-6549reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- advancedportfolios.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (310) 776-6549reportedpublic record, Form ADV, Mar 12, 2026
- Contact form
- advancedportfolios.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- advancedportfolios.com/meet-the-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $24.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026