DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
S••• G•••• C•••••• M••••••••• L••
Latest filing Mar 2, 2026
First filing on the tape Feb 11, 2019 · 15 filings
SEC status approved since Oct 9, 2020
RAUM
$2.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$2.3B as of Mar 2, 2026
Jun 29, 2021$5.6B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 2, 2026
Jun 29, 20210 then
Employees (5.A)17 as of Mar 2, 2026
Jun 29, 202111 then
Private funds1 as of Mar 2, 2026
Jun 29, 20213 then
RAUM -8.2% over the last fiscal year-13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 2, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $147MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -8.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.3B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 16reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••• G•••• O••••••••• M••••• F••• L•• | Hedge Fund | $1.1B | 45 | Aug 25, 2016 |
| S••• G•••• T••••••• F••• L• | Hedge Fund | $239M | 5 | Jun 30, 2017 |
| S••• G•••• S•••••• P•••••• F••• I• L•• | Hedge Fund | $17.0M | 1 | Oct 7, 2020 |
Owners and control persons
Schedule A and B, latest filing
- C•••••• D••••• · Chief Executive Officer, Membercontrolsince 07/2021 · owns 5% to 10%
- D•••••• S••••• A••••• N••• · Chief Investment Officer, Foundercontrolsince 12/2014 · owns less than 5%
- G••••• J•••••••• W•••••• · Chief Operating Officer, Chief Compliance Officer, Membercontrolsince 03/2016 · owns 5% to 10%
- D•••••• S••••• A••••• N••• · Partnercontrolsince 12/2014 · owns 50% to 75% of S••• G•••• ••••••• L•
- D•••••• S••••• A••••• N••• · Shareholdercontrolsince 12/2014 · owns 75% or more of S••• G•••• ••••••• G• L••
- B•••••• A••••••••• S••••• · Assistant Portfolio Manager, Membersince 08/2022 · owns 5% to 10%
- T•••••• C••••••••• J•••• · Senior Analyst, Membersince 04/2024 · owns 5% to 10%
Entity owners
- S••• G•••• C•••••• I••••••••• L•• · Memberdirect · owns 50% to 75%
- S••• G•••• ••••••• G• L•• · General Partnerindirect · owns F of S••• G•••• ••••••• L•
- S••• G•••• ••••••• L• · Shareholderindirect · owns 75% or more of S••• G•••• C•••••• I••••••••• L••
Related persons
Schedule D 7.A
- S••• G•••• O••••••••• F••• G• L••bankpooled vehicle sponsorn
Advisers that list S••• G•••• C•••••• M••••••••• L•• as a related person
- 300997 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 10 to 9Apr 8, 2025 to Jun 30, 2025
- Employees · 20 to 17Apr 8, 2025 to Jun 30, 2025
- Financial planning clients · unset to Apr 8, 2025 to Jun 30, 2025
- Discretionary RAUM · $2.6B to $2.3BApr 8, 2025 to Jun 30, 2025
- Pooled vehicle RAUM · $2.5B to $2.3BApr 8, 2025 to Jun 30, 2025
- RAUM · $2.6B to $2.3BApr 8, 2025 to Jun 30, 2025
- HQ state · unset to May 13, 2024 to Apr 8, 2025
- Accounts · 13 to 16Feb 1, 2024 to May 13, 2024
- Employees · 21 to 20Feb 1, 2024 to May 13, 2024
- Other offices · 1 to 0Feb 1, 2024 to May 13, 2024
- Private funds · 3 to 1Feb 1, 2024 to May 13, 2024
- Discretionary RAUM · $3.6B to $2.6BFeb 1, 2024 to May 13, 2024
- Pooled vehicle RAUM · $3.6B to $2.5BFeb 1, 2024 to May 13, 2024
- RAUM · $3.6B to $2.6BFeb 1, 2024 to May 13, 2024
- Related adviser · true to falseFeb 1, 2024 to May 13, 2024
- Accounts · 9 to 13Aug 26, 2022 to Jun 28, 2023
- Advisory employees · 9 to 10Aug 26, 2022 to Jun 28, 2023
- Advisory activities · 2 to 1Aug 26, 2022 to Jun 28, 2023
- BD registered reps · 0 to 1Aug 26, 2022 to Jun 28, 2023
- Pooled vehicle clients · 9 to 13Aug 26, 2022 to Jun 28, 2023
- Employees · 19 to 21Aug 26, 2022 to Jun 28, 2023
- Discretionary RAUM · $3.6B to $3.6BAug 26, 2022 to Jun 28, 2023
- Pooled vehicle RAUM · $3.6B to $3.6BAug 26, 2022 to Jun 28, 2023
- RAUM · $3.6B to $3.6BAug 26, 2022 to Jun 28, 2023
- Advisory employees · 6 to 9Jan 7, 2022 to Jun 29, 2022
- Employees · 11 to 19Jan 7, 2022 to Jun 29, 2022
- Discretionary RAUM · $5.5B to $3.6BJan 7, 2022 to Jun 29, 2022
- Non-discretionary RAUM · $141M to $0Jan 7, 2022 to Jun 29, 2022
- Pooled vehicle RAUM · $5.6B to $3.6BJan 7, 2022 to Jun 29, 2022
- RAUM · $5.6B to $3.6BJan 7, 2022 to Jun 29, 2022
- Accounts · 7 to 9Oct 7, 2020 to Jun 29, 2021
- Advisory activities · 1 to 2Oct 7, 2020 to Jun 29, 2021
- Pooled vehicle clients · 7 to 9Oct 7, 2020 to Jun 29, 2021
- Discretionary RAUM · $2.7B to $5.5BOct 7, 2020 to Jun 29, 2021
- Non-discretionary RAUM · $0 to $141MOct 7, 2020 to Jun 29, 2021
- Pooled vehicle RAUM · $2.7B to $5.6BOct 7, 2020 to Jun 29, 2021
- RAUM · $2.7B to $5.6BOct 7, 2020 to Jun 29, 2021
- Accounts · 5 to 7Feb 11, 2019 to Oct 7, 2020
- Pooled vehicle clients · 5 to 7Feb 11, 2019 to Oct 7, 2020
- Assets in custody · $2.5B to $0Feb 11, 2019 to Oct 7, 2020
Signals
9 dated events
- S••• G•••• C•••••• M••••••••• L•• no longer on the SEC adviser roster (last listed 2026-06-01, RAUM $2.3B)Jul 1, 2026 · Left the SEC roster · derived
- S••• G•••• C•••••• M••••••••• L•• reported RAUM $2.6B, down 29% from $3.6B (2024-02-01 to 2024-05-13)May 13, 2024 · RAUM change · derived
- M•••• M•••••••• (M•••••) K•••••••• (Chief Compliance Officer) no longer on Schedule A of S••• G•••• C•••••• M••••••••• L•• (listed 2024-02-01, absent 2024-05-13)May 13, 2024 · Control person left · inference
- (Nmn) A•••• U•••••• (Portfolio Manager, Member) no longer on Schedule A of S••• G•••• C•••••• M••••••••• L•• (listed 2022-06-29, absent 2022-08-26)Aug 26, 2022 · Control person left · inference
- S••• G•••• C•••••• M••••••••• L•• reported RAUM $3.6B, down 36% from $5.6B (2022-01-07 to 2022-06-29)Jun 29, 2022 · RAUM change · derived
- J••• P••••••• B••••••••• (Head Of Financing & Operations, Member) no longer on Schedule A of S••• G•••• C•••••• M••••••••• L•• (listed 2021-08-13, absent 2021-09-09)Sep 9, 2021 · Control person left · inference
- Daniel Caplan (Chief Executive Officer, Member) appeared on Schedule A of S••• G•••• C•••••• M••••••••• L••Aug 13, 2021 · Control person joined · fact
- S••• G•••• C•••••• M••••••••• L•• reported RAUM $5.6B, up 109% from $2.7B (2020-10-07 to 2021-06-29)Jun 29, 2021 · RAUM change · derived
- S••• G•••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Feb 11, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/sand-grove-capital-management-llpreportedpublic record, Form ADV, Sep 19, 2026
- Website
- S•••G••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026