DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

W••••• N•••• A••••••• L••

Former SEC-registered adviserNew York, New YorkCRD 284733SEC 801-110332IAPD
Latest filing Nov 4, 2021
First filing on the tape Mar 30, 2017 · 11 filings
RAUM
$272M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$272M gross assets
History
11 filings and snapshots on the tape
RAUM$272M as of Mar 31, 2021
Mar 29, 2018$594M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2021
Mar 29, 20180 then
Employees (5.A)9 as of Mar 31, 2021
Mar 29, 20187 then
Private funds2 as of Mar 31, 2021
Mar 29, 20182 then
RAUM -66% over the last fiscal year-23% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Nov 4, 2021; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$136MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-66%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehicles, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$272M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
n/areported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      G••••• P••••••••• 1• S•••••• F•••Private Equity Fund$1.0B45Mar 30, 2017
      E•••••••• 1• S•••••• F•••Private Equity Fund$419M45Mar 30, 2017
      Owners and control persons
      Schedule A and B, latest filing
      • R•••••••• A•••• W• · Chief Executive Officercontrol
        since 09/2019 · owns less than 5%
      • C••••••• C••••••• E•••••••• · Chief Compliance Officer
        since 02/2017 · owns less than 5%
      Entity owners
      • W•••••• C•••••• · Sole Member Of Registrant
        direct · owns 75% or more
      • T•••• C••••••••• S• · Shareholder
        indirect · owns 75% or more of W•••••• C•••••• S•
      • W••••• P••••••••• S• · Shareholder
        indirect · owns 25% to 50% of W••••• S•
      • W••••• S• · Shareholder
        indirect · owns 75% or more of T•••• C••••••••• S•
      Related persons
      Schedule D 7.A
      • W•••••• C•••••• S•
        investment adviserpooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Non-discretionary RAUM · $780M to $272M
        Apr 30, 2020 to Mar 31, 2021
      • Pooled vehicle RAUM · $780M to $272M
        Apr 30, 2020 to Mar 31, 2021
      • RAUM · $780M to $272M
        Apr 30, 2020 to Mar 31, 2021
      • Non-discretionary RAUM · $793M to $780M
        Mar 24, 2020 to Apr 30, 2020
      • Pooled vehicle RAUM · $793M to $780M
        Mar 24, 2020 to Apr 30, 2020
      • RAUM · $793M to $780M
        Mar 24, 2020 to Apr 30, 2020
      • Advisory employees · 9 to 8
        Oct 7, 2019 to Mar 24, 2020
      • Non-discretionary RAUM · $960M to $793M
        Oct 7, 2019 to Mar 24, 2020
      • Pooled vehicle RAUM · $960M to $793M
        Oct 7, 2019 to Mar 24, 2020
      • RAUM · $960M to $793M
        Oct 7, 2019 to Mar 24, 2020
      • Advisory employees · 6 to 9
        Apr 5, 2018 to Mar 27, 2019
      • Employees · 7 to 9
        Apr 5, 2018 to Mar 27, 2019
      • Non-discretionary RAUM · $594M to $960M
        Apr 5, 2018 to Mar 27, 2019
      • Pooled vehicle RAUM · $594M to $960M
        Apr 5, 2018 to Mar 27, 2019
      • RAUM · $594M to $960M
        Apr 5, 2018 to Mar 27, 2019
      • Pooled vehicle clients · unset to 2.0
        Apr 7, 2017 to Mar 29, 2018
      • Other offices · unset to 0.0
        Apr 7, 2017 to Mar 29, 2018
      • Non-discretionary RAUM · $629M to $594M
        Apr 7, 2017 to Mar 29, 2018
      • Pooled vehicle RAUM · unset to 594472336.0
        Apr 7, 2017 to Mar 29, 2018
      • RAUM · $629M to $594M
        Apr 7, 2017 to Mar 29, 2018
      Signals
      5 dated events
      • W••••• N•••• A••••••• L•• reported RAUM $272.5M, down 65% from $780.0M (2020-04-30 to 2021-03-31)
        Mar 31, 2021 · RAUM change · derived
      • Nmn David Darmon (Chief Executive Officer) no longer on Schedule A of W••••• N•••• A••••••• L•• (listed 2019-03-27, absent 2019-10-07)
        Oct 7, 2019 · Control person left · inference
      • W. Adam Reinmann (Chief Executive Officer) appeared on Schedule A of W••••• N•••• A••••••• L••
        Oct 7, 2019 · Control person joined · fact
      • W••••• N•••• A••••••• L•• reported RAUM $960.3M, up 62% from $594.5M (2018-04-05 to 2019-03-27)
        Mar 27, 2019 · RAUM change · derived
      • W••••• N•••• A••••••• L•• filed its initial SEC registration (Form ADV)
        Mar 30, 2017 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      W•••••GROUP.COMreportedpublic record, Form ADV, Sep 19, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026