DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••• C•••••• S•
Latest filing Mar 20, 2026
First filing on the tape Aug 9, 2016 · 29 filings
SEC status approved since Aug 19, 2016
RAUM
$625M
reported, Item 5.F
Discretionary
85%
of RAUM
Private clients
96%
$599M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$625M as of Mar 20, 2026
Mar 29, 2017$54.2M then
HNW client RAUM$599M as of Mar 20, 2026
Mar 28, 2018$187M then
State-registered IARs (5.B.3)0 as of Mar 20, 2026
Mar 29, 20170 then
Employees (5.A)4 as of Mar 20, 2026
Mar 29, 20173 then
Private funds: no history
RAUM +17% over the last fiscal year+8.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 20, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.5MderivedHNW RAUM over HNW clients
- Average account
- $6.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 85%derivedof RAUM
- Institutional
- 4.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$599M96%
- Charitable organizations$26.1M4.2%
- Individual clients
- n/areported
- HNW clients
- 92reported
- Pension plan clients
- n/areported
- Charitable clients
- 2reported
- Accounts
- 94reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• M•••••••• Y••• · Managing Directorcontrolsince 11/2016 · owns 25% to 50%
- Z••••••• R••• · Directorcontrolsince 09/2018 · owns less than 5%
- D••••••••• M•••••• A• · Chief Compliance Officersince 01/2024 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 92 to 94Oct 20, 2025 to Mar 20, 2026
- Charity clients · unset to 2.0Oct 20, 2025 to Mar 20, 2026
- Discretionary RAUM · $454M to $531MOct 20, 2025 to Mar 20, 2026
- HNW RAUM · $534M to $599MOct 20, 2025 to Mar 20, 2026
- Non-discretionary RAUM · $79.7M to $94.0MOct 20, 2025 to Mar 20, 2026
- RAUM · $534M to $625MOct 20, 2025 to Mar 20, 2026
- Accounts · 90 to 92Mar 20, 2024 to Mar 21, 2025
- HNW clients · 90 to 92Mar 20, 2024 to Mar 21, 2025
- Financial planning clients · unset to Mar 20, 2024 to Mar 21, 2025
- HQ state · unset to Mar 20, 2024 to Mar 21, 2025
- Discretionary RAUM · $453M to $454MMar 20, 2024 to Mar 21, 2025
- HNW RAUM · $544M to $534MMar 20, 2024 to Mar 21, 2025
- Non-discretionary RAUM · $91.0M to $79.7MMar 20, 2024 to Mar 21, 2025
- RAUM · $544M to $534MMar 20, 2024 to Mar 21, 2025
- Accounts · 88 to 90Dec 15, 2023 to Mar 20, 2024
- Advisory activities · 2 to 1Dec 15, 2023 to Mar 20, 2024
- HNW clients · 88 to 90Dec 15, 2023 to Mar 20, 2024
- Discretionary RAUM · $386M to $453MDec 15, 2023 to Mar 20, 2024
- HNW RAUM · $491M to $544MDec 15, 2023 to Mar 20, 2024
- Non-discretionary RAUM · $105M to $91.0MDec 15, 2023 to Mar 20, 2024
- RAUM · $491M to $544MDec 15, 2023 to Mar 20, 2024
- Accounts · 31 to 88Mar 11, 2022 to Mar 22, 2023
- HNW clients · 30 to 88Mar 11, 2022 to Mar 22, 2023
- Discretionary RAUM · $250M to $386MMar 11, 2022 to Mar 22, 2023
- HNW RAUM · $298M to $491MMar 11, 2022 to Mar 22, 2023
- Non-discretionary RAUM · $47.6M to $105MMar 11, 2022 to Mar 22, 2023
- RAUM · $298M to $491MMar 11, 2022 to Mar 22, 2023
- HNW clients · 31 to 30Mar 8, 2022 to Mar 11, 2022
- Discretionary RAUM · $47.6M to $250MMar 8, 2022 to Mar 11, 2022
- Non-discretionary RAUM · $250M to $47.6MMar 8, 2022 to Mar 11, 2022
- Accounts · 29 to 31Mar 16, 2021 to Mar 8, 2022
- HNW clients · 29 to 31Mar 16, 2021 to Mar 8, 2022
- Discretionary RAUM · $188M to $47.6MMar 16, 2021 to Mar 8, 2022
- HNW RAUM · $234M to $298MMar 16, 2021 to Mar 8, 2022
- Non-discretionary RAUM · $46.5M to $250MMar 16, 2021 to Mar 8, 2022
- RAUM · $234M to $298MMar 16, 2021 to Mar 8, 2022
- Accounts · 28 to 29Jul 15, 2020 to Mar 16, 2021
- HNW clients · 28 to 29Jul 15, 2020 to Mar 16, 2021
- Employees · 5 to 4Jul 15, 2020 to Mar 16, 2021
- Discretionary RAUM · $173M to $188MJul 15, 2020 to Mar 16, 2021
Signals
4 dated events
- Nmn J••• H•••••• (Chief Compliance Officer) no longer on Schedule A of C•••••• C•••••• S• (listed 2023-12-15, absent 2024-03-20)Mar 20, 2024 · Control person left · inference
- C•••••• C•••••• S• reported RAUM $490.9M, up 65% from $298.0M (2022-03-11 to 2023-03-22)Mar 22, 2023 · RAUM change · derived
- C•••••• C•••••• S• reported RAUM $187.0M, up 245% from $54.2M (2017-03-29 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
- C•••••• C•••••• S• filed its initial SEC registration (Form ADV)Aug 9, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- C••••••CAPITAL.CHreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- +41 22 361 66 11reportedpublic record, Form ADV, Mar 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026