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Former SEC-registered adviser

M•••••• A•••• M••••••••• L••••••

Former SEC-registered adviserLondon, CRD 284796SEC 801-119928IAPD
Legal name L•••••••• P•••••••• M••••••••• L••••••
Latest filing Apr 19, 2022
First filing on the tape Nov 5, 2020 · 4 filings
RAUM
$1.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
50
20 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$1.7B as of Apr 19, 2022
Nov 5, 2020$10B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 19, 2022
Nov 5, 20200 then
Employees (5.A)50 as of Apr 19, 2022
Nov 5, 202061 then
Private funds3 as of Nov 25, 2021
Nov 5, 20208 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 19, 2022; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$189MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
46%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutionsreportedItem 5.G
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Other investment advisers$833M52%
  • Pension and profit-sharing plans$749M46%
  • Charitable organizations$34.5M2.1%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
9reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      6 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      M•••••• A•••• M••••••••• T••••••• F•••no longer reportedOther Private Fund$571M104Dec 20, 2017
      L• M•••••• G••••• F•••• F•••Other Private Fund$319M26Nov 5, 2020
      L• M•••••• G••••• E••••• F•••Other Private Fund$78.7M14Nov 5, 2020
      M•••••• I••••••••• E••••• F•••Other Private Fund$29.1M11Nov 5, 2020
      M•••••• G••••• E••••• F••• L••no longer reportedOther Private Fund$00Jan 11, 2017
      M•••••• G••••• F•••• F••• L••no longer reportedOther Private Fund$00Jan 11, 2017
      Owners and control persons
      Schedule A and B, latest filing
      • E•••••• C••••• · Head Of Riskcontrol
        since 04/2022 · owns less than 5%
      • M•••••• K•••••• · Chief Compliance Officer
        since 04/2022 · owns less than 5%
      Entity owners
      • L•••••••• A•••• M••••••••• P•• · Owner
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Legal name · M•••••• A•••• M••••••••• L•••••• to L•••••••• P•••••••• M••••••••• L••••••
        Apr 8, 2022 to Apr 19, 2022
      • Accounts · 26 to 9
        Nov 25, 2021 to Apr 8, 2022
      • Advisory employees · 25 to 20
        Nov 25, 2021 to Apr 8, 2022
      • Advisory activities · 2 to 1
        Nov 25, 2021 to Apr 8, 2022
      • Pension plan clients · 7 to 0
        Nov 25, 2021 to Apr 8, 2022
      • Pooled vehicle clients · 13 to 0
        Nov 25, 2021 to Apr 8, 2022
      • Employees · 55 to 50
        Nov 25, 2021 to Apr 8, 2022
      • Private funds · 3 to unset
        Nov 25, 2021 to Apr 8, 2022
      • Discretionary RAUM · $7.8B to $1.7B
        Nov 25, 2021 to Apr 8, 2022
      • Pension RAUM · $1.5B to $749M
        Nov 25, 2021 to Apr 8, 2022
      • Pooled vehicle RAUM · 3985202276.0 to unset
        Nov 25, 2021 to Apr 8, 2022
      • RAUM · $7.8B to $1.7B
        Nov 25, 2021 to Apr 8, 2022
      • Accounts · 33 to 26
        Nov 5, 2020 to Nov 25, 2021
      • Advisory employees · 18 to 25
        Nov 5, 2020 to Nov 25, 2021
      • Pension plan clients · 9 to 7
        Nov 5, 2020 to Nov 25, 2021
      • Employees · 61 to 55
        Nov 5, 2020 to Nov 25, 2021
      • Private funds · 8 to 3
        Nov 5, 2020 to Nov 25, 2021
      • Discretionary RAUM · $10B to $7.8B
        Nov 5, 2020 to Nov 25, 2021
      • Pension RAUM · $1.8B to $1.5B
        Nov 5, 2020 to Nov 25, 2021
      • Pooled vehicle RAUM · $4.6B to $4.0B
        Nov 5, 2020 to Nov 25, 2021
      • RAUM · $10B to $7.8B
        Nov 5, 2020 to Nov 25, 2021
      Signals
      6 dated events
      • Nmn Rob Harris (Chief Executive Officer) no longer on Schedule A of M•••••• A•••• M••••••••• L•••••• (listed 2021-11-25, absent 2022-04-08)
        Apr 8, 2022 · Control person left · inference
      • I Chris Simmons (Chief Financial Officer) no longer on Schedule A of M•••••• A•••• M••••••••• L•••••• (listed 2021-11-25, absent 2022-04-08)
        Apr 8, 2022 · Control person left · inference
      • M•••••• A•••• M••••••••• L•••••• reported RAUM $1.7B, down 78% from $7.8B (2021-11-25 to 2022-04-08)
        Apr 8, 2022 · RAUM change · derived
      • C••••• E••••• (Head Of Risk) appeared on Schedule A of M•••••• A•••• M••••••••• L••••••
        Apr 8, 2022 · Control person joined · fact
      • M•••••• A•••• M••••••••• L•••••• reported RAUM $7.8B, down 25% from $10.5B (2020-11-05 to 2021-11-25)
        Nov 25, 2021 · RAUM change · derived
      • M•••••• A•••• M••••••••• L•••••• filed its initial SEC registration (Form ADV)
        Nov 5, 2020 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026