DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••••••• W••••• M••••••••• L••
Latest filing Feb 2, 2026
First filing on the tape Mar 16, 2021 · 16 filings
SEC status approved since Apr 16, 2021
RAUM
$141M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
43%
$60.5M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$23.4M
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$141M as of Feb 2, 2026
Feb 9, 2022$122M then
HNW client RAUM$39.9M as of Feb 2, 2026
Feb 9, 2022$44.4M then
State-registered IARs (5.B.3)6 as of Feb 2, 2026
Feb 9, 20223 then
Employees (5.A)7 as of Feb 2, 2026
Feb 9, 20223 then
Private funds: no history
RAUM +13% over the last fiscal year+6.7% a year over threeIARs 5 to 6
Practice profile
derived from the filing of Feb 2, 2026; every figure names its basis
- RAUM per advisor
- $23.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 15derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $930,568derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$80.0M57%
- High-net-worth individuals$39.9M28%
- Individuals$20.6M15%
- Individual clients
- 67reported
- HNW clients
- 22reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 151reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.43 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A•••••• J•••• Y•••• | Plantation, Fl | Sep 16, 2016 | 32 y | 2 |
| A•••••••• Y•••• | Plantation, Fl | Oct 6, 2017 | 18 y | 0 |
| E•••••• E•••••• B•••• | Plantation, Fl | Apr 20, 2021 | 17 y | 2 |
| D••••• M••••• G•••••• | Panama City | Feb 6, 2023 | 14 y | 0 |
| A•••••• J•••••••• Y•••• | Austin, Tx | May 10, 2024 | 9 y | 0 |
| A••••• W• | Plantation, Fl | Sep 4, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- E•••••• E•••••• B•••• from G••••• K••••• A•••••••• L••Apr 20, 2021 · RIA to RIA
- A•••••• J•••• Y•••• from W•••••• I••••••••• S•••••••••Sep 16, 2016 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Y••••• A••••••• J•••• · Chief Compliance Officercontrolsince 05/2016 · owns less than 5%
- Y••••• A•••••••• · Director/Ownercontrolsince 05/2016 · owns 75% or more of S•••• H••••••• I••
- Y••••• A••••••• J•••• · Managing Director/Ownercontrolsince 05/2016 · owns 75% or more of B•••••••• I••••••••• L••
Entity owners
- B•••••••• I••••••••• L•• · Direct Ownerdirect · owns 5% to 10%
- S•••• H••••••• I•• · Direct Ownersdirect · owns 75% or more
- V•••••• P•••••• C••••••••• · Ownerindirect · owns 75% or more of H•••• H•••••••
- H•••• H••••••• · Ownerdirect · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Plantation, Fl · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 172 to 151Jan 23, 2026 to Feb 2, 2026
- Corporate clients · 23 to 21Jan 23, 2026 to Feb 2, 2026
- HNW clients · 24 to 22Jan 23, 2026 to Feb 2, 2026
- Individual clients · 65 to 67Jan 23, 2026 to Feb 2, 2026
- Discretionary RAUM · $124M to $140MJan 23, 2026 to Feb 2, 2026
- HNW RAUM · $30.4M to $39.9MJan 23, 2026 to Feb 2, 2026
- Individual RAUM · $14.3M to $20.6MJan 23, 2026 to Feb 2, 2026
- Non-discretionary RAUM · $335,877 to $60,507Jan 23, 2026 to Feb 2, 2026
- RAUM · $124M to $141MJan 23, 2026 to Feb 2, 2026
- Advisory employees · 5 to 6Dec 24, 2025 to Jan 23, 2026
- BD registered reps · 0 to 1Dec 24, 2025 to Jan 23, 2026
- Employees · 5 to 7Dec 24, 2025 to Jan 23, 2026
- Insurance-licensed employees · 0 to 1Dec 24, 2025 to Jan 23, 2026
- State-registered IARs · 5 to 6Dec 24, 2025 to Jan 23, 2026
- Advisory employees · 6 to 5Sep 17, 2025 to Dec 24, 2025
- Employees · 6 to 5Sep 17, 2025 to Dec 24, 2025
- State-registered IARs · 6 to 5Sep 17, 2025 to Dec 24, 2025
- Advisory employees · 5 to 6Mar 26, 2025 to Sep 17, 2025
- Employees · 5 to 6Mar 26, 2025 to Sep 17, 2025
- State-registered IARs · 5 to 6Mar 26, 2025 to Sep 17, 2025
- Financial planning clients · unset to Feb 3, 2025 to Mar 26, 2025
- Accounts · 198 to 172Jun 7, 2024 to Feb 3, 2025
- Corporate clients · 21 to 23Jun 7, 2024 to Feb 3, 2025
- HNW clients · 15 to 24Jun 7, 2024 to Feb 3, 2025
- Individual clients · 70 to 65Jun 7, 2024 to Feb 3, 2025
- Discretionary RAUM · $120M to $124MJun 7, 2024 to Feb 3, 2025
- HNW RAUM · $29.3M to $30.4MJun 7, 2024 to Feb 3, 2025
- Individual RAUM · $15.9M to $14.3MJun 7, 2024 to Feb 3, 2025
- Non-discretionary RAUM · $197,218 to $335,877Jun 7, 2024 to Feb 3, 2025
- RAUM · $120M to $124MJun 7, 2024 to Feb 3, 2025
- Advisory employees · 4 to 5Feb 2, 2024 to Jun 7, 2024
- Employees · 4 to 5Feb 2, 2024 to Jun 7, 2024
- State-registered IARs · 4 to 5Feb 2, 2024 to Jun 7, 2024
- Accounts · 173 to 198Feb 15, 2023 to Feb 2, 2024
- Corporate clients · 19 to 21Feb 15, 2023 to Feb 2, 2024
- HNW clients · 24 to 15Feb 15, 2023 to Feb 2, 2024
- Individual clients · 52 to 70Feb 15, 2023 to Feb 2, 2024
- Discretionary RAUM · $115M to $120MFeb 15, 2023 to Feb 2, 2024
- HNW RAUM · $27.9M to $29.3MFeb 15, 2023 to Feb 2, 2024
- Individual RAUM · $11.4M to $15.9MFeb 15, 2023 to Feb 2, 2024
Signals
1 dated events
- A•••••••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 16, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@actitrust.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- daniella.yanes@actitrust.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- alfredo.yanes.jr@actitrust.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 754-229-0051reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 561-441-5188reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 954-252-3833reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/ACTITRUSTreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H••••://WWW.A••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (754) 229-0051reportedpublic record, Form ADV, Feb 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $23.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026