DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
L•••••• C•••••• P•••••••• L•••
Latest filing Mar 30, 2024
First filing on the tape Aug 25, 2016 · 15 filings
SEC status approved since Sep 2, 2016
RAUM
$261M
reported, Item 5.F
Discretionary
69%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
8
$523M gross assets
History
15 filings and snapshots on the tape
RAUM$261M as of Mar 30, 2024
Mar 31, 2017$252M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2024
Mar 31, 20170 then
Employees (5.A)3 as of Mar 30, 2024
Mar 31, 201715 then
Private funds8 as of Mar 30, 2024
Mar 31, 20176 then
RAUM -23% over the last fiscal year-36% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2024; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $32.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 69%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -23%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$261M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L••• I• H••••••• ••• L••• | Private Equity Fund | $168M | 0 | Mar 30, 2018 |
| L•••••• E••••••••• I••••••••• H•••••• L••no longer reported | Private Equity Fund | $120M | 5 | Mar 31, 2019 |
| L•••••• C•••••• P••••••• F••• I• ••• L••• | Private Equity Fund | $108M | 15 | Mar 30, 2016 |
| B••••••• H•••••••• L•• | Real Estate Fund | $80.9M | 29 | Nov 2, 2015 |
| L••• I• H••••••• ••• L•• | Private Equity Fund | $74.7M | 0 | Mar 30, 2018 |
| L•••••• C•••••• P••••••• F••• I• ••• L••• | Private Equity Fund | $70.9M | 65 | Nov 2, 2015 |
| L•••••• E••••••••• H••••••• L•• | Private Equity Fund | $18.9M | 13 | Mar 30, 2020 |
| L••• I• S•• ••• L••• | Private Equity Fund | $705,639 | 3 | Aug 25, 2016 |
| L••• I• S•• ••• L••• | Private Equity Fund | $523,546 | 3 | Aug 25, 2016 |
| L•••••• C•••••• P••••••• F••• I• ••• L•••no longer reported | Private Equity Fund | $0 | 0 | Mar 30, 2016 |
Owners and control persons
Schedule A and B, latest filing
- K•••• K••••••••• F•••• · Controller & Chief Compliance Officercontrolsince 02/2021 · owns less than 5%
- M•••••••• L••••••• A••• · President & Limited Partnercontrolsince 08/2014 · owns 75% or more
- M•••••••• L••••••• A••• · Managing Membercontrolsince 02/2014 · owns 75% or more of L•••••• G•• L••
- B•••••••• M••••• V••••• · Limited Partnersince 01/2016 · owns 10% to 25%
Entity owners
- L•••••• G•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- B••••••• I••••••••• C••• L••pooled vehicle sponsorn
- L•••••• E••••••••• H••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 2 to 1Mar 31, 2023 to Mar 30, 2024
- Employees · 5 to 3Mar 31, 2023 to Mar 30, 2024
- Discretionary RAUM · $339M to $180MMar 31, 2023 to Mar 30, 2024
- Non-discretionary RAUM · $0 to $80.9MMar 31, 2023 to Mar 30, 2024
- Pooled vehicle RAUM · $339M to $261MMar 31, 2023 to Mar 30, 2024
- RAUM · $339M to $261MMar 31, 2023 to Mar 30, 2024
- Accounts · 9 to 8Jun 22, 2022 to Mar 31, 2023
- Pooled vehicle clients · 9 to 8Jun 22, 2022 to Mar 31, 2023
- Private funds · 9 to 8Jun 22, 2022 to Mar 31, 2023
- Discretionary RAUM · $843M to $339MJun 22, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $843M to $339MJun 22, 2022 to Mar 31, 2023
- RAUM · $843M to $339MJun 22, 2022 to Mar 31, 2023
- Advisory employees · 3 to 2Feb 7, 2022 to Mar 31, 2022
- Employees · 4 to 5Feb 7, 2022 to Mar 31, 2022
- Discretionary RAUM · $991M to $843MFeb 7, 2022 to Mar 31, 2022
- Pooled vehicle RAUM · $991M to $843MFeb 7, 2022 to Mar 31, 2022
- RAUM · $991M to $843MFeb 7, 2022 to Mar 31, 2022
- Advisory employees · 10 to 3Mar 8, 2021 to Mar 31, 2021
- Employees · 14 to 4Mar 8, 2021 to Mar 31, 2021
- Other offices · 1 to 0Mar 8, 2021 to Mar 31, 2021
- Discretionary RAUM · $608M to $991MMar 8, 2021 to Mar 31, 2021
- Non-discretionary RAUM · $72.1M to $0Mar 8, 2021 to Mar 31, 2021
- Pooled vehicle RAUM · $680M to $991MMar 8, 2021 to Mar 31, 2021
- RAUM · $680M to $991MMar 8, 2021 to Mar 31, 2021
- Advisory employees · 8 to 10Mar 31, 2019 to Mar 30, 2020
- Employees · 12 to 14Mar 31, 2019 to Mar 30, 2020
- Other offices · 0 to 1Mar 31, 2019 to Mar 30, 2020
- Discretionary RAUM · $475M to $608MMar 31, 2019 to Mar 30, 2020
- Non-discretionary RAUM · $72.9M to $72.1MMar 31, 2019 to Mar 30, 2020
- Pooled vehicle RAUM · $548M to $680MMar 31, 2019 to Mar 30, 2020
- RAUM · $548M to $680MMar 31, 2019 to Mar 30, 2020
- Accounts · 8 to 9Mar 30, 2018 to Mar 31, 2019
- Pooled vehicle clients · 8 to 9Mar 30, 2018 to Mar 31, 2019
- Private funds · 8 to 9Mar 30, 2018 to Mar 31, 2019
- Discretionary RAUM · $459M to $475MMar 30, 2018 to Mar 31, 2019
- Non-discretionary RAUM · $72.1M to $72.9MMar 30, 2018 to Mar 31, 2019
- Pooled vehicle RAUM · $531M to $548MMar 30, 2018 to Mar 31, 2019
- RAUM · $531M to $548MMar 30, 2018 to Mar 31, 2019
- Accounts · 6 to 8Aug 7, 2017 to Mar 30, 2018
- Advisory employees · 10 to 8Aug 7, 2017 to Mar 30, 2018
Signals
8 dated events
- L•••••• C•••••• P•••••••• L••• no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $261.3M)May 2, 2025 · Left the SEC roster · derived
- L•••••• C•••••• P•••••••• L••• reported RAUM $338.6M, down 60% from $842.6M (2022-06-22 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- L•••••• C•••••• P•••••••• L••• reported RAUM $991.4M, up 46% from $680.1M (2021-03-08 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Alan Thomas Schmidt (Partner) no longer on Schedule A of L•••••• C•••••• P•••••••• L••• (listed 2021-03-08, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- F•••• K•••••••• K••• (Controller & Chief Compliance Officer) appeared on Schedule A of L•••••• C•••••• P•••••••• L•••Mar 8, 2021 · Control person joined · fact
- Sethu William Srinivasan (Partner) no longer on Schedule A of L•••••• C•••••• P•••••••• L••• (listed 2019-03-31, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- L•••••• C•••••• P•••••••• L••• reported RAUM $531.1M, up 111% from $252.0M (2017-08-07 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
- L•••••• C•••••• P•••••••• L••• filed its initial SEC registration (Form ADV)Aug 25, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- L•••••• C•••••• P•••••••• L••• · Independent Sponsorsshared crd · capital_provider
- L•••••• C•••••• P•••••••• L••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/lantern-capital-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- lanternam.comreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
L•••••• C•••••• P•••••••• L••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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