DFX Intelligence
RIA Intelligence
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SEC-registered adviser
R••••••••• C•••••• M••••••••• L••
Latest filing Mar 12, 2026
First filing on the tape Feb 13, 2019 · 9 filings
SEC status approved since Feb 26, 2019
RAUM
$286M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
21
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$286M as of Mar 12, 2026
Mar 13, 2020$186M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 12, 2026
Mar 13, 20200 then
Employees (5.A)21 as of Mar 12, 2026
Mar 13, 202014 then
Private funds3 as of Mar 12, 2026
Mar 13, 20202 then
RAUM -15% over the last fiscal year-9.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 12, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $95.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -15%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$286M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R••••••••• C•••••• P••••••• L• | Private Equity Fund | $198M | 25 | Nov 14, 2017 |
| R••••••••• C•••••• P••••••• I• L• | Private Equity Fund | $42.7M | 76 | Mar 30, 2021 |
| C••••• R•••••• D•••••• L•• | Private Equity Fund | $9.3M | 2 | Feb 13, 2019 |
Owners and control persons
Schedule A and B, latest filing
- D•••• M••••••• S•••••• · Managing Partnercontrolsince 09/2016 · owns less than 5%
- M•••••• T•••••• S•••• · Managing Partnercontrolsince 09/2016 · owns less than 5%
- R••••••• R••••• · Managing Partnercontrolsince 09/2016 · owns less than 5%
- R••••••• R•••••• D••• · Managing Partnercontrolsince 09/2016 · owns less than 5%
- R••••••••• R•••••• B••••• · Chief Compliance Officercontrolsince 03/2022 · owns less than 5%
- M•••••• T•••••• S•••• · Limited Partnercontrolsince 11/2017 · owns 25% to 50% of R••••••••• H•••••• L•
- M•••••• T•••••• S•••• · Membercontrolsince 07/2016 · owns 25% to 50% of R••••••••• C•••••• G• L••
- R••••••• R••••• · Membercontrolsince 07/2016 · owns 25% to 50% of R••••••••• C•••••• G• L••
- R••••••• R••••• · Limited Partnercontrolsince 07/2016 · owns 25% to 50% of R••••••••• H•••••• L•
- R••••••• R•••••• D••• · Membercontrolsince 07/2016 · owns 25% to 50% of R••••••••• C•••••• G• L••
- R••••••• R•••••• D••• · Limited Partnercontrolsince 11/2017 · owns 25% to 50% of R••••••••• H•••••• L•
Entity owners
- R••••••••• H•••••• L• · Member; Managing Memberdirect · owns 75% or more
- R••••••••• C•••••• G• L•• · General Partnerindirect · owns F of R••••••••• H•••••• L•
Related persons
Schedule D 7.A
- K•••••• R•••••• G•• L••pooled vehicle sponsorn
- R••••••••• C•••••• G• I•• L••pooled vehicle sponsorn
- R••••••••• C•••••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $335M to $286MMar 21, 2025 to Mar 12, 2026
- Pooled vehicle RAUM · $335M to $286MMar 21, 2025 to Mar 12, 2026
- RAUM · $335M to $286MMar 21, 2025 to Mar 12, 2026
- Assets in custody · 328398617.0 to unsetJul 12, 2024 to Mar 21, 2025
- Custody of client assets · true to falseJul 12, 2024 to Mar 21, 2025
- Financial planning clients · unset to Jul 12, 2024 to Mar 21, 2025
- Discretionary RAUM · $328M to $335MJul 12, 2024 to Mar 21, 2025
- Pooled vehicle RAUM · $328M to $335MJul 12, 2024 to Mar 21, 2025
- RAUM · $328M to $335MJul 12, 2024 to Mar 21, 2025
- Assets in custody · $390M to $328MMar 6, 2023 to Mar 25, 2024
- Discretionary RAUM · $390M to $328MMar 6, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $390M to $328MMar 6, 2023 to Mar 25, 2024
- RAUM · $390M to $328MMar 6, 2023 to Mar 25, 2024
- Assets in custody · $325M to $390MMar 25, 2022 to Mar 6, 2023
- Discretionary RAUM · $325M to $390MMar 25, 2022 to Mar 6, 2023
- Pooled vehicle RAUM · $325M to $390MMar 25, 2022 to Mar 6, 2023
- RAUM · $325M to $390MMar 25, 2022 to Mar 6, 2023
- Advisory employees · 10 to 11Mar 30, 2021 to Mar 25, 2022
- Assets in custody · $227M to $325MMar 30, 2021 to Mar 25, 2022
- Employees · 20 to 21Mar 30, 2021 to Mar 25, 2022
- Discretionary RAUM · $227M to $325MMar 30, 2021 to Mar 25, 2022
- Pooled vehicle RAUM · $227M to $325MMar 30, 2021 to Mar 25, 2022
- RAUM · $227M to $325MMar 30, 2021 to Mar 25, 2022
- Accounts · 2 to 3Mar 13, 2020 to Mar 30, 2021
- Advisory employees · 8 to 10Mar 13, 2020 to Mar 30, 2021
- Pooled vehicle clients · 2 to 3Mar 13, 2020 to Mar 30, 2021
- Assets in custody · $186M to $227MMar 13, 2020 to Mar 30, 2021
- Employees · 14 to 20Mar 13, 2020 to Mar 30, 2021
- Private funds · 2 to 3Mar 13, 2020 to Mar 30, 2021
- Discretionary RAUM · $186M to $227MMar 13, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $186M to $227MMar 13, 2020 to Mar 30, 2021
- RAUM · $186M to $227MMar 13, 2020 to Mar 30, 2021
- Assets in custody · $71.1M to $186MFeb 13, 2019 to Mar 13, 2020
- Employees · 15 to 14Feb 13, 2019 to Mar 13, 2020
- Private funds · 4 to 2Feb 13, 2019 to Mar 13, 2020
- Discretionary RAUM · $191M to $186MFeb 13, 2019 to Mar 13, 2020
- Pooled vehicle RAUM · $191M to $186MFeb 13, 2019 to Mar 13, 2020
- RAUM · $191M to $186MFeb 13, 2019 to Mar 13, 2020
Signals
2 dated events
- Blayne Robert Rhynsburger (Chief Compliance Officer) appeared on Schedule A of R••••••••• C•••••• M••••••••• L••Mar 25, 2022 · Control person joined · fact
- R••••••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Feb 13, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- R••••••••• C•••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- R••••••••• C•••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- R•••••••••CAP.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 817-945-9700reportedpublic record, Form ADV, Mar 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026