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Former SEC-registered adviser

P••• W••••• L•••

Former SEC-registered adviserZuerich, CRD 284928SEC 801-108269IAPD
Latest filing Feb 13, 2020
First filing on the tape Aug 10, 2016 · 5 filings
RAUM
$8.1M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
100%
$8.1M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$8.1M as of Feb 13, 2020
Mar 28, 2017$29.6M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 13, 2020
Mar 28, 20170 then
Employees (5.A)2 as of Feb 13, 2020
Mar 28, 20173 then
Private funds: no history
RAUM -76% over the last fiscal year-35% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Feb 13, 2020; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.6MderivedRAUM over accounts (5.F.2.f)
Discretionary
95%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-76%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, publicationsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$8.1M100%
Individual clients
5reported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
5reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • A•••••• H•••••••• · Cco/Cfocontrol
        since 05/2016 · owns less than 5%
      • N•••••• C••••••• · Ceocontrol
        since 03/2019 · owns less than 5%
      • G•••••• M••••••• · Shareholdercontrol
        since 10/2012 · owns 50% to 75% of L••••• W••••• L•••
      Entity owners
      • L••••• W••••• L••• · Shareholder
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      • L••••• W••••• L•••
        investment advisery
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 4 to 5
        Mar 11, 2019 to Feb 13, 2020
      • Individual clients · unset to 5.0
        Mar 11, 2019 to Feb 13, 2020
      • Discretionary RAUM · $19.5M to $7.7M
        Mar 11, 2019 to Feb 13, 2020
      • Individual RAUM · $20.0M to $8.1M
        Mar 11, 2019 to Feb 13, 2020
      • Non-discretionary RAUM · $14.8M to $436,824
        Mar 11, 2019 to Feb 13, 2020
      • RAUM · $34.3M to $8.1M
        Mar 11, 2019 to Feb 13, 2020
      • Accounts · 3 to 4
        Feb 19, 2018 to Mar 11, 2019
      • Advisory employees · 3 to 1
        Feb 19, 2018 to Mar 11, 2019
      • Employees · 3 to 2
        Feb 19, 2018 to Mar 11, 2019
      • HQ city · BAAR, ZUG to ZUERICH
        Feb 19, 2018 to Mar 11, 2019
      • Discretionary RAUM · $14.6M to $19.5M
        Feb 19, 2018 to Mar 11, 2019
      • Individual RAUM · $17.2M to $20.0M
        Feb 19, 2018 to Mar 11, 2019
      • Non-discretionary RAUM · $17.2M to $14.8M
        Feb 19, 2018 to Mar 11, 2019
      • RAUM · $31.8M to $34.3M
        Feb 19, 2018 to Mar 11, 2019
      • Accounts · 2 to 3
        Mar 28, 2017 to Feb 19, 2018
      • Other offices · unset to 0.0
        Mar 28, 2017 to Feb 19, 2018
      • Discretionary RAUM · $0 to $14.6M
        Mar 28, 2017 to Feb 19, 2018
      • Individual RAUM · unset to 17225700.0
        Mar 28, 2017 to Feb 19, 2018
      • Non-discretionary RAUM · $29.6M to $17.2M
        Mar 28, 2017 to Feb 19, 2018
      • RAUM · $29.6M to $31.8M
        Mar 28, 2017 to Feb 19, 2018
      • Accounts · 1 to 2
        Aug 10, 2016 to Mar 28, 2017
      • Advisory employees · 2 to 3
        Aug 10, 2016 to Mar 28, 2017
      • Employees · 2 to 3
        Aug 10, 2016 to Mar 28, 2017
      • Non-discretionary RAUM · $28.0M to $29.6M
        Aug 10, 2016 to Mar 28, 2017
      • RAUM · $28.0M to $29.6M
        Aug 10, 2016 to Mar 28, 2017
      Signals
      3 dated events
      • Marcel Bammert (Ceo) no longer on Schedule A of P••• W••••• L••• (listed 2018-02-19, absent 2019-03-11)
        Mar 11, 2019 · Control person left · inference
      • Christof Nestel (Ceo) appeared on Schedule A of P••• W••••• L•••
        Mar 11, 2019 · Control person joined · fact
      • P••• W••••• L••• filed its initial SEC registration (Form ADV)
        Aug 10, 2016 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026