DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
P•••••• A•••• M••••••••• P••••••• L••••••
Latest filing Jun 29, 2026
First filing on the tape Aug 30, 2016 · 21 filings
SEC status approved since Sep 21, 2016
RAUM
$2.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.1%
$2.7M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
20
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$2.4B as of Jun 29, 2026
Jun 28, 2017$875M then
HNW client RAUM: $2.7M
State-registered IARs (5.B.3)0 as of Jun 29, 2026
Jun 28, 20170 then
Employees (5.A)20 as of Jun 29, 2026
Jun 28, 201712 then
Private funds1 as of Jun 16, 2023
Jun 30, 20221 then
RAUM +51% over the last fiscal year+13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $200MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.4B100%
- Charitable organizations$8.8M0.4%
- High-net-worth individuals$2.7M0.1%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 12reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P•••••• U• F••• L••• | Other Private Fund | $486M | 230 | Jun 30, 2022 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• G•••• A••••• S•••• · Shareholder/Director/Chief Investment Officercontrolsince 02/1998 · owns less than 5%
- M•••• C••••••••• C•••• · Shareholder/Director/Finance Directorcontrolsince 09/2004 · owns less than 5%
- T••••••• S•••••• D•••• · Shareholder/Director/Chief Operations Officercontrolsince 09/2004 · owns less than 5%
- C••••••• G•••• A••••• S•••• · Owner/Directorcontrolsince 03/2013 · owns 50% to 75% of C•••••• H••••••• L••••••
- C••••••• S•••• · Director/Ownercontrolsince 03/2013 · owns 25% to 50% of C•••••• H••••••• L••••••
- G•••••• A•••••• M••••• · Non-Executive Directorsince 09/2020 · owns less than 5%
Entity owners
- C•••••• H••••••• L•••••• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Pooled vehicle clients · 5 to 8Jun 26, 2025 to Jun 29, 2026
- Employees · 19 to 20Jun 26, 2025 to Jun 29, 2026
- Discretionary RAUM · $1.9B to $2.4BJun 26, 2025 to Jun 29, 2026
- HNW RAUM · unset to 2665545.0Jun 26, 2025 to Jun 29, 2026
- Pension RAUM · 7119299.0 to unsetJun 26, 2025 to Jun 29, 2026
- Pooled vehicle RAUM · $1.2B to $2.4BJun 26, 2025 to Jun 29, 2026
- RAUM · $1.9B to $2.4BJun 26, 2025 to Jun 29, 2026
- Advisory employees · 12 to 9May 19, 2025 to Jun 26, 2025
- Pooled vehicle clients · 4 to 5May 19, 2025 to Jun 26, 2025
- Employees · 28 to 19May 19, 2025 to Jun 26, 2025
- Financial planning clients · 0 to 0May 19, 2025 to Jun 26, 2025
- Individual RAUM · 2116174.0 to unsetMay 19, 2025 to Jun 26, 2025
- Related adviser · true to falseMay 19, 2025 to Jun 26, 2025
- HQ state · unset to Sep 16, 2024 to May 19, 2025
- Accounts · 13 to 12Oct 19, 2023 to Jun 26, 2024
- Employees · 26 to 28Oct 19, 2023 to Jun 26, 2024
- Private funds · 1 to unsetOct 19, 2023 to Jun 26, 2024
- Discretionary RAUM · $1.6B to $1.9BOct 19, 2023 to Jun 26, 2024
- Individual RAUM · $1.7M to $2.1MOct 19, 2023 to Jun 26, 2024
- Pension RAUM · $63.4M to $7.1MOct 19, 2023 to Jun 26, 2024
- Pooled vehicle RAUM · $903M to $1.2BOct 19, 2023 to Jun 26, 2024
- RAUM · $1.6B to $1.9BOct 19, 2023 to Jun 26, 2024
- Advisory employees · 11 to 12Dec 7, 2022 to Jun 16, 2023
- Employees · 23 to 26Dec 7, 2022 to Jun 16, 2023
- Discretionary RAUM · $1.8B to $1.6BDec 7, 2022 to Jun 16, 2023
- Individual RAUM · $1.8M to $1.7MDec 7, 2022 to Jun 16, 2023
- Pension RAUM · $89.1M to $63.4MDec 7, 2022 to Jun 16, 2023
- Pooled vehicle RAUM · $1.0B to $903MDec 7, 2022 to Jun 16, 2023
- RAUM · $1.8B to $1.6BDec 7, 2022 to Jun 16, 2023
- Accounts · 12 to 13Jun 29, 2021 to Jun 30, 2022
- Advisory employees · 9 to 11Jun 29, 2021 to Jun 30, 2022
- Pooled vehicle clients · 3 to 4Jun 29, 2021 to Jun 30, 2022
- Employees · 18 to 23Jun 29, 2021 to Jun 30, 2022
- Private funds · unset to 1Jun 29, 2021 to Jun 30, 2022
- Discretionary RAUM · $1.7B to $1.8BJun 29, 2021 to Jun 30, 2022
- Individual RAUM · $2.0M to $1.8MJun 29, 2021 to Jun 30, 2022
- Pension RAUM · $118M to $89.1MJun 29, 2021 to Jun 30, 2022
- Pooled vehicle RAUM · $788M to $1.0BJun 29, 2021 to Jun 30, 2022
- RAUM · $1.7B to $1.8BJun 29, 2021 to Jun 30, 2022
- Employees · 15 to 18Jun 29, 2020 to Jun 29, 2021
Signals
6 dated events
- P•••••• A•••• M••••••••• P••••••• L•••••• reported RAUM $2.4B, up 27% from $1.9B (2025-06-26 to 2026-06-29)Jun 29, 2026 · RAUM change · derived
- T•••••• R•••• C••••• (Shareholder/Director/Non-Executive Director) no longer on Schedule A of P•••••• A•••• M••••••••• P••••••• L•••••• (listed 2023-10-19, absent 2024-06-26)Jun 26, 2024 · Control person left · inference
- P•••••• A•••• M••••••••• P••••••• L•••••• reported RAUM $1.7B, up 72% from $969.9M (2020-06-29 to 2021-06-29)Jun 29, 2021 · RAUM change · derived
- P•••••• A•••• M••••••••• P••••••• L•••••• reported RAUM $1.2B, up 31% from $953.6M (2018-06-29 to 2019-06-28)Jun 28, 2019 · RAUM change · derived
- J••• T•••••• C•••••• (Director) no longer on Schedule A of P•••••• A•••• M••••••••• P••••••• L•••••• (listed 2018-06-29, absent 2019-06-28)Jun 28, 2019 · Control person left · inference
- P•••••• A•••• M••••••••• P••••••• L•••••• filed its initial SEC registration (Form ADV)Aug 30, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/phoenix-asset-management-partners-ltd-preportedpublic record, Form ADV, Sep 19, 2026
- Website
- phoenixassetmanagement.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- +44 208 600 0100reportedpublic record, Form ADV, Jun 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026