DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
C•• C••••• P••••••• U••• C•• M••••••••• L••
Latest filing Aug 26, 2026
First filing on the tape Jan 9, 2017 · 23 filings
SEC status approved since Jan 23, 2017
RAUM
$2.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
8
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$2.3B as of Aug 26, 2026
Mar 29, 2018$1.8B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 26, 2026
Mar 29, 20180 then
Employees (5.A)6 as of Aug 26, 2026
Mar 29, 20185 then
Private funds8 as of Aug 26, 2026
Mar 29, 20184 then
RAUM -53% over the last fiscal year-29% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 26, 2026; every figure names its basis
Archetypes, each a printed rule
- PE backed · a Schedule A entity owner at 25 percent or more whose exact legal name is a PE fund vehicle or a classified PE sponsor on the DFX private equity graph
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $292MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -53%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $304M, 1 clientsreportedItem 9.A
- Ownership
- a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.3B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $304M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
12 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••••• C•• X••••• | Securitized Asset Fund | $709M | 0 | Mar 29, 2018 |
| A••••• C•• X•• | Securitized Asset Fund | $637M | 0 | Mar 31, 2019 |
| A••••• C•• X••• | Securitized Asset Fund | $621M | 0 | Mar 31, 2019 |
| A••••• C•• X••• | Securitized Asset Fund | $585M | 0 | Mar 29, 2018 |
| C•• C••••• P••••••• G••••• C•• M••••••••• L•••••• | Securitized Asset Fund | $554M | 11 | Mar 30, 2022 |
| A••••• C•• X••• | Securitized Asset Fund | $495M | 0 | Mar 30, 2022 |
| A••••• C•• X•••• | Securitized Asset Fund | $493M | 0 | Mar 30, 2016 |
| A••••• C•• X••••• | Securitized Asset Fund | $448M | 0 | Mar 31, 2021 |
| A••••• C•• X•••• | Securitized Asset Fund | $441M | 0 | May 18, 2017 |
| A••••• C•• X••• | Securitized Asset Fund | $430M | 0 | May 18, 2017 |
| A••••• C•• X•••• | Securitized Asset Fund | $400M | 0 | Mar 30, 2020 |
| A••••• C•• X•••• | Securitized Asset Fund | $397M | 0 | Mar 31, 2021 |
Owners and control persons
Schedule A and B, latest filing
- B••••••••• G•••••••• L•• · D•••••Orcontrolsince 12/2016 · owns less than 5%
- H•• C•••• Y••••••• · D•••••Orcontrolsince 01/2018 · owns less than 5%
- H••••••• R•••• Z••••• · Global Chief Compliance Officercontrolsince 08/2024 · owns less than 5%
- M••••••• D••••••• J•••••• · D•••••Orcontrolsince 11/2022 · owns less than 5%
- O••••••• K••••• M•••••• · D•••••Orcontrolsince 09/2018 · owns less than 5%
- R••••• S••••• P••• A••••• · D•••••Orcontrolsince 11/2022 · owns less than 5%
- Y••••• K••••••• J••• M•••••••• · Chairmancontrolsince 03/2021 · owns less than 5%
Entity owners
- C•• C••••• P••••••• U••• C•• H•••••••• L•• · Member- Series C Interestsdirect · owns less than 5%
- C•• C••••• P••••••• U••• C•• M••••••••• ••••••••• L•••••• · Member- Series B Interestsdirect · owns 75% or more
- C•• C••••• P••••••• U••• C•• O••••••••• C••••••••• · Member- Series A Interestsdirect · owns less than 5%
- C•• C•••••• P••••••• C••••• P••••••• H••••••• I•• L•••••• · Sole Shareholderindirect · owns 75% or more of C•• C••••• P••••••• G•••••• P•••••• L••••••
- C•• C•••••• P••••••• C••••• P••••••• H••••••• L•••••• · Sole Shareholderindirect · owns 75% or more of C•• C•••••• P••••••• C••••• P••••••• H••••••• I•• L••••••
- C•• C•••••• P••••••• P•• · Sole Shareholderindirect · owns 75% or more of C•• M••••••••• H••••••• I• L••••••
- C•• C••••• P••••••• G•••••• P•••••• L•••••• · Gp And L•••••• Partner; Majority Shareholderindirect · owns 75% or more of C•• C••••• P••••••• L•••
- C•• C••••• P••••••• G••••• C•• M••••••••• L•••••• · Sole Shareholderindirect · owns 75% or more of C•• C••••• P••••••• U••• C•• M••••••••• ••••••••• L••••••
- C•• C••••• P••••••• G••••• C•• M••••••••• L•••••• · Sole Shareholderindirect · owns 75% or more of C•• C••••• P••••••• U••• C•• O••••••••• C•••••••••
- C•• C••••• P••••••• G•••• H•••••• F••••••••• · Sole Shareholderindirect · owns 75% or more of C•• C•••••• P••••••• C••••• P••••••• H••••••• L••••••
- C•• C••••• P••••••• I••••••••• M••••••••• L•••••• · Sole Memberindirect · owns 75% or more of C•• C••••• P•••••••• L••
- C•• C••••• P••••••• L••• · Sole Shareholderindirect · owns 75% or more of C•• C••••• P••••••• I••••••••• M••••••••• L••••••
- C•• C••••• P•••••••• L•• · Sole Memberindirect · owns 75% or more of C•• C••••• P••••••• U••• C•• H•••••••• L••
- C•• M••••••••• H••••••• I• L•••••• · Founder, Guardian & Council Memberindirect · owns 75% or more of C•• C••••• P••••••• G•••• H•••••• F•••••••••
- C•• N••••••• L•••••• · Shareholderindirect · owns 25% to 50% of C•• C•••••• P••••••• P••
Related persons
Schedule D 7.A
- C•• C•••••• M•••••• S•••broker-dealern
- C•• C• I•••• G• L••••••investment adviserpooled vehicle sponsorn
- C•• C• P•••••••• G• L••••••investment adviserpooled vehicle sponsorn
- C•• C••••• C•••••• S•••••••• C•••••••• ••• S•••••••investment adviserbankpooled vehicle sponsorn
- C•• C••••• C•••••• S•••••••• I•• G•••••• P•••••• S•••••••investment adviserbankpooled vehicle sponsorn
- C•• C••••• E• D• I• C••••••• ••• S••• R•••investment adviserpooled vehicle sponsorn
- C•• C••••• P••••••• E••••••• I••••••••• •• D• I•• G• L••••••investment adviserpooled vehicle sponsorn
- C•• C••••• P••••••• E••••••• I••••••••• •• D• I•• E••• G• L••••••investment adviserbankpooled vehicle sponsorn
- C•• C••••• P••••••• E••••••• I••••••••• •••• I• G• L••••••investment adviserpooled vehicle sponsorn
- C•• C••••• P••••••• E• D• 2••• •••• G• S•••••••investment adviserpooled vehicle sponsorn
- C•• C••••• P••••••• E• D• 2••• G• S•••••••investment adviserpooled vehicle sponsorn
- C•• C••••• P••••••• E• D• 2••• G• S•••••••investment adviserpooled vehicle sponsorn
- C•• C••••• P••••••• E••••••• C•• M••••••••• L••investment advisern
- C•• C••••• P••••••• E••••••• D••••• L•••••• G•••••• P•••••• I• S•• R•••investment adviserbankpooled vehicle sponsorn
- C•• C••••• P••••••• E••••••• D••••• L•••••• G•••••• P•••••• I•• S•• R•••investment adviserpooled vehicle sponsorn
- C•• C••••• P••••••• E••••••• D••••• L•••••• I• G•••••• P•••••• S•••••••investment adviserpooled vehicle sponsorn
- C•• C••••• P••••••• E••••••• I••••••••• F••• M•••••• L••••••investment advisern
- C•• C••••• P••••••• E••••••• M••••••••• S•••••••• G•••••• P•••••• L••••••investment adviserbankpooled vehicle sponsorn
- C•• C••••• P••••••• G••• I• S••• G• L••••••investment adviserpooled vehicle sponsorn
- C•• C••••• P••••••• G••• I•• E•• G• L••••••investment adviserpooled vehicle sponsorn
- C•• C••••• P••••••• G••••• C•• M••••••••• H••••••• I• G••• L•••investment adviserpooled vehicle sponsorn
- C•• C••••• P••••••• G••••• C•• M••••••••• H••••••• I•• G• L••••••investment adviserpooled vehicle sponsorn
- C•• C••••• P••••••• G••••• S•••••• S••••••••• G•• L••investment adviserpooled vehicle sponsorn
- C•• C••••• P••••••• G••••• S•••••• S••••••••• I• G• ••• L••investment adviserpooled vehicle sponsorn
- C•• C••••• P••••••• G••••• S•••••• S••••••••• I• S•• R•••investment adviserbankpooled vehicle sponsorn
- C•• C••••• P••••••• G••••• Y•••• G• S•••••••investment adviserpooled vehicle sponsorn
- C•• C••••• P••••••• G••••• Y•••• G•• L••investment adviserbankpooled vehicle sponsorn
- C•• C••••• P••••••• G•••• L••••••pooled vehicle sponsorn
- C•• C••••• P••••••• I••••••••• M••••••••• L••••••investment adviserbanky
- C•• C••••• P••••••• I••••••••• S••••••• M••••••••• L••••••investment advisern
Advisers that list C•• C••••• P••••••• U••• C•• M••••••••• L•• as a related person
- 138528 y
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $4,920,513,053 to $2,333,583,223 (-53.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +11.0% (1368 comparable advisers, 1.0th percentile of changes)peers: ASSET_M••••••, $1B to $5B (1,368) · 1.1% percentile
What changed
consecutive filings, newest first
- Accounts · 12 to 8Jun 16, 2025 to Mar 31, 2026
- Pooled vehicle clients · 12 to 8Jun 16, 2025 to Mar 31, 2026
- Assets in custody · $470M to $304MJun 16, 2025 to Mar 31, 2026
- Private funds · 12 to 8Jun 16, 2025 to Mar 31, 2026
- Discretionary RAUM · $4.9B to $2.3BJun 16, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $4.9B to $2.3BJun 16, 2025 to Mar 31, 2026
- RAUM · $4.9B to $2.3BJun 16, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 28, 2025 to Jun 16, 2025
- Advisory activities · 2 to 1Aug 1, 2024 to Mar 28, 2025
- Assets in custody · $554M to $470MAug 1, 2024 to Mar 28, 2025
- Discretionary RAUM · $6.2B to $4.9BAug 1, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $6.2B to $4.9BAug 1, 2024 to Mar 28, 2025
- RAUM · $6.2B to $4.9BAug 1, 2024 to Mar 28, 2025
- Assets in custody · $600M to $554MOct 27, 2023 to Mar 30, 2024
- Discretionary RAUM · $6.4B to $6.2BOct 27, 2023 to Mar 30, 2024
- Pooled vehicle RAUM · $6.4B to $6.2BOct 27, 2023 to Mar 30, 2024
- RAUM · $6.4B to $6.2BOct 27, 2023 to Mar 30, 2024
- Accounts · 10 to 12Mar 30, 2022 to Mar 31, 2023
- Advisory employees · 7 to 6Mar 30, 2022 to Mar 31, 2023
- BD registered reps · 3 to 1Mar 30, 2022 to Mar 31, 2023
- Pooled vehicle clients · 10 to 12Mar 30, 2022 to Mar 31, 2023
- Assets in custody · unset to 600000000.0Mar 30, 2022 to Mar 31, 2023
- Custody of client assets · false to trueMar 30, 2022 to Mar 31, 2023
- Employees · 7 to 6Mar 30, 2022 to Mar 31, 2023
- Private funds · 11 to 12Mar 30, 2022 to Mar 31, 2023
- Discretionary RAUM · $5.3B to $6.4BMar 30, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $5.3B to $6.4BMar 30, 2022 to Mar 31, 2023
- RAUM · $5.3B to $6.4BMar 30, 2022 to Mar 31, 2023
- Accounts · 9 to 10Mar 31, 2021 to Mar 30, 2022
- Advisory employees · 6 to 7Mar 31, 2021 to Mar 30, 2022
- BD registered reps · 1 to 3Mar 31, 2021 to Mar 30, 2022
- Pooled vehicle clients · 9 to 10Mar 31, 2021 to Mar 30, 2022
- Employees · 6 to 7Mar 31, 2021 to Mar 30, 2022
- Private funds · 9 to 11Mar 31, 2021 to Mar 30, 2022
- Discretionary RAUM · $4.8B to $5.3BMar 31, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $4.8B to $5.3BMar 31, 2021 to Mar 30, 2022
- RAUM · $4.8B to $5.3BMar 31, 2021 to Mar 30, 2022
- Accounts · 7 to 9Feb 4, 2021 to Mar 31, 2021
- Pooled vehicle clients · 7 to 9Feb 4, 2021 to Mar 31, 2021
- Private funds · 7 to 9Feb 4, 2021 to Mar 31, 2021
Signals
16 dated events
- C•• C••••• P••••••• U••• C•• M••••••••• L•• reported RAUM $2.3B, down 53% from $4.9B (2025-06-16 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Vladimirovna Anastasiya Spector (Chief Compliance Officer) no longer on Schedule A of C•• C••••• P••••••• U••• C•• M••••••••• L•• (listed 2024-07-31, absent 2024-08-01)Aug 1, 2024 · Control person left · inference
- Zaedul Raju Hussain (Global Chief Compliance Officer) appeared on Schedule A of C•• C••••• P••••••• U••• C•• M••••••••• L••Aug 1, 2024 · Control person joined · fact
- J•••••• D•••••• M•••••• (Director) appeared on Schedule A of C•• C••••• P••••••• U••• C•• M••••••••• L••Mar 30, 2024 · Control person joined · fact
- Paul Andrew Simon Riley (Director) appeared on Schedule A of C•• C••••• P••••••• U••• C•• M••••••••• L••Mar 30, 2024 · Control person joined · fact
- J•••• M•••••• S••• (Director) no longer on Schedule A of C•• C••••• P••••••• U••• C•• M••••••••• L•• (listed 2023-10-27, absent 2024-03-30)Mar 30, 2024 · Control person left · inference
- Peter Richard Munn (Director) no longer on Schedule A of C•• C••••• P••••••• U••• C•• M••••••••• L•• (listed 2023-10-27, absent 2024-03-30)Mar 30, 2024 · Control person left · inference
- Hugues Claude Jacqes Xavier Himmer (Partner, Chief Operating Officer) no longer on Schedule A of C•• C••••• P••••••• U••• C•• M••••••••• L•• (listed 2022-03-30, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Hugues Claude Jacqes Xavier Himmer (Partner, Chief Operating Officer) appeared on Schedule A of C•• C••••• P••••••• U••• C•• M••••••••• L••Mar 30, 2022 · Control person joined · fact
- J••• Macdonald K•••••• Y•••• (Chairman) appeared on Schedule A of C•• C••••• P••••••• U••• C•• M••••••••• L••Mar 31, 2021 · Control person joined · fact
- Charles Richard Perris (General Counsel, Director) no longer on Schedule A of C•• C••••• P••••••• U••• C•• M••••••••• L•• (listed 2020-03-30, absent 2021-02-04)Feb 4, 2021 · Control person left · inference
- M•••••• K•••• O•••••• (Director) appeared on Schedule A of C•• C••••• P••••••• U••• C•• M••••••••• L••Mar 30, 2020 · Control person joined · fact
- C•• C••••• P••••••• U••• C•• M••••••••• L•• reported RAUM $3.2B, up 81% from $1.8B (2018-03-29 to 2019-03-31)Mar 31, 2019 · RAUM change · derived
- J••• P••••• R••••• (Director) no longer on Schedule A of C•• C••••• P••••••• U••• C•• M••••••••• L•• (listed 2018-03-29, absent 2019-03-31)Mar 31, 2019 · Control person left · inference
- C•• C••••• P••••••• U••• C•• M••••••••• L•• reported RAUM $1.8B, up 265% from $485.4M (2017-06-19 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
- C•• C••••• P••••••• U••• C•• M••••••••• L•• filed its initial SEC registration (Form ADV)Jan 9, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/cvc-credit-partners-ltdreportedpublic record, Form ADV, Sep 18, 2026
- Website
- cvc.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- +1 212-506-3858reportedpublic record, Form ADV, Aug 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026