DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••••••• G••••• A••••••••• P•••••••
Legal name T•••••••• C•••••• P•••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Aug 12, 2016 · 15 filings
SEC status approved since Aug 22, 2016
RAUM
$270M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$270M as of Mar 31, 2026
Mar 30, 2017$375M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20170 then
Employees (5.A)3 as of Mar 31, 2026
Mar 30, 20176 then
Private funds1 as of Mar 31, 2026
Mar 30, 20171 then
RAUM -14% over the last fiscal year-7.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $270MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -14%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $162M, 1 clientsreportedItem 9.A
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$270M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $162M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•••••••• G••••• A••••••••• P••••••• I•• L••• | Private Equity Fund | $327M | 26 | Aug 12, 2016 |
Owners and control persons
Schedule A and B, latest filing
- D•••• C••••••• J•••• · Managing Partner, Chief Financial Officer, Chief Compliance Officercontrolsince 04/2016 · owns less than 5%
- Z••••• M•••• N••••••• · Managing Partnercontrolsince 04/2016 · owns less than 5%
- D•••• C••••••• J•••• · Membercontrolsince 12/2016 · owns 50% to 75% of T•••••••• C• G• L••
- D•••• C••••••• J•••• · Limited Partnercontrolsince 12/2016 · owns 50% to 75% of T•••••••• C• H•••••••• L•••
- Z••••• M•••• N••••••• · Limited Partnercontrolsince 12/2016 · owns 50% to 75% of T•••••••• C• H•••••••• L•••
- Z••••• M•••• N••••••• · Membercontrolsince 12/2016 · owns 50% to 75% of T•••••••• C• G• L••
Entity owners
- T•••••••• C• H•••••••• L••• · Memberdirect · owns 75% or more
- T•••••••• C• G• L•• · General Partnerindirect · owns F of T•••••••• C• H•••••••• L•••
- T•••••••• C• H•••••••• L••• · Memberindirect · owns 75% or more of T•••••••• C• L••
- T•••••••• C• L•• · Memberdirect · owns less than 5%
Related persons
Schedule D 7.A
- Ngpinvestment advisernRAUM $11B
- T•••••••• G•• I• G•• L•••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 5 to 3Mar 31, 2025 to Feb 13, 2026
- Assets in custody · $196M to $162MMar 31, 2025 to Feb 13, 2026
- Employees · 5 to 3Mar 31, 2025 to Feb 13, 2026
- Discretionary RAUM · $313M to $270MMar 31, 2025 to Feb 13, 2026
- Pooled vehicle RAUM · $313M to $270MMar 31, 2025 to Feb 13, 2026
- RAUM · $313M to $270MMar 31, 2025 to Feb 13, 2026
- Assets in custody · $186M to $196MMar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $327M to $313MMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $327M to $313MMar 29, 2024 to Mar 31, 2025
- RAUM · $327M to $313MMar 29, 2024 to Mar 31, 2025
- Assets in custody · $178M to $186MMar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $338M to $327MMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $338M to $327MMar 31, 2023 to Mar 29, 2024
- RAUM · $338M to $327MMar 31, 2023 to Mar 29, 2024
- Advisory employees · 6 to 5Mar 28, 2022 to Mar 31, 2023
- Assets in custody · $160M to $178MMar 28, 2022 to Mar 31, 2023
- Employees · 6 to 5Mar 28, 2022 to Mar 31, 2023
- Discretionary RAUM · $354M to $338MMar 28, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $354M to $338MMar 28, 2022 to Mar 31, 2023
- RAUM · $354M to $338MMar 28, 2022 to Mar 31, 2023
- Advisory employees · 7 to 6Mar 30, 2021 to Mar 28, 2022
- Assets in custody · $68.4M to $160MMar 30, 2021 to Mar 28, 2022
- Employees · 7 to 6Mar 30, 2021 to Mar 28, 2022
- Discretionary RAUM · $335M to $354MMar 30, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $335M to $354MMar 30, 2021 to Mar 28, 2022
- RAUM · $335M to $354MMar 30, 2021 to Mar 28, 2022
- Advisory employees · 6 to 7Mar 19, 2020 to Mar 30, 2021
- Assets in custody · $54.6M to $68.4MMar 19, 2020 to Mar 30, 2021
- Discretionary RAUM · $352M to $335MMar 19, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $352M to $335MMar 19, 2020 to Mar 30, 2021
- RAUM · $352M to $335MMar 19, 2020 to Mar 30, 2021
- Assets in custody · $42.4M to $54.6MOct 15, 2019 to Mar 19, 2020
- Discretionary RAUM · $363M to $352MOct 15, 2019 to Mar 19, 2020
- Pooled vehicle RAUM · $363M to $352MOct 15, 2019 to Mar 19, 2020
- RAUM · $363M to $352MOct 15, 2019 to Mar 19, 2020
- HQ city · IRVING to DALLASMar 29, 2019 to Oct 15, 2019
- Assets in custody · $40.4M to $42.4MApr 2, 2018 to Mar 29, 2019
- Discretionary RAUM · $368M to $363MApr 2, 2018 to Mar 29, 2019
- Pooled vehicle RAUM · $368M to $363MApr 2, 2018 to Mar 29, 2019
Signals
1 dated events
- T•••••••• C•••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Aug 12, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- T•••••••• G••••• A••••••••• P••••••• · Independent Sponsorsshared crd · capital_provider
- T•••••••• G••••• A••••••••• P••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- T••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 972-432-1300reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026