DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L•• I••••••••• A•••••••• L••
Latest filing Mar 24, 2026
First filing on the tape Jul 30, 2024 · 9 filings
SEC status approved since Aug 30, 2024
RAUM
$231M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
41%
$95.8M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$28.9M
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$231M as of Mar 24, 2026
Apr 2, 2025$152M then
HNW client RAUM$70.4M as of Mar 24, 2026
Apr 2, 2025$42.5M then
State-registered IARs (5.B.3)6 as of Mar 24, 2026
Apr 2, 20255 then
Employees (5.A)8 as of Mar 24, 2026
Apr 2, 20256 then
Private funds: no history
RAUM +52% over the last fiscal yearIARs 5 to 6
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
- RAUM per advisor
- $28.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 39derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $506,673derivedHNW RAUM over HNW clients
- Average account
- $579,852derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 8.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +52%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +51%derived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$136M59%
- High-net-worth individuals$70.4M30%
- Individuals$25.3M11%
- Individual clients
- 176reported
- HNW clients
- 139reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 399reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.41 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| L•••••• P•••••••• R•••••• | Miami, Fl | Nov 4, 2016 | 23 y | 0 |
| V••••• L••• M•••••• | Miami, Fl | Nov 21, 2019 | 11 y | 2 |
| E••••• D• P•••• N••• | Miami, Fl | May 26, 2020 | 10 y | 1 |
| A•••••• A•••••• | Miami, Fl | Jun 10, 2021 | 10 y | 0 |
| L••• G•••••••• A••••••• | Miami, Fl | Apr 8, 2022 | 10 y | 0 |
| E••• C••••••• T••••• | Miami, Fl | Oct 31, 2022 | 12 y | 0 |
| J••• R••••• L•••••• C••••••••• | Miami, Fl | Jul 12, 2023 | 22 y | 0 |
| L•••••• P•••••• W•••• | Miami, Fl | Apr 6, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- E••••• D• P•••• N••• from H••• E••••••••• I••••••••• C••••May 26, 2020 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D• P•••• N•••• E••••• · Ccocontrolsince 04/2020 · owns less than 5%
- R••••••• L••••••• P•••••••• · Ceocontrolsince 08/2016 · owns less than 5%
- D• P••••• E•••••• D•••• · Ownercontrolsince 12/2016 · owns 75% or more of D• P•••• P••• L••
- R••••••• L••••••• P•••••••• · Ownercontrolsince 12/2016 · owns 75% or more of A••• P••••••••• L••
- H•••• J•••••• •••• · Ownersince 09/2021 · owns 50% to 75% of E••••••• E•••••••• L••
Entity owners
- A••• P••••••••• L•• · Memberdirect · owns 50% to 75%
- D• P•••• P••• L•• · Memeberdirect · owns 10% to 25%
- E••••••• E•••••••• L•• · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Advisers that list L•• I••••••••• A•••••••• L•• as a related person
- 140533 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Miami, Fl · principal | 8 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- client count surgeChange between filings · filing Mar 24, 2026individual and HNW clients (Item 5.D) moved from 208.0 to 315.0 (+51.0%) between the annual amendments of 2025-04-02 and 2026-03-24; the peer median change was +3.0% (3309 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,309) · 97% percentile
- RAUM up 50 %Change between filings · filing Mar 24, 2026RAUM (Item 5.F) moved from $152,167,082 to $231,360,969 (+52.0%) between the annual amendments of 2025-04-02 and 2026-03-24; the peer median change was +15.0% (4550 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 96% percentile
What changed
consecutive filings, newest first
- Accounts · 387 to 399Feb 4, 2026 to Mar 24, 2026
- Corporate clients · 92 to 100Feb 4, 2026 to Mar 24, 2026
- HNW clients · 129 to 139Feb 4, 2026 to Mar 24, 2026
- Individual clients · 166 to 176Feb 4, 2026 to Mar 24, 2026
- Employees · 6 to 8Feb 4, 2026 to Mar 24, 2026
- State-registered IARs · 5 to 6Feb 4, 2026 to Mar 24, 2026
- Discretionary RAUM · $219M to $231MFeb 4, 2026 to Mar 24, 2026
- HNW RAUM · $67.6M to $70.4MFeb 4, 2026 to Mar 24, 2026
- Individual RAUM · $23.7M to $25.3MFeb 4, 2026 to Mar 24, 2026
- RAUM · $219M to $231MFeb 4, 2026 to Mar 24, 2026
- Accounts · 277 to 387Apr 2, 2025 to Oct 8, 2025
- Corporate clients · 69 to 92Apr 2, 2025 to Oct 8, 2025
- HNW clients · 102 to 129Apr 2, 2025 to Oct 8, 2025
- Individual clients · 106 to 166Apr 2, 2025 to Oct 8, 2025
- Discretionary RAUM · $152M to $219MApr 2, 2025 to Oct 8, 2025
- HNW RAUM · $42.5M to $67.6MApr 2, 2025 to Oct 8, 2025
- Individual RAUM · $14.3M to $23.7MApr 2, 2025 to Oct 8, 2025
- RAUM · $152M to $219MApr 2, 2025 to Oct 8, 2025
- Accounts · 261 to 277Sep 2, 2024 to Apr 2, 2025
- Corporate clients · 74 to 69Sep 2, 2024 to Apr 2, 2025
- HNW clients · 94 to 102Sep 2, 2024 to Apr 2, 2025
- Individual clients · 93 to 106Sep 2, 2024 to Apr 2, 2025
- Assets in custody · 130620330.0 to unsetSep 2, 2024 to Apr 2, 2025
- Custody of client assets · true to falseSep 2, 2024 to Apr 2, 2025
- Employees · 5 to 6Sep 2, 2024 to Apr 2, 2025
- Insurance-licensed employees · 0 to 5Sep 2, 2024 to Apr 2, 2025
- Financial planning clients · unset to Sep 2, 2024 to Apr 2, 2025
- Discretionary RAUM · $131M to $152MSep 2, 2024 to Apr 2, 2025
- HNW RAUM · $35.9M to $42.5MSep 2, 2024 to Apr 2, 2025
- Individual RAUM · $11.7M to $14.3MSep 2, 2024 to Apr 2, 2025
- RAUM · $131M to $152MSep 2, 2024 to Apr 2, 2025
- Related adviser · false to trueSep 2, 2024 to Apr 2, 2025
Signals
1 dated events
- L•• I••••••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Jul 30, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- ls.financereportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 786-241-7000reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $28.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026