DFX Intelligence
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SEC-registered adviser
G••••• W••••• A•••••••• L••
Latest filing Mar 6, 2026
First filing on the tape Oct 25, 2016 · 16 filings
SEC status approved since Apr 12, 2022
RAUM
$186M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$186M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$46.5M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$186M as of Mar 6, 2026
Mar 28, 2017$43.7M then
HNW client RAUM$134M as of Mar 6, 2026
Mar 20, 2023$76.5M then
State-registered IARs (5.B.3)3 as of Mar 6, 2026
Mar 28, 20173 then
Employees (5.A)3 as of Mar 6, 2026
Mar 28, 20173 then
Private funds: no history
RAUM +13% over the last fiscal year+16% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 6, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $46.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 48derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $444,054derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.8derivedItem 5.A over advisors
- Advisors per office
- 0.8derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.2%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Custody
- $60.8M, 141 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$134M72%
- Individuals$52.0M28%
- Individual clients
- 128reported
- HNW clients
- 65reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 419reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $60.8M for 141 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| V••••• T•••• W••••••• | Tyler, Tx | Nov 15, 2016 | 26 y | 1 |
| A•••• R••••• G•••••Chartered Financial Consultant | Tyler, Tx | Nov 15, 2016 | 34 y | 1 |
| R•••••• W••••• C•••• | Tyler, Tx | Oct 23, 2017 | 10 y | 0 |
| K•••• D••••• G•• | Tyler, Tx | Mar 7, 2024 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- V••••• T•••• W••••••• from A••••••••• F•••••••• S•••••••• L••Nov 15, 2016 · Affiliated broker-dealer or bank to a newly registered adviser
- A•••• R••••• G••••• from A••••••••• F•••••••• S•••••••• L••Nov 15, 2016 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from A••••••••• F•••••••• S•••••••• L••Nov 17, 2016 · Tyler, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G•••••• A••••• R••••• · Managing Member & Chief Compliance Officercontrolsince 11/2016 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Tyler, Tx | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- A••••, TX1 employees
- Dallas, TX1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 405 to 419Mar 18, 2025 to Mar 6, 2026
- HNW clients · 48 to 65Mar 18, 2025 to Mar 6, 2026
- Individual clients · 139 to 128Mar 18, 2025 to Mar 6, 2026
- Financial planning clients · 101-250 to 26-50Mar 18, 2025 to Mar 6, 2026
- Discretionary RAUM · $165M to $186MMar 18, 2025 to Mar 6, 2026
- HNW RAUM · $119M to $134MMar 18, 2025 to Mar 6, 2026
- Individual RAUM · $46.1M to $52.0MMar 18, 2025 to Mar 6, 2026
- RAUM · $165M to $186MMar 18, 2025 to Mar 6, 2026
- Accounts · 396 to 405Oct 17, 2024 to Mar 18, 2025
- Advisory employees · 2 to 3Oct 17, 2024 to Mar 18, 2025
- HNW clients · 89 to 48Oct 17, 2024 to Mar 18, 2025
- Individual clients · 63 to 139Oct 17, 2024 to Mar 18, 2025
- Assets in custody · $52.6M to $60.8MOct 17, 2024 to Mar 18, 2025
- Financial planning clients · 26-50 to 101-250Oct 17, 2024 to Mar 18, 2025
- HQ city · unset to Oct 17, 2024 to Mar 18, 2025
- HQ state · unset to Oct 17, 2024 to Mar 18, 2025
- Discretionary RAUM · $140M to $165MOct 17, 2024 to Mar 18, 2025
- HNW RAUM · $127M to $119MOct 17, 2024 to Mar 18, 2025
- Individual RAUM · $13.1M to $46.1MOct 17, 2024 to Mar 18, 2025
- RAUM · $140M to $165MOct 17, 2024 to Mar 18, 2025
- HQ city · TYLER to unsetMar 27, 2024 to Aug 19, 2024
- HQ state · TX to unsetMar 27, 2024 to Aug 19, 2024
- Other offices · 2 to 4Mar 27, 2024 to Aug 19, 2024
- Accounts · 408 to 396Aug 9, 2023 to Mar 27, 2024
- Advisory activities · 3 to 4Aug 9, 2023 to Mar 27, 2024
- Charity clients · 0.0 to unsetAug 9, 2023 to Mar 27, 2024
- Corporate clients · 0.0 to unsetAug 9, 2023 to Mar 27, 2024
- HNW clients · 37 to 89Aug 9, 2023 to Mar 27, 2024
- Individual clients · 142 to 63Aug 9, 2023 to Mar 27, 2024
- Pension plan clients · 0.0 to unsetAug 9, 2023 to Mar 27, 2024
- Pooled vehicle clients · 0.0 to unsetAug 9, 2023 to Mar 27, 2024
- Assets in custody · unset to 52560737.0Aug 9, 2023 to Mar 27, 2024
- Custody of client assets · false to trueAug 9, 2023 to Mar 27, 2024
- Employees · 2 to 3Aug 9, 2023 to Mar 27, 2024
- Financial planning clients · 51-100 to 26-50Aug 9, 2023 to Mar 27, 2024
- State-registered IARs · 2 to 3Aug 9, 2023 to Mar 27, 2024
- Discretionary RAUM · $119M to $140MAug 9, 2023 to Mar 27, 2024
- HNW RAUM · $76.5M to $127MAug 9, 2023 to Mar 27, 2024
- Individual RAUM · $42.3M to $13.1MAug 9, 2023 to Mar 27, 2024
- Pension RAUM · 0.0 to unsetAug 9, 2023 to Mar 27, 2024
Signals
1 dated events
- ••• LockedOct 25, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- G•••••WEALTHADVISORS.COMreportedpublic record, Form ADV, Mar 6, 2026
- Principal office phone
- 214-347-7475reportedpublic record, Form ADV, Mar 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $46.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026