DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
J•• P••••••• F••• I•••
Latest filing Mar 31, 2026
First filing on the tape Oct 25, 2016 · 15 filings
SEC status approved since Nov 4, 2016
RAUM
$132M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$132M as of Mar 31, 2026
Mar 28, 2017$127M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20170 then
Employees (5.A)2 as of Mar 31, 2026
Mar 28, 20175 then
Private funds1 as of Mar 31, 2026
Mar 28, 20171 then
RAUM -5.5% over the last fiscal year+1.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $132MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -5.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$132M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| J•• P••••••• F••• F••• L••• | Private Equity Fund | $119M | 74 | Feb 15, 2012 |
Owners and control persons
Schedule A and B, latest filing
- L•••• P•••• S••••• · Chief Executive Officercontrolsince 09/2007 · owns 75% or more
- S••••••••• D••••• R••••• · Chief Compliance Officersince 02/2018 · owns less than 5%
Related persons
Schedule D 7.A
- J•• A••••••••• F••• L•••investment adviserpooled vehicle sponsorn
- J•• A••••••••• G••• F••• L••investment adviserpooled vehicle sponsorn
Advisers that list J•• P••••••• F••• I••• as a related person
- 285186 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 31, 2026custody of client assets (Item 9.A): no on the filing of 2025-03-28, yes on the filing of 2026-03-31peers: asset managers, $100M to $500M (1,567)
What changed
consecutive filings, newest first
- Advisory employees · 5 to 2Mar 28, 2025 to Mar 31, 2026
- Advisory activities · 1 to 2Mar 28, 2025 to Mar 31, 2026
- Assets in custody · unset to 0.0Mar 28, 2025 to Mar 31, 2026
- Custody of client assets · false to trueMar 28, 2025 to Mar 31, 2026
- Employees · 5 to 2Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $140M to $132MMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $140M to $132MMar 28, 2025 to Mar 31, 2026
- RAUM · $140M to $132MMar 28, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $119M to $140MMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $119M to $140MMar 28, 2024 to Mar 28, 2025
- RAUM · $119M to $140MMar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $127M to $119MMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $127M to $119MMar 31, 2023 to Mar 28, 2024
- RAUM · $127M to $119MMar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $101M to $127MNov 17, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $101M to $127MNov 17, 2022 to Mar 31, 2023
- RAUM · $101M to $127MNov 17, 2022 to Mar 31, 2023
- Discretionary RAUM · $78.6M to $101MMar 31, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $78.6M to $101MMar 31, 2021 to Mar 30, 2022
- RAUM · $78.6M to $101MMar 31, 2021 to Mar 30, 2022
- Discretionary RAUM · $80.7M to $78.6MMar 31, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $80.7M to $78.6MMar 31, 2020 to Mar 31, 2021
- RAUM · $80.7M to $78.6MMar 31, 2020 to Mar 31, 2021
- Other offices · 1 to 0Mar 28, 2019 to Mar 31, 2020
- Discretionary RAUM · $101M to $80.7MMar 28, 2019 to Mar 31, 2020
- Pooled vehicle RAUM · $101M to $80.7MMar 28, 2019 to Mar 31, 2020
- RAUM · $101M to $80.7MMar 28, 2019 to Mar 31, 2020
- Discretionary RAUM · $102M to $101MJun 7, 2018 to Mar 28, 2019
- Pooled vehicle RAUM · $102M to $101MJun 7, 2018 to Mar 28, 2019
- RAUM · $102M to $101MJun 7, 2018 to Mar 28, 2019
- Pooled vehicle clients · unset to 1.0Sep 26, 2017 to Mar 29, 2018
- Other offices · unset to 1.0Sep 26, 2017 to Mar 29, 2018
- Discretionary RAUM · $127M to $102MSep 26, 2017 to Mar 29, 2018
- Pooled vehicle RAUM · unset to 101523408.0Sep 26, 2017 to Mar 29, 2018
- RAUM · $127M to $102MSep 26, 2017 to Mar 29, 2018
- Discretionary RAUM · $128M to $127MJan 19, 2017 to Mar 28, 2017
- RAUM · $128M to $127MJan 19, 2017 to Mar 28, 2017
- Related insurance company · true to falseJan 19, 2017 to Mar 28, 2017
Signals
1 dated events
- J•• P••••••• F••• I••• filed its initial SEC registration (Form ADV)Oct 25, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- J•• P••••••• F••• I••• · Independent Sponsorsshared crd · capital_provider
- J•• P••••••• F••• I••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/jll-partners/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- jllpartners.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-286-8600reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026