DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••••••• C•••••• M••••••••• L••
Latest filing May 13, 2026
First filing on the tape May 11, 2018 · 18 filings
SEC status approved since May 15, 2018
RAUM
$465M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
16
9 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
9
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$465M as of May 13, 2026
Mar 21, 2019$372M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 13, 2026
Mar 21, 20190 then
Employees (5.A)16 as of May 13, 2026
Mar 21, 201918 then
Private funds9 as of May 13, 2026
Mar 21, 20197 then
RAUM -22% over the last fiscal year-18% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 13, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $51.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -21%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$465M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 9 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
12 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••••••• C•••••• I•• L••• | Venture Capital Fund | $366M | 65 | Mar 21, 2019 |
| A•••••••• C•••••• I••• L••• | Venture Capital Fund | $193M | 44 | May 11, 2018 |
| A•••••••• C•••••• V• L••• | Venture Capital Fund | $114M | 17 | Mar 30, 2023 |
| A•••••••• P•••••••• L••• | Venture Capital Fund | $26.8M | 3 | Mar 30, 2023 |
| A•••••••• E••••••• L••• | Venture Capital Fund | $15.5M | 15 | Mar 30, 2023 |
| A•••••••• C•••••• V• W••••••••• L••• | Venture Capital Fund | $12.3M | 4 | Mar 28, 2022 |
| A•••••••• I••• L••• | Venture Capital Fund | $5.1M | 9 | Mar 25, 2024 |
| A•••••••• C••••••• L••• | Venture Capital Fund | $1.6M | 45 | May 11, 2018 |
| A•••••••• C•••••• I•• L••• | Venture Capital Fund | $951,917 | 55 | May 11, 2018 |
| A•••••••• E••• L• | Venture Capital Fund | $260,940 | 13 | May 11, 2018 |
| A•••••••• Z•••• L•• | Venture Capital Fund | $126,726 | 11 | May 11, 2018 |
| A•••••••• E•••••••• L•••no longer reported | Venture Capital Fund | $3,362 | 5 | May 11, 2018 |
Owners and control persons
Schedule A and B, latest filing
- K••• S••••• S••• · Chief Financial Officer; Chief Compliance Officercontrolsince 12/2015 · owns less than 5%
- S•••••• M••••••• J•••• · Managing Partnercontrolsince 09/2013 · owns 75% or more
Related persons
Schedule D 7.A
- A•••••••• C•••••• P••••••• I•• L••pooled vehicle sponsorn
- A•••••••• C•••••• P••••••• I••• L•••pooled vehicle sponsory
- A•••••••• C•••••• P••••••• I•• L•••pooled vehicle sponsory
- A•••••••• C•••••• P••••••• V• L•••pooled vehicle sponsory
- A•••••••• C•••••• P•••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $469M to $465MMar 27, 2026 to May 13, 2026
- Pooled vehicle RAUM · $469M to $465MMar 27, 2026 to May 13, 2026
- RAUM · $469M to $465MMar 27, 2026 to May 13, 2026
- Private funds · 12 to 9May 12, 2025 to Mar 27, 2026
- Accounts · 12 to 9May 12, 2025 to Mar 27, 2026
- Advisory employees · 7 to 9May 12, 2025 to Mar 27, 2026
- Pooled vehicle clients · 12 to 9May 12, 2025 to Mar 27, 2026
- Employees · 15 to 16May 12, 2025 to Mar 27, 2026
- Discretionary RAUM · $587M to $469MMay 12, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $587M to $469MMay 12, 2025 to Mar 27, 2026
- RAUM · $587M to $469MMay 12, 2025 to Mar 27, 2026
- Financial planning clients · unset to Mar 28, 2025 to May 12, 2025
- Discretionary RAUM · $594M to $587MMar 28, 2025 to May 12, 2025
- Pooled vehicle RAUM · $594M to $587MMar 28, 2025 to May 12, 2025
- RAUM · $594M to $587MMar 28, 2025 to May 12, 2025
- Accounts · 11 to 12May 6, 2024 to Mar 28, 2025
- Advisory employees · 10 to 7May 6, 2024 to Mar 28, 2025
- Pooled vehicle clients · 11 to 12May 6, 2024 to Mar 28, 2025
- Employees · 17 to 15May 6, 2024 to Mar 28, 2025
- Other offices · 0 to 1May 6, 2024 to Mar 28, 2025
- Private funds · 11 to 12May 6, 2024 to Mar 28, 2025
- Discretionary RAUM · $735M to $594MMay 6, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $735M to $594MMay 6, 2024 to Mar 28, 2025
- RAUM · $735M to $594MMay 6, 2024 to Mar 28, 2025
- Discretionary RAUM · $738M to $735MMar 25, 2024 to May 6, 2024
- Pooled vehicle RAUM · $738M to $735MMar 25, 2024 to May 6, 2024
- RAUM · $738M to $735MMar 25, 2024 to May 6, 2024
- Accounts · 10 to 11Dec 26, 2023 to Mar 25, 2024
- Advisory employees · 13 to 10Dec 26, 2023 to Mar 25, 2024
- Pooled vehicle clients · 10 to 11Dec 26, 2023 to Mar 25, 2024
- Employees · 20 to 17Dec 26, 2023 to Mar 25, 2024
- Private funds · 10 to 11Dec 26, 2023 to Mar 25, 2024
- Discretionary RAUM · $801M to $738MDec 26, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $801M to $738MDec 26, 2023 to Mar 25, 2024
- RAUM · $801M to $738MDec 26, 2023 to Mar 25, 2024
- Discretionary RAUM · $838M to $801MMar 30, 2023 to May 12, 2023
- Pooled vehicle RAUM · $838M to $801MMar 30, 2023 to May 12, 2023
- RAUM · $838M to $801MMar 30, 2023 to May 12, 2023
- Accounts · 8 to 10May 3, 2022 to Mar 30, 2023
- Advisory employees · 12 to 13May 3, 2022 to Mar 30, 2023
Signals
6 dated events
- Omar Kareem El Sawy (Partner) no longer on Schedule A of A•••••••• C•••••• M••••••••• L•• (listed 2023-05-12, absent 2023-12-26)Dec 26, 2023 · Control person left · inference
- A•••••••• C•••••• M••••••••• L•• reported RAUM $838.1M, up 26% from $662.7M (2022-05-03 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- A•••••••• C•••••• M••••••••• L•• reported RAUM $662.7M, up 37% from $484.5M (2021-03-24 to 2022-03-28)Mar 28, 2022 · RAUM change · derived
- A•••••••• C•••••• M••••••••• L•• reported RAUM $484.5M, up 35% from $359.5M (2020-10-02 to 2021-03-24)Mar 24, 2021 · RAUM change · derived
- A•••••••• C•••••• M••••••••• L•• reported RAUM $372.3M, up 64% from $227.5M (2018-05-11 to 2019-03-21)Mar 21, 2019 · RAUM change · derived
- A•••••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)May 11, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A•••••••• C•••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- A••••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 310-566-5966reportedpublic record, Form ADV, May 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026