DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
O•• W••• P•••••••• L••
Latest filing Aug 22, 2024
First filing on the tape Mar 28, 2018 · 10 filings
SEC status approved since Apr 27, 2018
RAUM
$384M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
7
$384M gross assets
History
10 filings and snapshots on the tape
RAUM$384M as of Mar 26, 2024
Mar 26, 2019$275M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2024
Mar 26, 20190 then
Employees (5.A)5 as of Mar 26, 2024
Mar 26, 20197 then
Private funds7 as of Mar 26, 2024
Mar 26, 20194 then
RAUM -6.5% over the last fiscal year-15% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 22, 2024; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $32.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -6.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $384M, 12 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$384M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 12reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $384M for 12 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| O•• W••• E••••••• M•••••• M••••• F•••• L••• | Hedge Fund | $171M | 35 | Oct 21, 2016 |
| O•• W••• P••••••• M••••• F•••• L••• | Hedge Fund | $99.6M | 77 | Oct 21, 2016 |
| O•• W••• S•••••• O••••••••• F••• I• L•• | Private Equity Fund | $75.9M | 21 | Mar 26, 2019 |
| O•• W••• J•••• F•••• L••• | Hedge Fund | $24.9M | 3 | Mar 28, 2018 |
| O•• W••• C•••• F•••• L• | Hedge Fund | $5.9M | 0 | Mar 23, 2020 |
| O•• W••• S•••••• O••••••••• F••• I•• L•• | Private Equity Fund | $4.4M | 22 | Mar 28, 2022 |
| O•• W••• S•••••• O••••••••• F••• I••• L•• | Private Equity Fund | $2.0M | 14 | Mar 23, 2023 |
Owners and control persons
Schedule A and B, latest filing
- W••••• M••••• N••••• · Chief Operating Officercontrolsince 03/2019 · owns less than 5%
- W•••••• C•••••••• M••••• · Chief Executive Officer, Chief Compliance Officer And Managing Membercontrolsince 10/2015 · owns 75% or more
Related persons
Schedule D 7.A
- O•• W••• P••••••• C•••• G•• L••bankpooled vehicle sponsorn
- O•• W••• P••••••• G•• L••bankpooled vehicle sponsorn
- O•• W••• S•••••• O••••••••• G• I• L••pooled vehicle sponsorn
- O•• W••• S•••••• O••••••••• G• I•• L••pooled vehicle sponsorn
- O•• W••• S•••••• O••••••••• G• I••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 3 to 2Mar 26, 2024 to Jul 5, 2024
- Employees · 5 to 3Mar 26, 2024 to Jul 5, 2024
- Advisory employees · 4 to 3Mar 23, 2023 to Mar 26, 2024
- Assets in custody · $411M to $384MMar 23, 2023 to Mar 26, 2024
- Employees · 6 to 5Mar 23, 2023 to Mar 26, 2024
- Discretionary RAUM · $411M to $384MMar 23, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $411M to $384MMar 23, 2023 to Mar 26, 2024
- RAUM · $411M to $384MMar 23, 2023 to Mar 26, 2024
- Accounts · 11 to 12Mar 28, 2022 to Mar 23, 2023
- Advisory employees · 6 to 4Mar 28, 2022 to Mar 23, 2023
- Pooled vehicle clients · 11 to 12Mar 28, 2022 to Mar 23, 2023
- Assets in custody · $621M to $411MMar 28, 2022 to Mar 23, 2023
- Employees · 10 to 6Mar 28, 2022 to Mar 23, 2023
- Private funds · 6 to 7Mar 28, 2022 to Mar 23, 2023
- Discretionary RAUM · $621M to $411MMar 28, 2022 to Mar 23, 2023
- Pooled vehicle RAUM · $621M to $411MMar 28, 2022 to Mar 23, 2023
- RAUM · $621M to $411MMar 28, 2022 to Mar 23, 2023
- Accounts · 10 to 11Sep 24, 2021 to Mar 28, 2022
- Pooled vehicle clients · 10 to 11Sep 24, 2021 to Mar 28, 2022
- Assets in custody · $624M to $621MSep 24, 2021 to Mar 28, 2022
- Employees · 8 to 10Sep 24, 2021 to Mar 28, 2022
- Private funds · 5 to 6Sep 24, 2021 to Mar 28, 2022
- Discretionary RAUM · $624M to $621MSep 24, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $624M to $621MSep 24, 2021 to Mar 28, 2022
- RAUM · $624M to $621MSep 24, 2021 to Mar 28, 2022
- Assets in custody · $469M to $624MMar 23, 2020 to Mar 25, 2021
- Discretionary RAUM · $469M to $624MMar 23, 2020 to Mar 25, 2021
- Pooled vehicle RAUM · $469M to $624MMar 23, 2020 to Mar 25, 2021
- RAUM · $469M to $624MMar 23, 2020 to Mar 25, 2021
- Accounts · 9 to 10Mar 26, 2019 to Mar 23, 2020
- Advisory employees · 5 to 6Mar 26, 2019 to Mar 23, 2020
- Pooled vehicle clients · 9 to 10Mar 26, 2019 to Mar 23, 2020
- Assets in custody · $275M to $469MMar 26, 2019 to Mar 23, 2020
- Employees · 7 to 8Mar 26, 2019 to Mar 23, 2020
- Private funds · 4 to 5Mar 26, 2019 to Mar 23, 2020
- Discretionary RAUM · $275M to $469MMar 26, 2019 to Mar 23, 2020
- Pooled vehicle RAUM · $275M to $469MMar 26, 2019 to Mar 23, 2020
- RAUM · $275M to $469MMar 26, 2019 to Mar 23, 2020
- Accounts · 8 to 9Mar 28, 2018 to Mar 26, 2019
- Advisory employees · 4 to 5Mar 28, 2018 to Mar 26, 2019
Signals
9 dated events
- O•• W••• P•••••••• L•• no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $384.0M)May 2, 2025 · Left the SEC roster · derived
- Patric Micheal Klein (Chief Compliance Officer And Chief Financial Officer) no longer on Schedule A of O•• W••• P•••••••• L•• (listed 2024-03-26, absent 2024-07-05)Jul 5, 2024 · Control person left · inference
- O•• W••• P•••••••• L•• reported RAUM $410.6M, down 34% from $620.6M (2022-03-28 to 2023-03-23)Mar 23, 2023 · RAUM change · derived
- Phillip Brian Smith (Chief Technology Officer) no longer on Schedule A of O•• W••• P•••••••• L•• (listed 2022-03-28, absent 2023-03-23)Mar 23, 2023 · Control person left · inference
- O•• W••• P•••••••• L•• reported RAUM $624.4M, up 33% from $469.4M (2020-03-23 to 2021-03-25)Mar 25, 2021 · RAUM change · derived
- Nicole Megan White (Chief Operating Officer) appeared on Schedule A of O•• W••• P•••••••• L••Mar 25, 2021 · Control person joined · fact
- Phillip Brian Smith (Chief Technology Officer) appeared on Schedule A of O•• W••• P•••••••• L••Mar 25, 2021 · Control person joined · fact
- O•• W••• P•••••••• L•• reported RAUM $469.4M, up 70% from $275.5M (2019-03-26 to 2020-03-23)Mar 23, 2020 · RAUM change · derived
- O•• W••• P•••••••• L•• filed its initial SEC registration (Form ADV)Mar 28, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- O•• W••• P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- O•• W••• P•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- oldwellpartners.com/loginreportedpublic record, Form ADV, Sep 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026