DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

G••••••• C•••••• P••••••• L•

Asset manager (funds and pooled vehicles)Stamford, ConnecticutCRD 285325SEC 801-117953websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Dec 16, 2019 · 12 filings
SEC status approved since Jan 16, 2020
RAUM
$1.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
20
16 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$1.2B as of Mar 31, 2026
Mar 27, 2020$162M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 27, 20200 then
Employees (5.A)20 as of Mar 31, 2026
Mar 27, 20209 then
Private funds2 as of Mar 31, 2026
Mar 27, 20201 then
RAUM +13% over the last fiscal year+16% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$148MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+13%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehicles, otherreportedItem 5.G
Custody
$1.0B, 8 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$822M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
8reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$1.0B for 8 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=0.69 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      G••••••• E••••• F••• I• L•Private Equity Fund$445M94Mar 31, 2022
      G••••••• E••••• F••• L•Private Equity Fund$189M43May 25, 2017
      Owners and control persons
      Schedule A and B, latest filing
      • M••••••••• K•••• · Partnercontrol
        since 05/2021 · owns less than 5%
      • S••••••• D••••••• A•••• · Interim Chief Compliance Officer, Chief Financial Officer, And Chief Operating Officercontrol
        since 09/2024 · owns less than 5%
      • S•••••••• U•••• · Managing Partnercontrol
        since 10/2015 · owns less than 5%
      • W••••••••• A••••• D• L• · Managing Partnercontrol
        since 05/2015 · owns less than 5%
      • D••••• L•••• · Ownercontrol
        since 05/2014 · owns 25% to 50% of E••••••• Capital LLC
      • D••••• L•••• · Trusteecontrol
        since 10/2015 · owns F of N•••• D•••• C••••• I••••••••• N••••• T•••• 1••••••••
      • D••••• L•••• · Trusteecontrol
        since 10/2015 · owns F of N••••• N•••• D•••• I••••••••• N••••• T•••• 1••••••••
      • D••••• N••••• V• · Trusteecontrol
        since 10/2015 · owns F of N••••• N•••• D•••• I••••••••• N••••• T•••• 1••••••••
      • D••••• N••••• V• · Ownercontrol
        since 05/2014 · owns 25% to 50% of E••••••• Capital LLC
      • D••••• N••••• V• · Trusteecontrol
        since 10/2015 · owns F of N•••• D•••• C••••• I••••••••• N••••• T•••• 1••••••••
      • S•••••••• U•••• · Limited Partnercontrol
        since 12/2015 · owns 50% to 75% of G••••••• C•••••• H•••••••• L•
      • S•••••••• U•••• · Membercontrol
        since 12/2015 · owns 50% to 75% of G••••••• C•••••• H••••••• G•• L••
      • W••••••••• A••••• D• L• · Membercontrol
        since 12/2015 · owns 50% to 75% of G••••••• C•••••• H••••••• G•• L••
      • W••••••••• A••••• D• L• · Limited Partnercontrol
        since 12/2015 · owns 50% to 75% of G••••••• C•••••• H•••••••• L•
      Entity owners
      • G••••••• C•••••• H••••••• G•• L•• · General Partner
        direct · owns less than 5%
      • G••••••• C•••••• I••••••••• H•••••••• L• · Limited Partner
        direct · owns 75% or more
      • G••••••• C•••••• H••••••• G•• L•• · General Partner
        indirect · owns F of G••••••• C•••••• I••••••••• H•••••••• L•
      • G••••••• C•••••• H•••••••• L• · Limited Partner
        indirect · owns 75% or more of G••••••• C•••••• I••••••••• H•••••••• L•
      • N•••• D•••• C••••• I••••••••• N••••• T•••• 1•••••••• · Owner
        indirect · owns 25% to 50% of E••••••• Capital LLC
      • N••••• N•••• D•••• I••••••••• N••••• T•••• 1•••••••• · Owner
        indirect · owns 25% to 50% of E••••••• Capital LLC
      • E••••••• C••••••• L•• · Limited Partner
        direct · owns 10% to 25%
      • A• I• G••••••• L•• · Limited Partner
        indirect · owns 25% to 50% of G••••••• C•••••• I••••••••• H•••••••• L•
      Related persons
      Schedule D 7.A
      • G••••••• E••••• F••• G• L••
        pooled vehicle sponsorn
      • G••••••• E••••• F••• I• G• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 13 to 16
        Mar 31, 2025 to Mar 31, 2026
      • Assets in custody · $884M to $1.0B
        Mar 31, 2025 to Mar 31, 2026
      • Employees · 16 to 20
        Mar 31, 2025 to Mar 31, 2026
      • Discretionary RAUM · $1.1B to $1.2B
        Mar 31, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $716M to $822M
        Mar 31, 2025 to Mar 31, 2026
      • RAUM · $1.1B to $1.2B
        Mar 31, 2025 to Mar 31, 2026
      • Accounts · 7 to 8
        Oct 11, 2024 to Mar 31, 2025
      • Advisory employees · 12 to 13
        Oct 11, 2024 to Mar 31, 2025
      • Assets in custody · unset to 884270772.0
        Oct 11, 2024 to Mar 31, 2025
      • Custody of client assets · false to true
        Oct 11, 2024 to Mar 31, 2025
      • Employees · 15 to 16
        Oct 11, 2024 to Mar 31, 2025
      • Financial planning clients · unset to
        Oct 11, 2024 to Mar 31, 2025
      • Discretionary RAUM · $837M to $1.1B
        Oct 11, 2024 to Mar 31, 2025
      • Pooled vehicle RAUM · $634M to $716M
        Oct 11, 2024 to Mar 31, 2025
      • RAUM · $837M to $1.1B
        Oct 11, 2024 to Mar 31, 2025
      • Accounts · 6 to 7
        Mar 30, 2023 to Mar 28, 2024
      • Discretionary RAUM · $757M to $837M
        Mar 30, 2023 to Mar 28, 2024
      • Pooled vehicle RAUM · $590M to $634M
        Mar 30, 2023 to Mar 28, 2024
      • RAUM · $757M to $837M
        Mar 30, 2023 to Mar 28, 2024
      • Advisory employees · 10 to 12
        Jun 9, 2022 to Mar 30, 2023
      • Employees · 12 to 15
        Jun 9, 2022 to Mar 30, 2023
      • Discretionary RAUM · $680M to $757M
        Jun 9, 2022 to Mar 30, 2023
      • Pooled vehicle RAUM · $512M to $590M
        Jun 9, 2022 to Mar 30, 2023
      • RAUM · $680M to $757M
        Jun 9, 2022 to Mar 30, 2023
      • Accounts · 3 to 6
        Apr 19, 2021 to Mar 31, 2022
      • Advisory employees · 7 to 10
        Apr 19, 2021 to Mar 31, 2022
      • Pooled vehicle clients · 2 to 4
        Apr 19, 2021 to Mar 31, 2022
      • Employees · 9 to 12
        Apr 19, 2021 to Mar 31, 2022
      • Private funds · 1 to 2
        Apr 19, 2021 to Mar 31, 2022
      • Discretionary RAUM · $227M to $680M
        Apr 19, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $221M to $512M
        Apr 19, 2021 to Mar 31, 2022
      • RAUM · $227M to $680M
        Apr 19, 2021 to Mar 31, 2022
      • Discretionary RAUM · $162M to $227M
        Mar 27, 2020 to Mar 23, 2021
      • Pooled vehicle RAUM · $158M to $221M
        Mar 27, 2020 to Mar 23, 2021
      • RAUM · $162M to $227M
        Mar 27, 2020 to Mar 23, 2021
      • Private funds · 2 to 1
        Dec 16, 2019 to Mar 27, 2020
      • Discretionary RAUM · $162M to $162M
        Dec 16, 2019 to Mar 27, 2020
      • Pooled vehicle RAUM · $158M to $158M
        Dec 16, 2019 to Mar 27, 2020
      • RAUM · $162M to $162M
        Dec 16, 2019 to Mar 27, 2020
      Signals
      6 dated events
      • G••••••• C•••••• P••••••• L• reported RAUM $1.1B, up 26% from $837.0M (2024-10-11 to 2025-03-31)
        Mar 31, 2025 · RAUM change · derived
      • Martin Brian O'Reilly (Chief Compliance Officer And Chief Operating Officer) no longer on Schedule A of G••••••• C•••••• P••••••• L• (listed 2024-03-28, absent 2024-10-11)
        Oct 11, 2024 · Control person left · inference
      • Aaron Douglas Sanders (Interim Chief Compliance Officer, Chief Financial Officer, And Chief Operating Officer) appeared on Schedule A of G••••••• C•••••• P••••••• L•
        Oct 11, 2024 · Control person joined · fact
      • G••••••• C•••••• P••••••• L• reported RAUM $679.9M, up 200% from $226.8M (2021-04-19 to 2022-03-31)
        Mar 31, 2022 · RAUM change · derived
      • Kerri Mcnicholas (Partner) appeared on Schedule A of G••••••• C•••••• P••••••• L•
        Mar 31, 2022 · Control person joined · fact
      • G••••••• C•••••• P••••••• L• filed its initial SEC registration (Form ADV)
        Dec 16, 2019 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/gainline-capital-partners-lpreportedpublic record, Form ADV, Sep 19, 2026
      Website
      G•••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      212-319-3023reportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026